Novartis AG

NVS

Exchange: NYSE
Industry: Pharmaceutical Preparations
SEC CIK: 0001114448

SEC filings (opens in a new tab)

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q4 2024

Institutional positions in Novartis AG as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 1,345; +54 vs. Q3 2024
Shares held: 130.4M; −716.2K (−0.5%) vs. Q3 2024
Total value: $12.7B; −$2.38B (−15.8%) vs. Q3 2024
New holders: 159; 420 more added
Sold out: 105; 469 more reduced

23 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2024: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2024: 1,345 institutions

Value heldQ4 2024: $12.7B

Institutions holding NVS and their total value by quarter
Quarter	Holders	Value
Q2 2026	1,626	$21.3B
Q1 2026	1,605	$22.0B
Q4 2025	1,515	$18.4B
Q3 2025	1,405	$17.2B
Q2 2025	1,387	$16.2B
Q1 2025	1,361	$15.4B
Q4 2024	1,345	$12.7B
Q3 2024	1,314	$15.2B
Q2 2024	1,309	$14.7B
Q1 2024	1,254	$13.6B
Q4 2023	1,274	$14.2B
Q3 2023	1,225	$15.1B
Q2 2023	1,203	$14.9B
Q1 2023	1,182	$15.2B
Q4 2022	1,183	$15.5B
Q3 2022	1,088	$13.7B
Q2 2022	1,142	$16.9B
Q1 2022	1,137	$18.3B
Q4 2021	1,147	$18.5B
Q3 2021	1,083	$18.0B
Q2 2021	1,123	$19.8B
Q1 2021	1,138	$18.7B

Institutions, Q4 2024

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2024.

