Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First American Trust, FSB | 5,289 | $534.0K | 0.07% | +361+7.3% | Added |
| Sivia Capital Partners, LLC | 5,289 | $534.0K | 0.41% | +5,289 | New |
| Wedmont Private Capital | 5,009 | $536.4K | 0.04% | +1,278+34.3% | Added |
| Forza Wealth Management, LLC | 5,319 | $537.1K | 0.30% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 5,362 | $541.4K | 0.09% | +332+6.6% | Added |
| First City Capital Management, Inc. | 5,397 | $544.9K | 0.32% | −161−2.9% | Reduced |
| MB, Levis & Associates, LLC | 5,410 | $546.2K | 0.31% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 5,413 | $546.6K | 0.10% | +2,355+77.0% | Added |
| Redhawk Wealth Advisors, Inc. | 5,447 | $550.0K | 0.11% | +1,294+31.2% | Added |
| Granite Bay Wealth Management, LLC | 5,715 | $554.0K | 0.00% | +3,510+159.2% | Added |
| Baker Tilly Wealth Management, LLC | 5,489 | $554.2K | 0.09% | −1,155−17.4% | Reduced |
| St Germain D J Co Inc | 5,492 | $554.5K | 0.03% | −38−0.7% | Reduced |
| MMBG Investment Advisors Co. | 5,492 | $554.5K | 0.07% | 00.0% | Unchanged |
| Cary Street Partners Asset Management LLC | 5,505 | $555.8K | 0.10% | −88−1.6% | Reduced |
| Dillon & Associates Inc | 5,523 | $558.0K | 0.10% | −402−6.8% | Reduced |
| Five Oceans Advisors | 5,546 | $560.0K | 0.31% | 00.0% | Unchanged |
| O'Brien Greene & Co. Inc | 5,574 | $562.8K | 0.20% | 00.0% | Unchanged |
| Employees Retirement System of Texas | 5,587 | $564.0K | 0.01% | +5,587 | New |
| Venturi Wealth Management, LLC | 5,591 | $564.5K | 0.04% | −31−0.6% | Reduced |
| Gradient Investments LLC | 5,595 | $564.9K | 0.01% | −134−2.3% | Reduced |
| Pallas Capital Advisors LLC | 5,596 | $565.0K | 0.03% | +5,596 | New |
| Atlas Capital Advisors LLC | 5,624 | $567.9K | 0.08% | +1,604+39.9% | Added |
| Graypoint LLC | 5,709 | $576.5K | 0.05% | −1,318−18.8% | Reduced |
| E&G Advisors, LP | 5,754 | $580.9K | 0.21% | −644−10.1% | Reduced |
| Penbrook Management LLC | 5,760 | $581.6K | 0.39% | +300+5.5% | Added |
| Patton Albertson Miller Group, LLC | 5,764 | $582.0K | 0.10% | −100−1.7% | Reduced |
| Smart Money Group LLC | 5,805 | $586.1K | 0.26% | +239+4.3% | Added |
| Global Retirement Partners, LLC | 5,452 | $587.1K | 0.02% | +908+20.0% | Added |
| J.W. Cole Advisors, Inc. | 5,850 | $590.7K | 0.03% | −814−12.2% | Reduced |
| CVA Family Office, LLC | 5,891 | $594.8K | 0.12% | 00.0% | Unchanged |
| SYSTM Wealth Solutions LLC | 5,896 | $595.3K | 0.08% | −739−11.1% | Reduced |
| Wedbush Securities Inc | 5,900 | $596.0K | 0.03% | −110−1.8% | Reduced |
| Aaron Wealth Advisors | 5,904 | $596.1K | 0.10% | +1,050+21.6% | Added |
| Nilsine Partners, LLC | 5,905 | $596.2K | 0.09% | −3,572−37.7% | Reduced |
| Arete Wealth Advisors, LLC | 5,931 | $596.4K | 0.05% | +5,931 | New |
| Cullen Investment Group, Ltd. | 5,922 | $597.9K | 0.10% | +5,922 | New |
| Mitchell McLeod Pugh & Williams Inc | 5,954 | $601.2K | 0.16% | 00.0% | Unchanged |
| Cyndeo Wealth Partners, LLC | 5,971 | $602.9K | 0.06% | −7−0.1% | Reduced |
