Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2024
Institutional positions in Novartis AG as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,314
- +22 vs. Q2 2024
- Shares held
- 132.2M
- −3.48M (−2.6%) vs. Q2 2024
- Total value
- $15.2B
- +$760.1M (+5.3%) vs. Q2 2024
- New holders
- 101
- 414 more added
- Sold out
- 79
- 480 more reduced
17 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Liberty One Investment Management, LLC | 6,621 | $761.5K | 0.08% | −322−4.6% | Reduced |
| Ascent Group, LLC | 6,691 | $769.6K | 0.06% | +275+4.3% | Added |
| Valeo Financial Advisors, LLC | 6,701 | $770.7K | 0.02% | 00.0% | Unchanged |
| Kennedy Investment Group | 6,750 | $776.4K | 0.36% | 00.0% | Unchanged |
| Change Path, LLC | 6,772 | $779.0K | 0.03% | +6,772 | New |
| Klingenstein Fields & Co LP | 6,797 | $781.8K | 0.03% | 00.0% | Unchanged |
| Kimelman & Baird, LLC | 6,850 | $787.9K | 0.06% | −50−0.7% | Reduced |
| Lantz Financial LLC | 6,862 | $789.3K | 0.21% | −199−2.8% | Reduced |
| Global Retirement Partners, LLC | 6,864 | $789.5K | 0.02% | +394+6.1% | Added |
| Jacobi Capital Management LLC | 6,935 | $797.7K | 0.06% | +443+6.8% | Added |
| Essex Financial Services, Inc. | 7,020 | $802.5K | 0.06% | −1,381−16.4% | Reduced |
| Douglass Winthrop Advisors, LLC | 7,008 | $806.1K | 0.02% | 00.0% | Unchanged |
| Cookson Peirce & Co Inc | 7,056 | $811.6K | 0.04% | +9+0.1% | Added |
| Central Trust Co | 7,068 | $813.0K | 0.02% | −318−4.3% | Reduced |
| Applied Finance Capital Management, LLC | 7,073 | $813.5K | 0.03% | +2,666+60.5% | Added |
| Group One Trading, L.P. | 7,091 | $815.6K | 0.03% | +500+7.6% | Added |
| St. Clair Advisors, LLC | 7,092 | $815.7K | 0.23% | 00.0% | Unchanged |
| CNB Bank | 7,095 | $816.1K | 0.38% | −1,684−19.2% | Reduced |
| Banco de Sabadell, S.A | 7,116 | $818.0K | 0.61% | −1,191−14.3% | Reduced |
| Eqis Capital Management, Inc. | 7,116 | $818.5K | 0.07% | −1,555−17.9% | Reduced |
| Keystone Financial Services | 7,137 | $820.9K | 0.32% | +501+7.5% | Added |
| Net Worth Advisory Group | 7,150 | $822.4K | 0.24% | +7,150 | New |
| Gladstone Institutional Advisory LLC | 7,167 | $824.4K | 0.04% | −105−1.4% | Reduced |
| Twin City Private Wealth, LLC | 7,184 | $826.3K | 0.72% | −523−6.8% | Reduced |
| Lantern Wealth Advisors, LLC | 7,200 | $828.1K | 0.57% | 00.0% | Unchanged |
| Oxford Wealth Group, LLC | 7,223 | $830.8K | 0.68% | −2,973−29.2% | Reduced |
| Calamos Wealth Management LLC | 7,228 | $831.4K | 0.04% | +7,228 | New |
| Marotta Asset Management | 7,270 | $836.2K | 0.16% | −108−1.5% | Reduced |
| Tiaa Trust, National Association | 7,306 | $840.3K | 0.00% | +305+4.4% | Added |
| Romano Brothers and Company | 7,312 | $841.0K | 0.10% | −50−0.7% | Reduced |
