Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2024
Institutional positions in Novartis AG as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,314
- +22 vs. Q2 2024
- Shares held
- 132.2M
- −3.48M (−2.6%) vs. Q2 2024
- Total value
- $15.2B
- +$760.1M (+5.3%) vs. Q2 2024
- New holders
- 101
- 414 more added
- Sold out
- 79
- 480 more reduced
17 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Simplex Trading, LLC | 1,113 | $128.0K | 0.00% | +1,113 | New |
| State of Wyoming | 1,130 | $130.0K | 0.02% | +520+85.2% | Added |
| Planned Solutions, Inc. | 1,145 | $131.7K | 0.05% | +1,145 | New |
| Evermay Wealth Management LLC | 1,176 | $135.3K | 0.02% | 00.0% | Unchanged |
| Tacita Capital Inc | 1,200 | $138.0K | 0.09% | 00.0% | Unchanged |
| Grove Bank & Trust | 1,223 | $140.7K | 0.02% | +332+37.3% | Added |
| Larson Financial Group LLC | 1,229 | $141.4K | 0.01% | +1,176+2,218.9% | Added |
| GPS Wealth Strategies Group, LLC | 1,232 | $141.7K | 0.02% | 00.0% | Unchanged |
| Monetary Management Group Inc | 1,259 | $144.8K | 0.04% | 00.0% | Unchanged |
| Foster Dykema Cabot & Partners, LLC | 1,266 | $145.6K | 0.01% | +330+35.3% | Added |
| Northwest Investment Counselors, LLC | 1,295 | $149.0K | 0.03% | +1,295 | New |
| Ramirez Asset Management, Inc. | 1,300 | $149.5K | 0.03% | 00.0% | Unchanged |
| Ridgewood Investments LLC | 1,308 | $150.4K | 0.08% | −3−0.2% | Reduced |
| Rosenberg Matthew Hamilton | 1,314 | $151.1K | 0.04% | +126+10.6% | Added |
| Hills Bank & Trust Co | 1,360 | $156.4K | 0.01% | −90−6.2% | Reduced |
| IFP Advisors, Inc | 1,376 | $158.3K | 0.01% | −1,084−44.1% | Reduced |
| North Star Investment Management Corp. | 1,391 | $160.0K | 0.01% | +33+2.4% | Added |
| First PREMIER Bank | 1,410 | $162.0K | 0.04% | +320+29.4% | Added |
| Piscataqua Savings Bank | 1,429 | $164.4K | 0.14% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 1,435 | $165.1K | 0.03% | −11−0.8% | Reduced |
| United Community Bank | 1,441 | $165.7K | 0.06% | −295−17.0% | Reduced |
| AllSquare Wealth Management LLC | 1,479 | $170.1K | 0.10% | 00.0% | Unchanged |
| Avalon Trust Co | 1,500 | $172.5K | 0.01% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 1,505 | $173.1K | 0.01% | 00.0% | Unchanged |
| Fairscale Capital, LLC | 1,551 | $178.4K | 0.16% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,556 | $179.0K | 0.01% | +1,162+294.9% | Added |
| Transamerica Financial Advisors, Inc. | 1,562 | $180.0K | 0.02% | +1,561+156,100.0% | Added |
| Community Bank, N.A. | 1,628 | $187.3K | 0.02% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 1,650 | $189.8K | 0.01% | +149+9.9% | Added |
| Concord Wealth Partners | 1,705 | $196.1K | 0.03% | −360−17.4% | Reduced |
| Frank, Rimerman Advisors LLC | 1,750 | $201.3K | 0.01% | −522−23.0% | Reduced |
| Spinnaker Trust | 1,759 | $202.3K | 0.01% | +1,759 | New |
| Financial Perspectives, Inc | 1,774 | $204.0K | 0.07% | +574+47.8% | Added |
| Forte Capital LLC | 1,778 | $204.5K | 0.02% | −202−10.2% | Reduced |
| Two Sigma Securities, LLC | 1,783 | $205.1K | 0.02% | −2,557−58.9% | Reduced |
| Bristlecone Advisors, LLC | 1,787 | $205.5K | 0.02% | −968−35.1% | Reduced |
| Modern Wealth Management, LLC | 1,791 | $205.9K | 0.01% | +1,791 | New |
| Aristotle Capital Management, LLC | 1,794 | $206.4K | 0.00% | −178−9.0% | Reduced |
| Strategic Blueprint, LLC | 1,802 | $207.3K | 0.01% | +1,802 | New |
| Evoke Wealth, LLC | 1,802 | $207.3K | 0.01% | +1,802 | New |
| Grey Fox Wealth Advisors, LLC | 1,818 | $209.1K | 0.06% | +1,818 | New |
| Excalibur Management Corp | 1,820 | $209.3K | 0.08% | +1,820 | New |
| Harbor Investment Advisory, LLC | 1,829 | $210.4K | 0.02% | 00.0% | Unchanged |
| Foster Group, Inc. | 1,834 | $210.9K | 0.01% | +1,834 | New |
| Sym Financial Corp | 1,835 | $211.1K | 0.03% | +1,835 | New |
| MONECO Advisors, LLC | 1,847 | $212.4K | 0.03% | −190−9.3% | Reduced |
| Cypress Wealth Services, LLC | 1,850 | $212.8K | 0.04% | +1,850 | New |
| CRA Financial Services, LLC | 1,866 | $214.6K | 0.04% | +1,866 | New |
