Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2025
Institutional positions in Novartis AG as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,405
- +43 vs. Q2 2025
- Shares held
- 134.0M
- +778.3K (+0.6%) vs. Q2 2025
- Total value
- $17.2B
- +$1.07B (+6.6%) vs. Q2 2025
- New holders
- 117
- 478 more added
- Sold out
- 74
- 480 more reduced
25 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HRT Financial LP | 138,859 | $17.8M | 0.07% | +100,879+265.6% | Added |
| First Fiduciary Investment Counsel, Inc. | 136,470 | $17.5M | 3.41% | −353−0.3% | Reduced |
| Mercer Global Advisors Inc | 136,371 | $17.5M | 0.03% | +1,465+1.1% | Added |
| Coleford Investment Management Ltd. | 136,050 | $17.4M | 4.19% | −2,700−1.9% | Reduced |
| AQR Capital Management LLC | 135,959 | $17.4M | 0.01% | +62,447+84.9% | Added |
| Wilkins Investment Counsel Inc | 133,977 | $17.2M | 2.43% | −5,443−3.9% | Reduced |
| GW Henssler & Associates Ltd | 133,468 | $17.1M | 0.86% | −1,938−1.4% | Reduced |
| Parkwood LLC | 132,966 | $17.1M | 1.66% | −94,334−41.5% | Reduced |
| JustInvest LLC | 132,536 | $17.0M | 0.17% | +6,924+5.5% | Added |
| Ingalls & Snyder LLC | 131,857 | $16.9M | 0.56% | −160−0.1% | Reduced |
| QRG Capital Management, Inc. | 125,534 | $16.1M | 0.20% | −66,101−34.5% | Reduced |
| Boston Common Asset Management, LLC | 124,236 | $15.9M | 0.45% | −14,347−10.4% | Reduced |
| Neuberger Berman Group LLC | 121,739 | $15.6M | 0.01% | +6,440+5.6% | Added |
| Capital Wealth Planning, LLC | 118,905 | $15.2M | 0.11% | +28,520+31.6% | Added |
| Wiley Bros.-Aintree Capital, LLC | 116,717 | $15.1M | 0.10% | +10,081+9.5% | Added |
| Tocqueville Asset Management L.P. | 115,902 | $14.9M | 0.22% | −412−0.4% | Reduced |
| Edgemoor Investment Advisors, Inc. | 109,040 | $14.0M | 1.08% | −1,699−1.5% | Reduced |
| Allspring Global Investments Holdings, LLC | 105,701 | $13.9M | 0.02% | −4,419−4.0% | Reduced |
| Cresset Asset Management, LLC | 108,372 | $13.9M | 0.06% | +3,420+3.3% | Added |
| Pathstone Holdings, LLC | 107,084 | $13.7M | 0.05% | +4,060+3.9% | Added |
| Jane Street Group, LLC | 106,302 | $13.6M | 0.02% | +58,237+121.2% | Added |
| New York State Common Retirement Fund | 106,298 | $13.6M | 0.02% | +3,753+3.7% | Added |
| Rockefeller Capital Management L.P. | 102,679 | $13.2M | 0.03% | +4,936+5.0% | Added |
| Ritholtz Wealth Management | 101,506 | $13.0M | 0.25% | +841+0.8% | Added |
| Massachusetts Financial Services Co | 99,385 | $12.7M | 0.00% | +24,897+33.4% | Added |
| Exencial Wealth Advisors, LLC | 95,924 | $12.3M | 0.40% | −2,492−2.5% | Reduced |
| Allworth Financial LP | 95,597 | $12.3M | 0.05% | −261−0.3% | Reduced |
| Fiera Capital Corp | 93,934 | $12.0M | 0.04% | +50,263+115.1% | Added |
| American Assets Investment Management, LLC | 93,610 | $12.0M | 0.88% | 00.0% | Unchanged |
