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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q3 2026

Institutional positions in Novartis AG as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
9
+1 vs. Q2 2026
Shares held
46.1K
+1.55K (+3.5%) vs. Q2 2026
Total value
$6.58M
−$392.7K (−5.6%) vs. Q2 2026
New holders
2
1 more added
Sold out
1
4 more reduced

1,617 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,604 institutionsQ2 2026: 1,625 institutions
Value held
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,625$21.3B
Q1 20261,604$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2026.

Institutions holding NVS in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Schonfeld Strategic Advisors LLC––––Not filed
Dorsey & Whitney Trust CO LLC––––Not filed
Csenge Advisory Group––––Not filed
Empire Financial Management Company, LLC––––Not filed
Parallel Advisors, LLC––––Not filed
Palisade Asset Management, LLC––––Not filed
Ativo Capital Management LLC––––Not filed
Regions Financial Corp––––Not filed
Headinvest, LLC––––Not filed
Mosaic Financial Group, LLC––––Not filed
Baker Ellis Asset Management LLC––––Not filed
Quadcap Wealth Management, LLC––––Not filed
Altman Advisors, Inc.––––Not filed
New Vernon Capital Holdings II LLC––––Not filed
Boothbay Fund Management, LLC––––Not filed
Abel Hall, LLC––––Not filed
Greenleaf Trust––––Not filed
Clark Capital Management Group, Inc.––––Not filed
Park National Corp––––Not filed
GAMMA Investing LLC––––Not filed
Two Sigma Investments, LP––––Not filed
Fort Sheridan Advisors LLC––––Not filed
Personal Cfo Solutions, LLC––––Not filed
Marco Investment Management LLC––––Not filed
Bailard, Inc.––––Not filed
Highland Capital Management, LLC––––Not filed
Sepio Capital, LP––––Not filed
Northstar Asset Management LLC––––Not filed
Lowe Brockenbrough & Co Inc––––Not filed
FSB Premier Wealth Management, Inc.––––Not filed
Savvy Advisors, Inc.––––Not filed
Denali Advisors LLC––––Not filed
AIMZ Investment Advisors, LLC––––Not filed
Kingsview Wealth Management, LLC––––Not filed
OpenArc Corporate Advisory, LLC––––Not filed
Sanibel Captiva Trust Company, Inc.––––Not filed
Kahn Brothers Group Inc––––Not filed
Capital Financial Group Inc––––Not filed
Johnson Investment Counsel Inc––––Not filed
TD Private Client Wealth LLC––––Not filed
Adviser Investments LLC––––Not filed
Cornerstone Planning, LLC––––Not filed
HM Payson & Co––––Not filed
NorthCrest Asset Manangement, LLC––––Not filed
Ascent Group, LLC––––Not filed
Boit C F David––––Not filed
TrueMark Investments, LLC––––Not filed
Opal Capital LLC––––Not filed
Compass Wealth Management LLC––––Not filed
Sterling Capital Management LLC––––Not filed
Arnhold LLC––––Not filed
PCM Encore, LLC––––Not filed
Roberts Glore & Co Inc––––Not filed
Value Partners Investments Inc.––––Not filed
Portside Wealth Group, LLC––––Not filed
Ellevest, Inc.––––Not filed
Henshaw Capital LLC––––Not filed
GeoWealth Management, LLC––––Not filed
Physicians Financial Services, Inc.––––Not filed
Wealth Group, Ltd.––––Not filed
Plancorp, LLC––––Not filed
Generali Investments CEE, investicni spolecnost, a.s.––––Not filed
Integrated Quantitative Investments LLC––––Not filed
Loring Wolcott & Coolidge Fiduciary Advisors LLP––––Not filed
Carnegie Capital Asset Management, LLC––––Not filed
Parsons Capital Management Inc––––Not filed
Equitable Holdings, Inc.––––Not filed
Dynasty Wealth Management, LLC––––Not filed
Glass Wealth Management Co LLC––––Not filed
Harel Insurance Investments & Financial Services Ltd.––––Not filed
Ashton Thomas Private Wealth, LLC––––Not filed
Dorsey Wright & Associates––––Not filed
Frank, Rimerman Advisors LLC––––Not filed
CMH Wealth Management LLC––––Not filed
Bryn Mawr Trust Co––––Not filed
Greenwich Wealth Management LLC––––Not filed
XTX Topco Ltd––––Not filed
Guggenheim Capital LLC––––Not filed
CSM Advisors, LLC––––Not filed
Williams Jones Wealth Management, LLC.––––Not filed
Intrust Bank NA––––Not filed
Geneos Wealth Management Inc.––––Not filed
Brookstone Capital Management––––Not filed
Smart Money Group LLC––––Not filed
Wellington Management Group LLP––––Not filed
Basecamp Wealth Advisors LLC––––Not filed
J.W. Cole Advisors, Inc.––––Not filed
Guyasuta Investment Advisors Inc––––Not filed
Ar Asset Management Inc––––Not filed
Axxcess Wealth Management, LLC––––Not filed
Silvercrest Asset Management Group LLC––––Not filed
Trust Co of Oklahoma––––Not filed
Drexel Morgan & Co.––––Not filed
Boston Family Office LLC––––Not filed
Sagespring Wealth Partners, LLC––––Not filed
Horizon Kinetics Asset Management LLC––––Not filed
Walsky Investment Management, Inc.––––Not filed
Somerville Kurt F––––Not filed
Holderness Investments Co––––Not filed
Kentucky Trust Co––––Not filed