| Aspen Grove Capital, LLC | 1,870 | $215.1K | 0.05% | −326−14.8% | Reduced |
| Ironwood Investment Counsel, LLC | 1,872 | $215.3K | 0.04% | +1,872 | New |
| Murphy, Middleton, Hinkle & Parker, Inc. | 1,882 | $216.5K | 0.12% | −84−4.3% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 1,884 | $216.7K | 0.00% | −177−8.6% | Reduced |
| Warther Private Wealth, LLC | 1,887 | $217.0K | 0.08% | 00.0% | Unchanged |
| Sentinus, LLC | 1,894 | $217.8K | 0.08% | +1,894 | New |
| Perennial Investment Advisors, LLC | 1,894 | $217.8K | 0.03% | +1,894 | New |
| Capital Advisors Inc | 1,898 | $218.3K | 0.00% | −209−9.9% | Reduced |
| Fairhaven Wealth Management, LLC | 1,899 | $218.4K | 0.07% | 00.0% | Unchanged |
| Callan Family Office, LLC | 1,901 | $218.7K | 0.04% | +1,901 | New |
| Apexium Financial, LP | 1,902 | $218.8K | 0.01% | 00.0% | Unchanged |
| Union Savings Bank | 1,906 | $219.2K | 0.11% | 00.0% | Unchanged |
| Alan B. Lancz & Associates, Inc. | 1,918 | $220.6K | 0.20% | 00.0% | Unchanged |
| Hummer Financial Advisory Services Inc | 1,926 | $221.5K | 0.17% | 00.0% | Unchanged |
| Aureus Asset Management, LLC | 1,929 | $221.9K | 0.01% | +1,929 | New |
| Commonwealth Retirement Investments LLC | 1,931 | $222.1K | 0.09% | 00.0% | Unchanged |
| Marcum Wealth, LLC | 1,937 | $222.8K | 0.02% | −96−4.7% | Reduced |
| Smith, Moore & Co. | 1,947 | $223.9K | 0.02% | 00.0% | Unchanged |
| Goepper Burkhardt LLC | 1,950 | $224.3K | 0.09% | 00.0% | Unchanged |
| Beese Fulmer Investment Management, Inc. | 1,960 | $225.4K | 0.02% | 00.0% | Unchanged |
| Van Strum & Towne Inc. | 1,972 | $226.8K | 0.08% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 1,973 | $226.9K | 0.07% | +65+3.4% | Added |
| First Foundation Advisors | 1,975 | $227.2K | 0.01% | −389−16.5% | Reduced |
| Cobblestone Capital Advisors LLC | 1,975 | $227.2K | 0.01% | 00.0% | Unchanged |
| First Citizens Bank & Trust Co | 1,978 | $227.5K | 0.01% | −200−9.2% | Reduced |
| Catalina Capital Group, LLC | 1,985 | $228.3K | 0.08% | +1,985 | New |
| Watershed Private Wealth LLC | 1,989 | $228.8K | 0.09% | 00.0% | Unchanged |
| Equitable Trust Co | 1,991 | $229.0K | 0.01% | +1,991 | New |
| Sanders Morris Harris LLC | 2,000 | $230.0K | 0.04% | 00.0% | Unchanged |
| Peak Asset Management, LLC | 2,000 | $230.0K | 0.04% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 2,006 | $230.7K | 0.02% | −109−5.2% | Reduced |
| Cidel Asset Management Inc | 2,009 | $231.1K | 0.02% | −12,494−86.1% | Reduced |
| New Republic Capital, LLC | 2,014 | $231.7K | 0.13% | −754−27.2% | Reduced |
| Wealthstream Advisors, Inc. | 2,016 | $231.9K | 0.04% | +18+0.9% | Added |
| Ewa, LLC | 2,258 | $233.4K | 0.08% | +257+12.8% | Added |
| Crawford Investment Counsel Inc | 2,035 | $234.1K | 0.00% | +2,035 | New |
| Appleton Partners Inc | 2,047 | $235.0K | 0.02% | −59−2.8% | Reduced |
| Elk River Wealth Management, LLC | 2,060 | $236.9K | 0.04% | 00.0% | Unchanged |
| Hazlett, Burt & Watson, Inc. | 2,059 | $237.0K | 0.11% | 00.0% | Unchanged |
| First Nebraska Trust Co | 2,064 | $237.4K | 0.02% | 00.0% | Unchanged |
| Great Diamond Partners, LLC | 2,066 | $237.6K | 0.06% | −1,269−38.1% | Reduced |
| Deroy & Devereaux Private Investment Counsel Inc | 2,075 | $239.0K | 0.01% | −100−4.6% | Reduced |
| Steigerwald, Gordon & Koch Inc. | 2,091 | $240.5K | 0.03% | +95+4.8% | Added |
| Crestwood Advisors Group LLC | 2,104 | $242.0K | 0.00% | +2,104 | New |
| Blue Barn Wealth, LLC | 2,108 | $242.5K | 0.12% | +102+5.1% | Added |
| Davis R M Inc | 2,109 | $242.6K | 0.00% | −90−4.1% | Reduced |
| Connecticut Wealth Management, LLC | 2,116 | $243.4K | 0.01% | −142−6.3% | Reduced |
| Barry Investment Advisors, LLC | 2,119 | $243.8K | 0.07% | −10.0% | Reduced |
| Plimoth Trust Co LLC | 2,148 | $247.1K | 0.06% | +2,148 | New |
| Vanguard Capital Wealth Advisors | 2,157 | $248.1K | 0.26% | 00.0% | Unchanged |
| F/M Investments LLC | 2,150 | $248.6K | 0.01% | +2,150 | New |
| Boston Trust Walden Corp | 2,163 | $248.8K | 0.00% | +20+0.9% | Added |