| Sanctuary Advisors, LLC | 91,723 | $11.8M | 0.07% | +13,155+16.7% | Added |
| Ethic Inc. | 90,855 | $11.7M | 0.19% | +9,507+11.7% | Added |
| Eldred Rock Partners, LLC | 90,753 | $11.6M | 2.90% | +9,871+12.2% | Added |
| Manufacturers Life Insurance Company, The | 89,840 | $11.5M | 0.01% | −752−0.8% | Reduced |
| CWM, LLC | 89,476 | $11.5M | 0.03% | +6,817+8.2% | Added |
| Euro Pacific Asset Management, LLC | 91,767 | $11.4M | 1.38% | −1,291−1.4% | Reduced |
| Osterweis Capital Management Inc | – | $11.4M | 0.51% | – | – |
| Manning & Napier Advisors LLC | 88,478 | $11.3M | 0.14% | −7,437−7.8% | Reduced |
| Matthew Goff Investment Advisor, LLC | 88,277 | $11.3M | 1.93% | −482−0.5% | Reduced |
| Callan Family Office, LLC | 87,975 | $11.3M | 0.36% | +927+1.1% | Added |
| Bahl & Gaynor Inc | 87,431 | $11.2M | 0.06% | −4,208−4.6% | Reduced |
| Zevin Asset Management LLC | 87,207 | $11.2M | 1.63% | −12,129−12.2% | Reduced |
| Lockheed Martin Investment Management Co | 85,200 | $10.9M | 0.40% | +11,500+15.6% | Added |
| Bartlett & Co. Wealth Management LLC | 84,707 | $10.9M | 0.14% | −1,116−1.3% | Reduced |
| Investment House LLC | 82,017 | $10.5M | 0.50% | +200+0.2% | Added |
| Reynders McVeigh Capital Management, LLC | 81,871 | $10.5M | 0.49% | +8,214+11.2% | Added |
| United Capital Financial Advisers, LLC | 80,960 | $10.4M | 0.07% | +4,508+5.9% | Added |
| Live Oak Private Wealth LLC | 77,080 | $9.88M | 1.38% | +465+0.6% | Added |
| Gabelli Funds LLC | 76,900 | $9.86M | 0.07% | −2,500−3.1% | Reduced |
| Cohen Capital Management, Inc. | 76,613 | $9.82M | 1.53% | −650−0.8% | Reduced |
| Tweedy, Browne Co LLC | 76,054 | $9.75M | 0.85% | −1,215−1.6% | Reduced |
| Clifford Swan Investment Counsel LLC | 75,602 | $9.70M | 0.32% | −818−1.1% | Reduced |
| Victory Capital Management Inc | 75,464 | $9.68M | 0.01% | −2,640−3.4% | Reduced |
| Altrius Capital Management Inc | 74,429 | $9.54M | 2.18% | −4,480−5.7% | Reduced |
| Alliancebernstein L.P. | 74,082 | $9.50M | 0.00% | +2,110+2.9% | Added |
| Franklin, Parlapiano, Turner & Welch, LLC | 73,979 | $9.49M | 2.40% | −1,862−2.5% | Reduced |
| Tower Bridge Advisors | 73,338 | $9.40M | 0.94% | −1,006−1.4% | Reduced |
| GWM Advisors LLC | 72,639 | $9.32M | 0.04% | +4,356+6.4% | Added |
| Russell Investments Group, Ltd. | 72,604 | $9.31M | 0.01% | +49,711+217.1% | Added |
| Camden National Bank | 70,622 | $9.06M | 1.27% | −435−0.6% | Reduced |
| Baird Financial Group, Inc. | 69,492 | $8.91M | 0.01% | +430+0.6% | Added |
| Kestra Advisory Services, LLC | 69,390 | $8.90M | 0.04% | +39,678+133.5% | Added |
| Empowered Funds, LLC | 67,377 | $8.64M | 0.09% | +2,542+3.9% | Added |
| Blair William & Co | 65,726 | $8.43M | 0.02% | −381−0.6% | Reduced |
| Geneos Wealth Management Inc. | 64,760 | $8.30M | 0.21% | +14,032+27.7% | Added |
