Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2024
Institutional positions in Novartis AG as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,254
- −4 vs. Q4 2023
- Shares held
- 140.2M
- −494.3K (−0.4%) vs. Q4 2023
- Total value
- $13.6B
- −$633.7M (−4.5%) vs. Q4 2023
- New holders
- 90
- 426 more added
- Sold out
- 94
- 469 more reduced
16 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Occidental Asset Management, LLC | 2,500 | $241.8K | 0.05% | +10+0.4% | Added |
| Peoples Financial Services Corp. | 2,503 | $242.1K | 0.11% | −224−8.2% | Reduced |
| Concord Wealth Partners | 2,518 | $243.6K | 0.04% | +576+29.7% | Added |
| Merrion Investment Management Co, LLC | 2,535 | $245.2K | 0.18% | 00.0% | Unchanged |
| Northside Capital Management, LLC | 2,546 | $246.3K | 0.04% | 00.0% | Unchanged |
| Knightsbridge Asset Management, LLC | 2,441 | $246.5K | 0.07% | 00.0% | Unchanged |
| Legacy Capital Group California, Inc. | 2,557 | $247.3K | 0.09% | +26+1.0% | Added |
| GSB Wealth Management, LLC | 2,563 | $247.9K | 0.07% | 00.0% | Unchanged |
| Toronto Dominion Bank | 2,570 | $248.6K | 0.00% | 00.0% | Unchanged |
| Founders Financial Alliance, LLC | 2,573 | $248.9K | 0.07% | +2,573 | New |
| Aspen Grove Capital, LLC | 2,512 | $249.0K | 0.07% | +29+1.2% | Added |
| Private Wealth Partners, LLC | 2,590 | $250.5K | 0.02% | +56+2.2% | Added |
| Independent Financial Group, LLC | 2,596 | $251.1K | 0.01% | +44+1.7% | Added |
| Wealth Alliance Advisory Group, LLC | 2,600 | $251.5K | 0.06% | 00.0% | Unchanged |
| Meridian Wealth Advisors, LLC | 2,601 | $251.6K | 0.05% | 00.0% | Unchanged |
| Aveo Capital Partners, LLC | 2,593 | $252.2K | 0.03% | +84+3.3% | Added |
| BKD Wealth Advisors, LLC | 2,615 | $252.9K | 0.01% | −1,171−30.9% | Reduced |
| Magnus Financial Group LLC | 2,620 | $253.4K | 0.03% | −27−1.0% | Reduced |
| Sheets Smith Wealth Management | 2,625 | $253.9K | 0.03% | +175+7.1% | Added |
| Resonant Capital Advisors, LLC | 2,534 | $254.7K | 0.02% | +2,534 | New |
| Chicago Capital, LLC | 2,640 | $255.4K | 0.01% | 00.0% | Unchanged |
| Alaska Permanent Fund Corp | 2,643 | $255.7K | 0.00% | +2,643 | New |
| Consolidated Portfolio Review Corp | 2,648 | $256.1K | 0.07% | +50+1.9% | Added |
| Opal Wealth Advisors, LLC | 2,660 | $257.3K | 0.09% | +2+0.1% | Added |
| Thoroughbred Financial Services, LLC | 2,681 | $259.0K | 0.02% | −1,695−38.7% | Reduced |
| Southeast Asset Advisors Inc. | 2,684 | $259.6K | 0.03% | 00.0% | Unchanged |
| Roundview Capital LLC | 2,694 | $260.6K | 0.02% | −230−7.9% | Reduced |
| Kapstone Financial Advisors LLC | 2,695 | $260.7K | 0.18% | 00.0% | Unchanged |
| New England Research & Management, Inc. | 2,695 | $261.0K | 0.13% | 00.0% | Unchanged |
| Community Bank & Trust, Waco, Texas | 2,697 | $261.0K | 0.06% | 00.0% | Unchanged |
| Compass Ion Advisors, LLC | 2,704 | $261.5K | 0.04% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 2,733 | $262.0K | 0.05% | +16+0.6% | Added |
| AQR Capital Management LLC | 2,712 | $262.3K | 0.00% | +2,712 | New |
| Klingman & Associates, LLC | 2,715 | $262.6K | 0.02% | 00.0% | Unchanged |
| Main Street Financial Solutions, LLC | 2,717 | $262.8K | 0.03% | +44+1.6% | Added |
| Philadelphia Trust Co | 2,714 | $263.0K | 0.02% | 00.0% | Unchanged |
| Northstar Group, Inc. | 2,729 | $264.0K | 0.05% | 00.0% | Unchanged |
| Guardian Wealth Advisors, LLC | 2,733 | $264.4K | 0.03% | 00.0% | Unchanged |
| Founders Financial Securities LLC | 2,738 | $264.8K | 0.03% | +318+13.1% | Added |
| Connectus Wealth, LLC | 2,646 | $265.8K | 0.01% | −8,399−76.0% | Reduced |
| Jacobs & Co | 2,750 | $266.0K | 0.03% | −225−7.6% | Reduced |
| Bristlecone Advisors, LLC | 2,755 | $266.5K | 0.02% | 00.0% | Unchanged |
| Analyst IMS Investment Management Services Ltd. | 2,781 | $269.0K | 0.01% | +281+11.2% | Added |
| Norris Perne & French LLP | 2,797 | $270.6K | 0.02% | −566−16.8% | Reduced |
| Ashton Thomas Private Wealth, LLC | 2,802 | $271.1K | 0.02% | −160−5.4% | Reduced |
| HM Payson & Co | 2,805 | $271.3K | 0.01% | 00.0% | Unchanged |
