Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mitchell Sinkler & Starr | 7,728 | $780.3K | 0.14% | +3,420+79.4% | Added |
| Modera Wealth Management, LLC | 7,779 | $785.4K | 0.01% | +223+3.0% | Added |
| Lee Danner & Bass Inc | 7,830 | $791.0K | 0.07% | 00.0% | Unchanged |
| Covenant Partners, LLC | 7,849 | $792.5K | 0.25% | −90−1.1% | Reduced |
| Davidson Trust Co | 7,864 | $794.0K | 0.51% | +112+1.4% | Added |
| Gladstone Institutional Advisory LLC | 7,890 | $796.7K | 0.04% | −212−2.6% | Reduced |
| Resources Investment Advisors, LLC. | 7,909 | $798.6K | 0.01% | +3,686+87.3% | Added |
| Burns J W & Co Inc | 7,914 | $799.1K | 0.12% | +300+3.9% | Added |
| Csenge Advisory Group | 7,921 | $799.8K | 0.05% | +806+11.3% | Added |
| Montag A & Associates Inc | 7,973 | $805.0K | 0.04% | −103−1.3% | Reduced |
| Avidian Wealth Solutions, LLC | 7,999 | $807.7K | 0.05% | −33−0.4% | Reduced |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 7,811 | $808.2K | 0.01% | 00.0% | Unchanged |
| Fort Sheridan Advisors LLC | 8,014 | $809.2K | 0.16% | +6+0.1% | Added |
| CWA Asset Management Group, LLC | 8,028 | $810.6K | 0.06% | +8,028 | New |
| BNP Paribas Arbitrage, SA | 8,036 | $811.4K | 0.00% | +7,480+1,345.3% | Added |
| Means Investment Co., Inc. | 8,074 | $815.2K | 0.12% | +103+1.3% | Added |
| Liberty One Investment Management, LLC | 8,101 | $818.0K | 0.10% | −25−0.3% | Reduced |
| Hilltop Holdings Inc. | 8,114 | $819.3K | 0.09% | −218−2.6% | Reduced |
| Telemus Capital, LLC | 8,122 | $820.1K | 0.07% | −1,687−17.2% | Reduced |
| Central Trust Co | 8,145 | $822.4K | 0.02% | +70+0.9% | Added |
| Banco de Sabadell, S.A | 8,156 | $824.0K | 0.63% | −21−0.3% | Reduced |
| Unique Wealth Strategies, LLC | 8,170 | $824.9K | 0.55% | +8,170 | New |
| King Luther Capital Management Corp | 8,187 | $826.6K | 0.00% | −159−1.9% | Reduced |
| Armor Investment Advisors, LLC | 8,224 | $830.4K | 0.44% | +436+5.6% | Added |
| Valmark Advisers, Inc. | 8,244 | $832.4K | 0.02% | −10.0% | Reduced |
| Cypress Asset Management Inc | 8,246 | $832.6K | 0.25% | −177−2.1% | Reduced |
| Lake Street Advisors Group, LLC | 8,258 | $833.8K | 0.04% | +8,258 | New |
| Dakota Wealth Management | 8,305 | $838.6K | 0.03% | −131−1.6% | Reduced |
| Fulton Bank, N.A. | 8,355 | $843.6K | 0.04% | +804+10.6% | Added |
| BSW Wealth Partners | 8,371 | $845.2K | 0.17% | +1,456+21.1% | Added |
| Mill Capital Management, LLC | 8,384 | $846.5K | 0.08% | 00.0% | Unchanged |
| V-Square Quantitative Management LLC | 8,395 | $847.6K | 0.20% | +8,395 | New |
| Epoch Investment Partners, Inc. | 8,460 | $854.2K | 0.00% | +811+10.6% | Added |
| Kingsview Wealth Management, LLC | 8,529 | $861.2K | 0.03% | −426−4.8% | Reduced |
| Atomi Financial Group, Inc. | 8,568 | $865.1K | 0.12% | +8,568 | New |
| Point72 Hong Kong Ltd | 8,607 | $869.0K | 0.05% | +8,607 | New |
| Pitcairn Co | 8,654 | $873.8K | 0.06% | +3,960+84.4% | Added |
| Stratos Wealth Advisors, LLC | 8,657 | $874.2K | 0.05% | +191+2.3% | Added |
| Bangor Savings Bank | 8,683 | $876.7K | 0.10% | +513+6.3% | Added |
| JNBA Financial Advisors | 8,685 | $876.9K | 0.10% | −357−3.9% | Reduced |
| Klingenstein Fields & Co LP | 8,743 | $882.8K | 0.04% | +500+6.1% | Added |
| Associated Banc-Corp | 8,821 | $890.7K | 0.03% | −221−2.4% | Reduced |
| Parallel Advisors, LLC | 8,871 | $895.7K | 0.03% | −235−2.6% | Reduced |
| Beaton Management Co. Inc. | 8,873 | $896.0K | 0.54% | 00.0% | Unchanged |
| Flputnam Investment Management Co | 8,926 | $901.3K | 0.02% | +91+1.0% | Added |
| 1620 Investment Advisors, Inc. | 8,930 | $901.7K | 0.99% | +8,930 | New |
| DRW Securities, LLC | 8,964 | $905.1K | 0.03% | +3,963+79.2% | Added |
| Sittner & Nelson, LLC | 9,002 | $908.9K | 0.49% | −513−5.4% | Reduced |
| Adviser Investments LLC | 9,060 | $914.8K | 0.01% | +2,110+30.4% | Added |
| Semmax Financial Advisors Inc. | 9,252 | $916.5K | 0.33% | +523+6.0% | Added |
