Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2024
Institutional positions in Novartis AG as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,254
- −4 vs. Q4 2023
- Shares held
- 140.2M
- −494.3K (−0.4%) vs. Q4 2023
- Total value
- $13.6B
- −$633.7M (−4.5%) vs. Q4 2023
- New holders
- 90
- 426 more added
- Sold out
- 94
- 469 more reduced
16 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Capital Investment Advisory Services, LLC | 3,230 | $312.4K | 0.03% | −62−1.9% | Reduced |
| Beddow Capital Management Inc | 3,240 | $313.0K | 0.14% | −1,000−23.6% | Reduced |
| Family Legacy, Inc. | 3,250 | $314.4K | 0.11% | 00.0% | Unchanged |
| Brady Family Wealth, LLC | 3,260 | $315.3K | 0.10% | 00.0% | Unchanged |
| Goldstone Financial Group, LLC | 3,263 | $315.6K | 0.07% | +1,005+44.5% | Added |
| Enterprise Financial Services Corp | 3,264 | $315.7K | 0.19% | −52−1.6% | Reduced |
| StrongBox Wealth, LLC | 3,283 | $317.6K | 0.17% | +157+5.0% | Added |
| Argonautica Private Wealth Management, Inc | 3,301 | $319.3K | 0.11% | −354−9.7% | Reduced |
| M&R Capital Management Inc | 3,308 | $320.0K | 0.08% | −400−10.8% | Reduced |
| GAMMA Investing LLC | 3,309 | $320.1K | 0.07% | −155−4.5% | Reduced |
| Smith, Salley & Associates | 3,331 | $322.2K | 0.03% | +98+3.0% | Added |
| Argent Advisors, Inc. | 3,343 | $323.4K | 0.13% | +450+15.6% | Added |
| Prairie Sky Financial Group LLC | 3,350 | $324.0K | 0.19% | 00.0% | Unchanged |
| InterOcean Capital Group, LLC | 3,357 | $324.7K | 0.01% | 00.0% | Unchanged |
| GYL Financial Synergies, LLC | 3,359 | $324.9K | 0.03% | +10+0.3% | Added |
| RFP Financial Group LLC | 3,384 | $327.3K | 0.13% | +207+6.5% | Added |
| Sage Mountain Advisors LLC | 3,384 | $327.3K | 0.03% | +1,179+53.5% | Added |
| Round Hill Asset Management | 3,392 | $328.1K | 0.20% | 00.0% | Unchanged |
| InTrack Investment Management Inc | 3,400 | $328.9K | 0.24% | −300−8.1% | Reduced |
| Icon Wealth Advisors, LLC | 3,402 | $329.1K | 0.03% | −229−6.3% | Reduced |
| Great Diamond Partners, LLC | 3,404 | $329.3K | 0.08% | +10.0% | Added |
| Kanawha Capital Management LLC | 3,405 | $329.4K | 0.03% | +65+1.9% | Added |
| Seeds Investor LLC | 3,408 | $329.7K | 0.30% | +3,408 | New |
| Essex Savings Bank | 3,274 | $330.6K | 0.10% | 00.0% | Unchanged |
| Bailard, Inc. | 3,426 | $331.4K | 0.01% | +3,426 | New |
| Woodstock Corp | 3,428 | $331.6K | 0.03% | 00.0% | Unchanged |
| Caldwell Trust Co | 3,430 | $331.8K | 0.04% | 00.0% | Unchanged |
| Proequities, Inc. | 3,307 | $332.3K | 0.02% | −18−0.5% | Reduced |
| King Wealth | 3,450 | $334.0K | 0.06% | 00.0% | Unchanged |
| Glenview Trust Co | 3,457 | $334.4K | 0.01% | +78+2.3% | Added |
| Texas Yale Capital Corp. | 3,462 | $334.9K | 0.01% | 00.0% | Unchanged |
| Veracity Capital LLC | 3,468 | $335.5K | 0.13% | +51+1.5% | Added |
| Wealth Alliance | 3,492 | $337.7K | 0.04% | +72+2.1% | Added |
| Angeles Wealth Management, LLC | 3,496 | $338.2K | 0.03% | +14+0.4% | Added |
| Latitude Advisors, LLC | 3,499 | $338.4K | 0.21% | +547+18.5% | Added |
| Round Rock Advisors, LLC | 3,500 | $338.6K | 0.08% | 00.0% | Unchanged |
| First Foundation Advisors | 3,501 | $338.7K | 0.01% | −120−3.3% | Reduced |
| Buckingham Strategic Partners | 3,502 | $338.8K | 0.01% | +3,502 | New |
| Cravens & Co Advisors, LLC | 3,507 | $339.2K | 0.28% | 00.0% | Unchanged |
| Keel Point, LLC | 3,514 | $339.9K | 0.04% | +868+32.8% | Added |
| Robertson Stephens Wealth Management, LLC | 3,409 | $342.2K | 0.02% | −170−4.7% | Reduced |
| Financial & Tax Architects, LLC | 3,542 | $342.6K | 0.09% | +809+29.6% | Added |
| Armor Investment Advisors, LLC | 3,548 | $343.2K | 0.16% | −4,676−56.9% | Reduced |
| Hyman Charles D | 3,555 | $344.0K | 0.02% | 00.0% | Unchanged |
| Leonard Rickey Investment Advisors P.L.L.C. | 3,578 | $346.1K | 0.09% | +709+24.7% | Added |
| Thomasville National Bank | 3,578 | $346.1K | 0.03% | −77−2.1% | Reduced |
| Spire Wealth Management | 3,584 | $346.7K | 0.01% | −173−4.6% | Reduced |
| Crew Capital Management, Ltd. | 3,599 | $348.1K | 0.28% | +449+14.3% | Added |