Institutions holding NVS in Q4 2024
Institution	Shares	Value	% of portfolio	Change in shares	Action
REAP Financial Group, LLC	0	$17	0.00%	−21−100.0%	Reduced
Financial Freedom, LLC	3	$310	0.00%	00.0%	Unchanged
Creekmur Asset Management LLC	7	$681	0.00%	00.0%	Unchanged
SWAN Capital LLC	9	$876	0.00%	+9	New
Cherry Tree Wealth Management, LLC	9	$876	0.00%	+9	New
Gold Investment Management Ltd.	10	$973	0.00%	00.0%	Unchanged
NBC Securities, Inc.	10	$1.06K	0.10%	−10,652−99.9%	Reduced
Winch Advisory Services, LLC	11	$1.07K	0.00%	+11	New
Plante Moran Financial Advisors, LLC	12	$1.17K	0.00%	−25−67.6%	Reduced
Granite FO LLC	14	$1.36K	0.00%	00.0%	Unchanged
Rakuten Securities, Inc.	15	$1.46K	0.00%	+10+200.0%	Added
Pacific Capital Wealth Advisors, Inc	16	$1.56K	0.00%	00.0%	Unchanged
Marquette Asset Management, LLC	17	$1.66K	0.00%	00.0%	Unchanged
Hartford Financial Management Inc.	19	$1.85K	0.00%	00.0%	Unchanged
TD Capital Management LLC	20	$1.95K	0.00%	+20	New
BOK Financial Private Wealth, Inc.	20	$1.95K	0.00%	−181−90.0%	Reduced
Farmers & Merchants Trust Co of Chambersburg PA	22	$2.00K	0.00%	00.0%	Unchanged
New Wave Wealth Advisors LLC	23	$2.24K	0.00%	+23	New
Abound Wealth Management	23	$2.24K	0.00%	00.0%	Unchanged
Newbridge Financial Services Group, Inc.	26	$2.53K	0.00%	00.0%	Unchanged
Iron Horse Wealth Management, LLC	29	$2.82K	0.00%	00.0%	Unchanged
Carolina Wealth Advisors, LLC	30	$2.92K	0.00%	00.0%	Unchanged
Thompson Investment Management, Inc.	31	$3.02K	0.00%	00.0%	Unchanged
ORG Wealth Partners, LLC	33	$3.21K	0.00%	00.0%	Unchanged
Hallmark Capital Management Inc	36	$3.50K	0.00%	00.0%	Unchanged
POM Investment Strategies, LLC	36	$3.50K	0.00%	00.0%	Unchanged
Advantage Trust Co	36	$3.50K	0.00%	+36	New
Horizon Investments, LLC	37	$3.60K	0.00%	−1−2.6%	Reduced
Princeton Global Asset Management LLC	38	$3.70K	0.00%	00.0%	Unchanged
Financial Network Wealth Advisors LLC	39	$3.79K	0.01%	−18−31.6%	Reduced
Maryland Capital Advisors Inc.	39	$3.80K	0.00%	−4−9.3%	Reduced
Studio Investment Management LLC	40	$3.89K	0.00%	00.0%	Unchanged
Bank of Jackson Hole Trust	44	$4.28K	0.00%	+44	New
Mainstream Capital Management LLC	44	$4.28K	0.00%	+44	New
Synergy Investment Management, LLC	44	$4.28K	0.00%	+44	New
Signature Resources Capital Management, LLC	45	$4.38K	0.00%	00.0%	Unchanged
Decker Retirement Planning Inc.	45	$4.38K	0.00%	+45	New
Criterion Capital Advisors, LLC	45	$4.79K	0.00%	00.0%	Unchanged
JDM Financial Group LLC	50	$4.87K	0.00%	00.0%	Unchanged
TSFG, LLC	50	$5.00K	0.00%	00.0%	Unchanged
Wood Tarver Financial Group, LLC	59	$5.00K	0.00%	+59	New
Raleigh Capital Management Inc.	52	$5.03K	0.00%	00.0%	Unchanged
Friedenthal Financial	52	$5.06K	0.00%	00.0%	Unchanged
Mendota Financial Group, LLC	53	$5.14K	0.00%	−12−18.5%	Reduced
NewSquare Capital LLC	53	$5.16K	0.00%	+53	New
WR Wealth Planners, LLC	54	$5.25K	0.00%	+3+5.9%	Added
Caitlin John, LLC	54	$5.27K	0.00%	00.0%	Unchanged
Knights of Columbus Asset Advisors LLC	55	$5.35K	0.00%	00.0%	Unchanged
Jackson, Grant Investment Advisers, Inc.	56	$5.45K	0.00%	00.0%	Unchanged
Creative Capital Management Investments LLC	59	$5.74K	0.00%	00.0%	Unchanged
Richard W. Paul & Associates, LLC	65	$6.33K	0.00%	00.0%	Unchanged
Highline Wealth Partners LLC	66	$6.42K	0.00%	−73−52.5%	Reduced
Robinswood Financial LLC	66	$6.42K	0.00%	00.0%	Unchanged
Mascoma Wealth Management LLC	67	$6.52K	0.00%	00.0%	Unchanged
Hemington Wealth Management	79	$7.00K	0.00%	00.0%	Unchanged
Slocum, Gordon & Co LLP	73	$7.10K	0.01%	00.0%	Unchanged
Wolff Wiese Magana LLC	73	$7.10K	0.00%	+73	New
Indiana Trust & Investment Management CO	75	$7.30K	0.00%	00.0%	Unchanged
Strategic Investment Solutions, Inc.	80	$7.79K	0.00%	00.0%	Unchanged
Cornerstone Planning Group LLC	79	$8.17K	0.00%	−36−31.3%	Reduced
Prudent Man Investment Management, Inc.	84	$8.18K	0.00%	+84	New
Reyes Financial Architecture, Inc.	85	$8.27K	0.01%	+85	New
Aspetuck Financial Management LLC	85	$8.27K	0.01%	+85	New
FSA Wealth Management LLC	90	$8.76K	0.00%	−33−26.8%	Reduced
First Community Trust NA	98	$9.54K	0.01%	00.0%	Unchanged
Atala Financial Inc	98	$9.54K	0.01%	+98	New
Main Street Group, LTD	98	$9.54K	0.00%	00.0%	Unchanged
First Command Advisory Services, Inc.	100	$9.73K	0.00%	00.0%	Unchanged
SJS Investment Consulting Inc.	100	$9.73K	0.00%	00.0%	Unchanged
Armstrong Advisory Group, Inc	100	$9.73K	0.00%	00.0%	Unchanged
West Paces Advisors Inc.	100	$9.73K	0.00%	00.0%	Unchanged
Teachers Insurance & Annuity Association of America	100	$9.73K	0.01%	+100	New
Horrell Capital Management, Inc.	100	$10.0K	0.00%	00.0%	Unchanged
Asset Planning,Inc	107	$10.4K	0.01%	+107	New
Stephens Consulting, LLC	109	$10.6K	0.00%	00.0%	Unchanged
MCF Advisors LLC	115	$11.2K	0.00%	00.0%	Unchanged
Investment Management Corp	115	$11.2K	0.01%	+115	New
Hager Investment Management Services, LLC	115	$11.2K	0.01%	+115	New
Lavaca Capital LLC	119	$11.6K	0.01%	+119	New
Walleye Capital LLC	120	$11.7K	0.00%	−29,186−99.6%	Reduced
PSI Advisors, LLC	121	$11.8K	0.00%	00.0%	Unchanged
Pacific Center for Financial Services	123	$12.0K	0.00%	00.0%	Unchanged
Householder Group Estate & Retirement Specialist, LLC	128	$12.0K	0.01%	−353−73.4%	Reduced
Centerpoint Advisors, LLC	125	$12.0K	0.00%	00.0%	Unchanged
Quent Capital, LLC	126	$12.3K	0.00%	00.0%	Unchanged
Flagship Wealth Advisors, LLC	127	$12.4K	0.01%	+127	New
MV Capital Management, Inc.	128	$12.5K	0.00%	00.0%	Unchanged
True Wealth Design, LLC	129	$12.6K	0.00%	+27+26.5%	Added
Kohmann Bosshard Financial Services, LLC	130	$12.7K	0.00%	+130	New
City Holding Co	135	$13.1K	0.00%	00.0%	Unchanged
West Branch Capital LLC	140	$13.6K	0.00%	−60−30.0%	Reduced
Coston, McIsaac & Partners	150	$14.0K	0.00%	00.0%	Unchanged
Standard Family Office LLC	144	$14.0K	0.02%	−192−57.1%	Reduced
Stonebridge Financial Group, LLC	146	$14.2K	0.00%	+146	New
Ninety One UK Ltd	147	$14.3K	0.00%	00.0%	Unchanged
Beaird Harris Wealth Management, LLC	148	$14.4K	0.00%	−556−79.0%	Reduced
Park Place Capital Corp	152	$14.8K	0.00%	00.0%	Unchanged
Glass Jacobson Investment Advisors llc	152	$14.8K	0.00%	+18+13.4%	Added
Transce3nd, LLC	165	$16.1K	0.01%	+165	New
Archer Investment Corp	171	$16.6K	0.00%	00.0%	Unchanged