| Northwestern Mutual Wealth Management Co | 64,498 | $8.27M | 0.01% | −2,046−3.1% | Reduced |
| Mengis Capital Management, Inc. | 63,998 | $8.21M | 1.61% | −485−0.8% | Reduced |
| Beacon Pointe Advisors, LLC | 63,781 | $8.18M | 0.07% | +2,676+4.4% | Added |
| Welch & Forbes LLC | 61,146 | $7.84M | 0.09% | −663−1.1% | Reduced |
| Quadrant Capital Group LLC | 59,694 | $7.66M | 0.25% | +2,262+3.9% | Added |
| Atria Investments LLC | 58,465 | $7.50M | 0.09% | +5,179+9.7% | Added |
| Fiduciary Trust Co | 57,833 | $7.42M | 0.08% | −162−0.3% | Reduced |
| Pinnacle Associates Ltd | 57,815 | $7.41M | 0.10% | −260−0.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 56,101 | $7.19M | 0.02% | +3,239+6.1% | Added |
| Colony Group, LLC | 55,944 | $7.17M | 0.01% | +4,307+8.3% | Added |
| Boston Partners | 54,543 | $7.01M | 0.01% | +1,813+3.4% | Added |
| Deutsche Bank AG | 52,968 | $6.79M | 0.00% | +2,301+4.5% | Added |
| Park Avenue Securities LLC | 52,892 | $6.78M | 0.05% | −2,427−4.4% | Reduced |
| Advisors Capital Management, LLC | 52,733 | $6.76M | 0.08% | +2,383+4.7% | Added |
| Steward Partners Investment Advisory, LLC | 52,474 | $6.73M | 0.04% | +5,275+11.2% | Added |
| Logan Capital Management Inc | 52,305 | $6.71M | 0.28% | +5,645+12.1% | Added |
| Bleakley Financial Group, LLC | 52,133 | $6.69M | 0.16% | −34−0.1% | Reduced |
| Jarislowsky, Fraser Ltd | 52,037 | $6.67M | 0.04% | −1,410−2.6% | Reduced |
| Narwhal Capital Management | 51,925 | $6.66M | 0.49% | +1,165+2.3% | Added |
| Federated Hermes, Inc. | 51,422 | $6.59M | 0.01% | −48,181−48.4% | Reduced |
| Keybank National Association | 50,525 | $6.48M | 0.02% | +1,148+2.3% | Added |
| Glassy Mountain Advisors, Inc. | 50,500 | $6.48M | 1.95% | −937−1.8% | Reduced |
| Country Club Bank | 51,697 | $6.42M | 0.38% | −8,402−14.0% | Reduced |
| Catalyst Capital Advisors LLC | 49,892 | $6.40M | 0.13% | +2,300+4.8% | Added |
| Walled Lake Planning & Wealth Management, LLC | 49,796 | $6.39M | 2.10% | −2,905−5.5% | Reduced |
| Wetherby Asset Management Inc | 49,685 | $6.37M | 0.26% | −279−0.6% | Reduced |
| Cardinal Capital Management | 49,561 | $6.36M | 0.88% | +548+1.1% | Added |
| Pittenger & Anderson Inc | 49,020 | $6.29M | 0.23% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 48,940 | $6.28M | 0.04% | −1,237−2.5% | Reduced |
| Smithbridge Asset Management Inc | 48,515 | $6.22M | 0.90% | −90.0% | Reduced |
| Great Valley Advisor Group, Inc. | 47,270 | $6.06M | 0.12% | −4,752−9.1% | Reduced |
| Scotia Capital Inc. | 47,053 | $6.03M | 0.03% | +2,152+4.8% | Added |
| Simplex Trading, LLC | 46,811 | $6.00M | 0.13% | +23,108+97.5% | Added |
| Monte Financial Group, LLC | 46,583 | $5.97M | 2.20% | −5,879−11.2% | Reduced |
| Rathbone Brothers plc | 46,249 | $5.93M | 0.02% | −2,350−4.8% | Reduced |
| Signaturefd, LLC | 46,107 | $5.91M | 0.09% | +1,389+3.1% | Added |