| Hamel Associates, Inc. | 9,145 | $923.4K | 0.33% | −500−5.2% | Reduced |
| Mutual Advisors, LLC | 9,172 | $926.1K | 0.03% | −2,102−18.6% | Reduced |
| Eqis Capital Management, Inc. | 9,213 | $930.2K | 0.08% | +903+10.9% | Added |
| Northcape Wealth Management, LLC | 9,262 | $935.2K | 0.34% | −94−1.0% | Reduced |
| Holderness Investments Co | 9,280 | $937.0K | 0.26% | 00.0% | Unchanged |
| DGS Capital Management, LLC | 9,305 | $939.5K | 0.36% | +576+6.6% | Added |
| Boston Financial Mangement LLC | 9,308 | $939.8K | 0.03% | +843+10.0% | Added |
| Mission Wealth Management, LP | 9,336 | $942.6K | 0.03% | +279+3.1% | Added |
| Foster & Motley Inc | 9,448 | $954.0K | 0.07% | +4,358+85.6% | Added |
| Ieq Capital, LLC | 9,458 | $955.0K | 0.02% | +3,997+73.2% | Added |
| Mather Group, LLC. | 9,475 | $956.7K | 0.02% | +1,712+22.1% | Added |
| Mystic Asset Management, Inc. | 9,484 | $957.6K | 0.46% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 9,599 | $969.2K | 0.00% | +3,081+47.3% | Added |
| Kennon-Green & Company, LLC | 9,646 | $974.0K | 0.99% | −1,255−11.5% | Reduced |
| Simmons Bank | 9,712 | $980.6K | 0.08% | 00.0% | Unchanged |
| Becker Capital Management Inc | 9,716 | $981.0K | 0.04% | −40−0.4% | Reduced |
| Drexel Morgan & Co. | 9,720 | $981.4K | 0.23% | 00.0% | Unchanged |
| Kensington Investment Counsel, LLC | 9,808 | $990.3K | 0.52% | +458+4.9% | Added |
| Nicholas Hoffman & Company, LLC. | 9,857 | $995.3K | 0.06% | 00.0% | Unchanged |
| Beacon Investment Advisory Services, Inc. | 9,930 | $1.00M | 0.05% | −239−2.4% | Reduced |
| Clarius Group, LLC | 9,971 | $1.01M | 0.08% | −26−0.3% | Reduced |
| Privium Fund Management B.V. | 9,980 | $1.01M | 0.28% | −1,000−9.1% | Reduced |
| Leo Wealth, LLC | 9,982 | $1.01M | 0.10% | +9,982 | New |
| NBC Securities, Inc. | 10,028 | $1.01M | 0.10% | −48−0.5% | Reduced |
| Cary Street Partner Investment Advisory LLC | 10,046 | $1.01M | 0.05% | −391−3.7% | Reduced |
| Empire Financial Management Company, LLC | 10,066 | $1.02M | 0.40% | +81+0.8% | Added |
| Harbour Trust & Investment Management Co | 10,095 | $1.02M | 0.14% | +10,095 | New |
| Financial Advocates Investment Management | 10,101 | $1.02M | 0.07% | 00.0% | Unchanged |
| Amundi | 9,602 | $1.02M | 0.00% | +9,602 | New |
| KCM Investment Advisors LLC | 10,139 | $1.02M | 0.04% | −448−4.2% | Reduced |
| New Hampshire Trust | 10,177 | $1.03M | 0.25% | −878−7.9% | Reduced |
| CX Institutional | 10,255 | $1.04M | 0.06% | 00.0% | Unchanged |
| FRG Family Wealth Advisors LLC | 10,275 | $1.04M | 0.21% | 00.0% | Unchanged |
| Mayflower Financial Advisors, LLC | 10,395 | $1.05M | 0.14% | −139−1.3% | Reduced |
| Silvercrest Asset Management Group LLC | 10,494 | $1.06M | 0.01% | −11−0.1% | Reduced |
| Scott & Selber, Inc. | 10,526 | $1.06M | 0.40% | −26−0.2% | Reduced |
| Blue Square Asset Management, LLC | 10,655 | $1.08M | 0.72% | +2,226+26.4% | Added |
| Chilton Capital Management LLC | 10,680 | $1.08M | 0.05% | −10−0.1% | Reduced |
| Legacy Financial Advisors, Inc. | 10,744 | $1.08M | 0.21% | +1,548+16.8% | Added |
| Ar Asset Management Inc | 10,750 | $1.08M | 0.28% | 00.0% | Unchanged |
| Cambridge Advisors Inc. | 10,775 | $1.09M | 0.27% | 00.0% | Unchanged |
| Welch Group, LLC | 10,782 | $1.09M | 0.06% | −123−1.1% | Reduced |
| Lincoln National Corp | 10,826 | $1.09M | 0.02% | +1,846+20.6% | Added |
| Strategic Global Advisors, LLC | 10,840 | $1.09M | 0.25% | −250−2.3% | Reduced |
| Umb Bank N A | 10,891 | $1.10M | 0.02% | −775−6.6% | Reduced |
| Susquehanna International Group Ltd. | 11,010 | $1.11M | 0.25% | −818−6.9% | Reduced |
| Voya Financial Advisors, Inc. | 11,136 | $1.11M | 0.13% | +391+3.6% | Added |
| Connectus Wealth, LLC | 11,045 | $1.12M | 0.02% | +8,399+317.4% | Added |
| EP Wealth Advisors, LLC | 11,052 | $1.12M | 0.01% | −1,196−9.8% | Reduced |
| Venture Visionary Partners LLC | 11,144 | $1.13M | 0.06% | −123−1.1% | Reduced |