| Puzo Michael J | 7,325 | $842.5K | 0.22% | −5,820−44.3% | Reduced |
| Mill Capital Management, LLC | 7,334 | $843.6K | 0.07% | 00.0% | Unchanged |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 7,496 | $848.0K | 0.01% | 00.0% | Unchanged |
| Causeway Capital Management LLC | 7,382 | $849.1K | 0.02% | −194,953−96.4% | Reduced |
| Ruggaard & Associates LLC | 7,421 | $853.5K | 0.37% | +73+1.0% | Added |
| Harbour Investments, Inc. | 7,494 | $861.9K | 0.03% | −5−0.1% | Reduced |
| Means Investment Co., Inc. | 7,506 | $863.3K | 0.10% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 7,526 | $865.6K | 0.08% | −75−1.0% | Reduced |
| Mather Group, LLC. | 7,538 | $867.0K | 0.01% | −3,061−28.9% | Reduced |
| Keel Point, LLC | 7,547 | $868.1K | 0.07% | −188−2.4% | Reduced |
| Montag A & Associates Inc | 7,575 | $871.2K | 0.04% | 00.0% | Unchanged |
| Covenant Partners, LLC | 7,608 | $875.1K | 0.25% | +66+0.9% | Added |
| Kingsview Wealth Management, LLC | 7,674 | $882.7K | 0.02% | −702−8.4% | Reduced |
| First Affirmative Financial Network | 7,714 | $887.2K | 0.49% | +1,909+32.9% | Added |
| JNBA Financial Advisors | 7,727 | $888.7K | 0.09% | −729−8.6% | Reduced |
| BSW Wealth Partners | 7,727 | $888.7K | 0.13% | +637+9.0% | Added |
| Beacon Investment Advisory Services, Inc. | 7,734 | $889.6K | 0.04% | −312−3.9% | Reduced |
| Thornburg Investment Management Inc | 7,800 | $897.2K | 0.01% | 00.0% | Unchanged |
| Allianz Asset Management GmbH | 7,800 | $897.2K | 0.00% | 00.0% | Unchanged |
| Lee Danner & Bass Inc | 7,805 | $898.0K | 0.06% | −25−0.3% | Reduced |
| Shelton Capital Management | 7,843 | $902.1K | 0.02% | −35−0.4% | Reduced |
| Avidian Wealth Solutions, LLC | 7,913 | $910.1K | 0.04% | +102+1.3% | Added |
| Coldstream Capital Management Inc | 7,947 | $914.1K | 0.02% | +1,109+16.2% | Added |
| Cypress Asset Management Inc | 7,956 | $915.1K | 0.23% | +150+1.9% | Added |
| Warren Averett Asset Management, LLC | 7,987 | $918.6K | 0.02% | −537−6.3% | Reduced |
| Burns J W & Co Inc | 8,009 | $921.2K | 0.12% | −75−0.9% | Reduced |
| Fort Sheridan Advisors LLC | 8,023 | $922.8K | 0.14% | −136−1.7% | Reduced |
| Boston Financial Mangement LLC | 8,045 | $925.3K | 0.03% | −1,203−13.0% | Reduced |
| Smart Money Group LLC | 8,538 | $925.5K | 0.33% | +541+6.8% | Added |
| Wolverine Trading, LLC | 8,008 | $925.8K | 0.02% | +8,008 | New |
| PDS Planning, Inc | 8,112 | $933.0K | 0.08% | +33+0.4% | Added |
| Sage Rhino Capital LLC | 8,166 | $939.3K | 0.21% | +319+4.1% | Added |
| GTS Securities LLC | 8,190 | $942.0K | 0.02% | +8,190 | New |
| Henshaw Capital LLC | 8,243 | $948.1K | 0.04% | +6,269+317.6% | Added |
| Epoch Investment Partners, Inc. | 8,352 | $960.6K | 0.00% | −39−0.5% | Reduced |