| Hexagon Capital Partners LLC | 3,613 | $349.5K | 0.08% | −241−6.3% | Reduced |
| Essex Investment Management Co LLC | 3,625 | $350.6K | 0.07% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 3,631 | $351.2K | 0.02% | +182+5.3% | Added |
| Angeles Investment Advisors, LLC | 3,647 | $352.8K | 0.02% | +616+20.3% | Added |
| Summit Financial Group Inc | 3,654 | $353.5K | 0.13% | 00.0% | Unchanged |
| Sound View Wealth Advisors Group, LLC | 3,661 | $354.1K | 0.04% | 00.0% | Unchanged |
| RNC Capital Management LLC | 3,666 | $354.6K | 0.02% | −141−3.7% | Reduced |
| Formidable Asset Management, LLC | 3,666 | $354.6K | 0.06% | +300+8.9% | Added |
| Seven Mile Advisory | 3,673 | $355.3K | 0.27% | +55+1.5% | Added |
| Sachetta, LLC | 3,524 | $355.8K | 0.17% | 00.0% | Unchanged |
| Summit Financial, LLC | 3,542 | $355.8K | 0.02% | −1,487−29.6% | Reduced |
| Nwam LLC | 3,605 | $356.2K | 0.03% | −645−15.2% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,685 | $356.4K | 0.06% | +377+11.4% | Added |
| Hartline Investment Corp | 3,685 | $356.4K | 0.06% | +3,685 | New |
| Paces Ferry Wealth Advisors, LLC | 3,685 | $356.4K | 0.23% | −262−6.6% | Reduced |
| Cetera Trust Company, N.A | 3,687 | $356.6K | 0.21% | −200−5.1% | Reduced |
| Independent Advisor Alliance | 3,690 | $357.0K | 0.01% | −908−19.7% | Reduced |
| Pinnacle Bancorp, Inc. | 3,697 | $357.6K | 0.11% | +56+1.5% | Added |
| Newman Dignan & Sheerar, Inc. | 3,699 | $357.8K | 0.10% | 00.0% | Unchanged |
| First Personal Financial Services | 3,720 | $359.8K | 0.08% | 00.0% | Unchanged |
| Allworth Financial LP | 3,730 | $360.8K | 0.00% | −50−1.3% | Reduced |
| Institute for Wealth Management, LLC. | 3,731 | $360.9K | 0.05% | −244−6.1% | Reduced |
| American National Bank | 3,747 | $362.4K | 0.05% | +1,298+53.0% | Added |
| Moloney Securities Asset Management, LLC | 3,761 | $363.8K | 0.05% | +405+12.1% | Added |
| D'Orazio & Associates, Inc. | 3,762 | $363.9K | 0.06% | +135+3.7% | Added |
| Riverview Trust Co | 3,763 | $364.0K | 0.28% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 3,773 | $365.0K | 0.01% | −2,814−42.7% | Reduced |
| Lindbrook Capital, LLC | 3,776 | $365.3K | 0.03% | +52+1.4% | Added |
| Hollow Brook Wealth Management LLC | 3,788 | $366.4K | 0.14% | 00.0% | Unchanged |
| Cypress Capital Group | 3,799 | $367.5K | 0.04% | −105−2.7% | Reduced |
| Oakworth Capital, Inc. | 3,802 | $367.8K | 0.03% | −6−0.2% | Reduced |
| Value Partners Investments Inc. | 3,815 | $368.8K | 0.03% | +234+6.5% | Added |
| DF Dent & Co Inc | 3,829 | $370.4K | 0.00% | +22+0.6% | Added |
| Mattern Wealth Management LLC | 3,832 | $370.7K | 0.09% | 00.0% | Unchanged |
| Pointe Capital Management LLC | 3,842 | $371.6K | 0.23% | −352−8.4% | Reduced |
| Cohen Investment Advisors LLC | 3,870 | $374.3K | 0.24% | −688−15.1% | Reduced |
| Tudor Investment Corp Et Al | 3,875 | $374.8K | 0.00% | +3,875 | New |
| Verity Asset Management, Inc. | 3,882 | $375.5K | 0.21% | +60+1.6% | Added |
| D.B. Root & Company, LLC | 3,902 | $377.4K | 0.13% | −153−3.8% | Reduced |
| Twin Lakes Capital Management, LLC | 3,905 | $377.7K | 0.26% | 00.0% | Unchanged |
| Encompass Wealth Advisors, LLC | 3,932 | $380.3K | 0.10% | +3,932 | New |
| Ategra Capital Management, LLC | 3,933 | $380.4K | 0.17% | 00.0% | Unchanged |
| Grant/GrossMendelsohn, LLC | 4,025 | $385.6K | 0.18% | −3,000−42.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 3,993 | $386.2K | 0.02% | +118+3.0% | Added |
| Shufro Rose & Co LLC | 4,000 | $386.9K | 0.03% | 00.0% | Unchanged |
| Mezzasalma Advisors, LLC | 4,017 | $388.6K | 0.18% | +4,017 | New |
| Charter Trust Co | 4,023 | $389.1K | 0.03% | +503+14.3% | Added |
| S.A. Mason LLC | 4,040 | $390.8K | 0.23% | −200−4.7% | Reduced |
| GeoWealth Management, LLC | 4,041 | $390.9K | 0.02% | +1,465+56.9% | Added |
| Catalytic Wealth RIA, LLC | 4,085 | $395.1K | 0.08% | +887+27.7% | Added |
| Pinnacle West Asset Management, Inc. | 4,100 | $397.0K | 0.32% | +20+0.5% | Added |
| YHB Investment Advisors, Inc. | 4,123 | $398.8K | 0.04% | 00.0% | Unchanged |