| Waldron Private Wealth LLC | 2,811 | $271.9K | 0.01% | +601+27.2% | Added |
| Axxcess Wealth Management, LLC | 2,812 | $272.0K | 0.01% | +20+0.7% | Added |
| Bruce G. Allen Investments, LLC | 2,816 | $272.4K | 0.22% | +49+1.8% | Added |
| Global Trust Asset Management, LLC | 2,852 | $275.9K | 0.11% | −15−0.5% | Reduced |
| Farmers National Bank | 2,868 | $277.4K | 0.08% | −350−10.9% | Reduced |
| High Net Worth Advisory Group LLC | 2,870 | $277.6K | 0.09% | 00.0% | Unchanged |
| Toroso Investments, LLC | 2,885 | $279.1K | 0.00% | +2,885 | New |
| LaFleur & Godfrey LLC | 2,898 | $280.3K | 0.04% | −599−17.1% | Reduced |
| RiverGlades Family Offices LLC | 2,800 | $280.6K | 0.22% | 00.0% | Unchanged |
| Portside Wealth Group, LLC | 2,901 | $280.6K | 0.05% | +166+6.1% | Added |
| Keudell/Morrison Wealth Management | 2,917 | $282.2K | 0.09% | −241−7.6% | Reduced |
| Carmichael Hill & Associates, Inc. | 2,925 | $282.9K | 0.12% | 00.0% | Unchanged |
| Cape Cod Five Cents Savings Bank | 2,937 | $284.1K | 0.03% | −112−3.7% | Reduced |
| Dorchester Wealth Management Co | 2,945 | $284.9K | 0.05% | 00.0% | Unchanged |
| TCG Advisory Services, LLC | 2,946 | $285.0K | 0.02% | +2,946 | New |
| Great Lakes Advisors, LLC | 2,952 | $285.5K | 0.00% | +259+9.6% | Added |
| Montecito Bank & Trust | 2,956 | $285.9K | 0.06% | −180−5.7% | Reduced |
| Almanack Investment Partners, LLC. | 2,964 | $286.7K | 0.05% | +70+2.4% | Added |
| Weatherly Asset Management L. P. | 2,858 | $287.3K | 0.03% | −25−0.9% | Reduced |
| Tompkins Financial Corp | 2,973 | $287.6K | 0.03% | +663+28.7% | Added |
| Hurlow Wealth Management Group, Inc. | 2,979 | $288.2K | 0.10% | +10+0.3% | Added |
| Southland Equity Partners LLC | 2,998 | $290.0K | 0.08% | +32+1.1% | Added |
| Tritonpoint Wealth, LLC | 2,157 | $290.5K | 0.03% | −720−25.0% | Reduced |
| Optas, LLC | 3,006 | $290.8K | 0.08% | −138−4.4% | Reduced |
| Acorn Creek Capital LLC | 3,006 | $290.8K | 0.18% | −80−2.6% | Reduced |
| Equitable Holdings, Inc. | 3,012 | $291.4K | 0.00% | −155−4.9% | Reduced |
| Viawealth, LLC | 3,018 | $291.9K | 0.18% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 3,024 | $292.5K | 0.01% | +3,024 | New |
| Wimmer Associates 1, LLC | 3,029 | $293.0K | 0.15% | 00.0% | Unchanged |
| Summit Financial Wealth Advisors, LLC | 3,038 | $293.9K | 0.06% | +3,038 | New |
| Sentry LLC | 3,045 | $294.5K | 0.06% | 00.0% | Unchanged |
| Wulff, Hansen & Co. | 3,050 | $295.0K | 0.29% | −145−4.5% | Reduced |
| Icapital Wealth LLC | 3,052 | $295.2K | 0.17% | 00.0% | Unchanged |
| Belmont Capital, LLC | 3,058 | $295.8K | 0.08% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 3,069 | $296.9K | 0.01% | 00.0% | Unchanged |
| Edge Capital Group, LLC | 3,084 | $298.3K | 0.01% | +207+7.2% | Added |
| Canopy Partners, LLC | 3,098 | $299.7K | 0.15% | +303+10.8% | Added |
| Traveka Wealth, LLC | 3,101 | $300.0K | 0.14% | +207+7.2% | Added |
| Canandaigua National Bank & Trust Co | 3,115 | $301.3K | 0.04% | −467−13.0% | Reduced |
| LCM Capital Management Inc | 3,116 | $301.4K | 0.19% | +16+0.5% | Added |
| Peddock Capital Advisors, LLC | 3,124 | $302.2K | 0.08% | 00.0% | Unchanged |
| West Coast Financial LLC | 3,128 | $302.6K | 0.04% | +2+0.1% | Added |
| Applied Finance Capital Management, LLC | 3,129 | $302.7K | 0.02% | 00.0% | Unchanged |
| Hendershot Investments Inc. | 3,131 | $302.9K | 0.04% | −75−2.3% | Reduced |
| Key Financial Inc | 3,140 | $303.7K | 0.08% | 00.0% | Unchanged |
| Aspiriant, LLC | 3,145 | $304.2K | 0.01% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 3,146 | $304.3K | 0.18% | 00.0% | Unchanged |
| Colonial Trust Co | 3,147 | $304.4K | 0.06% | +20+0.6% | Added |
| Wealthspire Advisors, LLC | 3,145 | $305.2K | 0.00% | −87−2.7% | Reduced |
| United Community Bank | 3,102 | $305.8K | 0.12% | +1,351+77.2% | Added |
| Heck Capital Advisors, LLC | 3,178 | $307.4K | 0.05% | −40−1.2% | Reduced |
| Vicus Capital | 3,186 | $308.2K | 0.03% | +52+1.7% | Added |
| Stiles Financial Services Inc | 3,203 | $309.7K | 0.12% | +500+18.5% | Added |
| Abel Hall, LLC | 3,202 | $309.8K | 0.23% | +92+3.0% | Added |