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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q3 2026

Institutional positions in Novartis AG as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
9
+1 vs. Q2 2026
Shares held
46.1K
+1.55K (+3.5%) vs. Q2 2026
Total value
$6.58M
−$392.7K (−5.6%) vs. Q2 2026
New holders
2
1 more added
Sold out
1
4 more reduced

1,617 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,605 institutionsQ2 2026: 1,626 institutions
Value held
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,626$21.3B
Q1 20261,605$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2026.

Institutions holding NVS in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Cullen Investment Group, Ltd.––––Not filed
Russell Investments Group, Ltd.––––Not filed
Deutsche Bank AG––––Not filed
Boston Partners––––Not filed
Edgemoor Investment Advisors, Inc.––––Not filed
Narwhal Capital Management––––Not filed
State Street Corp––––Not filed
1832 Asset Management L.P.––––Not filed
Signaturefd, LLC––––Not filed
Brown Brothers Harriman & Co––––Not filed
Walled Lake Planning & Wealth Management, LLC––––Not filed
First Manhattan Co––––Not filed
Sphera Funds Management Ltd.––––Not filed
Archford Capital Strategies, LLC––––Not filed
Cardinal Capital Management––––Not filed
Smithbridge Asset Management Inc––––Not filed
Pittenger & Anderson Inc––––Not filed
China Universal Asset Management Co., Ltd.––––Not filed
Lockheed Martin Investment Management Co––––Not filed
Financial Gravity Companies, Inc.––––Not filed
Naviter Wealth, LLC––––Not filed
Mount Yale Investment Advisors, LLC––––Not filed
Glassy Mountain Advisors, Inc.––––Not filed
Fiduciary Trust Co––––Not filed
Trust Co of Vermont––––Not filed
Evergreen Capital Management LLC––––Not filed
Factory Mutual Insurance Co––––Not filed
Bleakley Financial Group, LLC––––Not filed
Triasima Portfolio Management inc.––––Not filed
Steward Partners Investment Advisory, LLC––––Not filed
Monte Financial Group, LLC––––Not filed
Vise Technologies, Inc.––––Not filed
Park Avenue Securities LLC––––Not filed
Daymark Wealth Partners, LLC––––Not filed
WCG Wealth Advisors LLC––––Not filed
Qube Research & Technologies Ltd––––Not filed
Rathbone Brothers plc––––Not filed
Pensionmark Financial Group, LLC––––Not filed
Ieq Capital, LLC––––Not filed
MAI Capital Management––––Not filed
Vident Advisory, LLC––––Not filed
Catalyst Capital Advisors LLC––––Not filed
Davenport & Co LLC––––Not filed
Henry James International Management, Inc.––––Not filed
Hamel Associates, Inc.––––Not filed
Advisory Services Network, LLC––––Not filed
Argent Trust Co––––Not filed
First Pacific Financial––––Not filed
Arkadios Wealth Advisors––––Not filed
CAPROCK Group, Inc.––––Not filed
Carret Asset Management, LLC––––Not filed
RSM US Wealth Management LLC––––Not filed
Sequoia Financial Advisors, LLC––––Not filed
National Bank of Canada––––Not filed
EP Wealth Advisors, LLC––––Not filed
Hayek Kallen Investment Management––––Not filed
Farther Finance Advisors, LLC––––Not filed
Gradient Investments LLC––––Not filed
Manufacturers Life Insurance Company, The––––Not filed
Lido Advisors, LLC––––Not filed
Entropy Technologies, LP––––Not filed
Farmers & Merchants Investments Inc––––Not filed
Spire Wealth Management––––Not filed
Rhumbline Advisers––––Not filed
Timber Creek Capital Management LLC––––Not filed
Price T Rowe Associates Inc––––Not filed
Quartz Partners, LLC––––Not filed
Merit Financial Group, LLC––––Not filed
Great Lakes Advisors, LLC––––Not filed
Greenfield Seitz Capital Management, LLC––––Not filed
Auto-Owners Insurance Co––––Not filed
Providence Capital Advisors, LLC––––Not filed
WealthTrust Axiom LLC––––Not filed
Chesley Taft & Associates LLC––––Not filed
SRS Capital Advisors, Inc.––––Not filed
Abundance Wealth Counselors––––Not filed
Fifth Third Bancorp––––Not filed
Dearborn Partners LLC––––Not filed
Commerce Bank––––Not filed
Americana Partners, LLC––––Not filed
Euro Pacific Asset Management, LLC––––Not filed
Crossmark Global Holdings, Inc.––––Not filed
Atomi Financial Group, Inc.––––Not filed
Azzad Asset Management Inc––––Not filed
Fred Alger Management, LLC––––Not filed
Cornerstone Wealth Group, LLC––––Not filed
Victory Capital Management Inc––––Not filed
Ballentine Partners, LLC––––Not filed
Choate Investment Advisors––––Not filed
CWA Asset Management Group, LLC––––Not filed
Prentiss Smith & Co Inc––––Not filed
Arjuna Capital––––Not filed
Moody Lynn & Lieberson, LLC––––Not filed
Private Advisor Group, LLC––––Not filed
Engineers Gate Manager LP––––Not filed
Fort Washington Investment Advisors Inc––––Not filed
Moors & Cabot, Inc.––––Not filed
Oxbow Advisors, LLC––––Not filed
Pegasus Asset Management, Inc.––––Not filed
Haverford Trust Co––––Not filed