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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q3 2026

Institutional positions in Novartis AG as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
20
+1 vs. Q2 2026
Shares held
279.1K
+4.25K (+1.5%) vs. Q2 2026
Total value
$39.8M
−$3.27M (−7.6%) vs. Q2 2026
New holders
2
6 more added
Sold out
1
9 more reduced

1,606 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,604 institutionsQ2 2026: 1,625 institutions
Value held
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,625$21.3B
Q1 20261,604$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2026.

Institutions holding NVS in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Steigerwald, Gordon & Koch Inc.––––Not filed
Mirador Capital Partners LP––––Not filed
Ancora Advisors, LLC––––Not filed
Cauble & Harre Wealth Management, Inc.––––Not filed
Dakota Community Bank & Trust NA––––Not filed
Enterprise Financial Services Corp––––Not filed
Merrion Investment Management Co, LLC––––Not filed
Paradigm Capital Management, LLC––––Not filed
Dorato Capital Management––––Not filed
BKD Wealth Advisors, LLC––––Not filed
180 Wealth Advisors, LLC––––Not filed
Alliance Wealth Advisors, LLC––––Not filed
Elk River Wealth Management, LLC––––Not filed
Proficio Capital Partners LLC––––Not filed
Keudell/Morrison Wealth Management––––Not filed
Whalerock Point Partners, LLC––––Not filed
Vanguard Capital Wealth Advisors––––Not filed
F/M Investments LLC––––Not filed
KG&L Capital Management,LLC––––Not filed
Legacy Wealth Advisors, LLC––––Not filed
Hudson Capital Management LLC––––Not filed
Kestra Investment Management, LLC––––Not filed
Dillon & Associates Inc––––Not filed
Focus Financial Network, Inc.––––Not filed
Pacifica Partners Inc.––––Not filed
Clear Wave Wealth Management LLC––––Not filed
First County Bank––––Not filed
Parnassus Investments––––Not filed
Greykasell Wealth Strategies, Inc.––––Not filed
Cozad Asset Management Inc––––Not filed
Gimbal Financial––––Not filed
Stanley-Laman Group, Ltd.––––Not filed
Peak Asset Management, LLC––––Not filed
Juncture Wealth Strategies, LLC––––Not filed
Palladiem, LLC––––Not filed
Greenup Street Wealth Management LLC––––Not filed
Hall Capital Management Co Inc––––Not filed
Stirlingshire Investments, Inc.––––Not filed
Spinnaker Trust––––Not filed
Cornerstone Advisory, LLC––––Not filed
Syverson Strege & Co––––Not filed
Intellectus Partners, LLC––––Not filed
Barry Investment Advisors, LLC––––Not filed
Hilltop National Bank––––Not filed
Capital Advisors Inc––––Not filed
Meyer Handelman Co––––Not filed
Cypress Wealth Services, LLC––––Not filed
EJMK Ventures LLC––––Not filed
Livet Wealth, LLC––––Not filed
EntryPoint Capital, LLC––––Not filed
South Street Advisors LLC––––Not filed
Commonwealth Retirement Investments LLC––––Not filed
Avestar Capital, LLC––––Not filed
August Group Capital Ltd––––Not filed
Hummer Financial Advisory Services Inc––––Not filed
Confluence Wealth Services, Inc.––––Not filed
Clearbridge Investments, LLC––––Not filed
Triad Wealth Partners, LLC––––Not filed
Manchester Capital Management LLC––––Not filed
Community Bank, N.A.––––Not filed
Eagle Harbor Asset Management Inc––––Not filed
Quotient Wealth Partners, LLC––––Not filed
Steel Peak Wealth Management LLC––––Not filed
Avalon Trust Co––––Not filed
SageView Advisory Group, LLC––––Not filed
Mattson Financial Services, LLC––––Not filed
Narus Financial Partners, LLC––––Not filed
Nolet Wealth Management, LLC––––Not filed
Essex Investment Management Co LLC––––Not filed
Smith, Moore & Co.––––Not filed
Badgley Phelps Wealth Managers, LLC––––Not filed
Cura Wealth Advisors, LLC––––Not filed
Ponta Wealth Partners, LLC––––Not filed
ORG Wealth Partners, LLC––––Not filed
Empower Advisory Group, LLC––––Not filed
SJS Investment Consulting Inc.––––Not filed
Van Diest Capital, LLC––––Not filed
Astoria Portfolio Advisors LLC.––––Not filed
Endowment Wealth Management, Inc.––––Not filed
Excalibur Management Corp––––Not filed
Global Trust Asset Management, LLC––––Not filed
Trace Wealth Advisors, LLC––––Not filed
Welch Financial Planning, LLC––––Not filed
FSM Wealth Advisors, LLC––––Not filed
Brown Financial Advisors––––Not filed
Fire Capital Management LLC––––Not filed
Cape Cod Five Cents Savings Bank––––Not filed
First Nebraska Trust Co––––Not filed
Pallas Capital Advisors LLC––––Not filed
Entelevest, LLC––––Not filed
Red Door Wealth Management, LLC––––Not filed
Fulcrum Equity Management––––Not filed
Moody National Bank Trust Division––––Not filed
Paradigm Asset Management Co LLC––––Not filed
Caitong International Asset Management Co., Ltd––––Not filed
American National Bank––––Not filed
Financial Perspectives, Inc––––Not filed
Atlas Legacy Advisors, LLC––––Not filed
Plimoth Trust Co LLC––––Not filed
Marietta Wealth Management, LLC––––Not filed