| Valmark Advisers, Inc. | 8,359 | $961.5K | 0.02% | −67−0.8% | Reduced |
| Kennon-Green & Company, LLC | 8,388 | $964.8K | 0.80% | +10+0.1% | Added |
| HF Advisory Group, LLC | 8,409 | $967.2K | 0.45% | +751+9.8% | Added |
| Stratos Wealth Advisors, LLC | 8,434 | $970.1K | 0.04% | +5+0.1% | Added |
| Bangor Savings Bank | 8,498 | $977.4K | 0.09% | −305−3.5% | Reduced |
| Vestmark Advisory Solutions, Inc. | 8,499 | $977.6K | 0.04% | −3,402−28.6% | Reduced |
| Federation des caisses Desjardins du Quebec | 8,503 | $978.0K | 0.00% | −24−0.3% | Reduced |
| New Hampshire Trust | 8,511 | $978.9K | 0.21% | −53−0.6% | Reduced |
| Sittner & Nelson, LLC | 8,529 | $981.0K | 0.44% | −240−2.7% | Reduced |
| Northcape Wealth Management, LLC | 8,570 | $985.7K | 0.32% | 00.0% | Unchanged |
| V-Square Quantitative Management LLC | 8,635 | $993.2K | 0.15% | 00.0% | Unchanged |
| Hamel Associates, Inc. | 8,680 | $998.4K | 0.31% | +35+0.4% | Added |
| Mutual Advisors, LLC | 8,827 | $998.5K | 0.03% | −1,945−18.1% | Reduced |
| 1620 Investment Advisors, Inc. | 8,783 | $1.01M | 0.73% | −27−0.3% | Reduced |
| Associated Banc-Corp | 8,812 | $1.01M | 0.03% | −40−0.5% | Reduced |
| Twin Tree Management, LP | 8,835 | $1.02M | 0.02% | +848+10.6% | Added |
| Beaton Management Co. Inc. | 8,873 | $1.02M | 0.52% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 8,923 | $1.03M | 0.04% | −1,247−12.3% | Reduced |
| Barometer Capital Management Inc. | 9,000 | $1.04M | 0.30% | +9,000 | New |
| Drucker Wealth 3.0, LLC | 9,003 | $1.04M | 0.25% | +193+2.2% | Added |
| HighPoint Advisor Group LLC | 9,094 | $1.05M | 0.06% | −501−5.2% | Reduced |
| Financial Advocates Investment Management | 9,103 | $1.05M | 0.06% | −221−2.4% | Reduced |
| Harbour Trust & Investment Management Co | 9,269 | $1.07M | 0.12% | −300−3.1% | Reduced |
| Simmons Bank | 9,287 | $1.07M | 0.08% | −232−2.4% | Reduced |
| Pitcairn Co | 9,295 | $1.07M | 0.06% | −703−7.0% | Reduced |
| FSB Premier Wealth Management, Inc. | 9,399 | $1.08M | 0.44% | +1,773+23.2% | Added |
| Adviser Investments LLC | 9,405 | $1.08M | 0.01% | +40+0.4% | Added |
| Level Four Advisory Services, LLC | 9,979 | $1.08M | 0.05% | −850−7.8% | Reduced |
| Russell Investments Group, Ltd. | 9,425 | $1.08M | 0.00% | +3,050+47.8% | Added |
| Kensington Investment Counsel, LLC | 9,460 | $1.09M | 0.45% | −10.0% | Reduced |
| WealthPlan Investment Management, LLC | 9,494 | $1.09M | 0.11% | +100+1.1% | Added |
| Becker Capital Management Inc | 9,502 | $1.09M | 0.04% | −359−3.6% | Reduced |
| LCNB Corp | 9,574 | $1.10M | 0.39% | −730−7.1% | Reduced |
| Silvercrest Asset Management Group LLC | 9,586 | $1.10M | 0.01% | −658−6.4% | Reduced |
| Drexel Morgan & Co. | 9,720 | $1.12M | 0.21% | 00.0% | Unchanged |