| BancorpSouth Bank | 5,996 | $605.4K | 0.05% | −106−1.7% | Reduced |
| Cohen Klingenstein LLC | 6,000 | $605.8K | 0.02% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 6,045 | $610.4K | 0.01% | −182−2.9% | Reduced |
| Schulhoff & Co Inc | 6,051 | $611.0K | 0.29% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 5,979 | $614.8K | 0.15% | +5,979 | New |
| Keystone Financial Services | 6,103 | $616.2K | 0.29% | +19+0.3% | Added |
| Tiaa Trust, National Association | 6,186 | $624.6K | 0.00% | −928−13.0% | Reduced |
| Two Sigma Securities, LLC | 6,194 | $625.4K | 0.03% | +6,194 | New |
| Juncture Wealth Strategies, LLC | 6,198 | $625.8K | 0.28% | +200+3.3% | Added |
| Radnor Capital Management, LLC | 6,225 | $629.0K | 0.12% | −150−2.4% | Reduced |
| Ascent Group, LLC | 6,260 | $629.3K | 0.06% | −289−4.4% | Reduced |
| Berkeley Capital Partners, LLC | 6,259 | $632.0K | 0.21% | −178−2.8% | Reduced |
| Victory Capital Management Inc | 6,260 | $632.1K | 0.00% | −15,130−70.7% | Reduced |
| Oarsman Capital, Inc. | 6,315 | $637.6K | 0.17% | +98+1.6% | Added |
| Ignite Planners, LLC | 6,341 | $640.3K | 0.19% | −588−8.5% | Reduced |
| Jeppson Wealth Management, LLC | 6,377 | $643.9K | 0.27% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 6,395 | $645.7K | 0.02% | +891+16.2% | Added |
| Regions Financial Corp | 6,406 | $646.8K | 0.01% | −41−0.6% | Reduced |
| Essex Financial Services, Inc. | 6,406 | $646.8K | 0.07% | −175−2.7% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 6,408 | $647.0K | 0.01% | +377+6.3% | Added |
| Lazard Asset Management LLC | 6,429 | $648.0K | 0.00% | +5+0.1% | Added |
| Mraz, Amerine & Associates, Inc. | 6,431 | $649.3K | 0.14% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 6,442 | $650.4K | 0.02% | +998+18.3% | Added |
| Neville Rodie & Shaw Inc | 6,460 | $652.0K | 0.05% | −3,452−34.8% | Reduced |
| NTV Asset Management LLC | 6,471 | $653.4K | 0.11% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 5,971 | $654.9K | 0.01% | −1,068−15.2% | Reduced |
| Heritage Wealth Management, LLC | 6,548 | $661.1K | 0.36% | +6,548 | New |
| Visionary Horizons, LLC | 6,570 | $663.4K | 0.54% | +6,570 | New |
| Tower Research Capital LLC (TRC) | 6,587 | $665.1K | 0.01% | +5,356+435.1% | Added |
| B. Metzler seel. Sohn & Co. AG | 6,651 | $671.6K | 0.01% | +718+12.1% | Added |
| Valeo Financial Advisors, LLC | 6,672 | $673.7K | 0.03% | −166−2.4% | Reduced |
| Twin Tree Management, LP | 6,821 | $688.7K | 0.01% | −8,375−55.1% | Reduced |
| Thornburg Investment Management Inc | 6,834 | $690.0K | 0.01% | −578−7.8% | Reduced |
| Stephens Inc | 6,875 | $694.1K | 0.01% | −33−0.5% | Reduced |
| Jacobi Capital Management LLC | 6,926 | $699.3K | 0.07% | +105+1.5% | Added |
| Douglass Winthrop Advisors, LLC | 6,938 | $700.5K | 0.02% | 00.0% | Unchanged |
| Rehmann Capital Advisory Group | 6,940 | $700.8K | 0.06% | +1,052+17.9% | Added |
| Apexium Financial, LP | 6,952 | $701.9K | 0.05% | +4,891+237.3% | Added |
| Peoples Bank | 6,973 | $704.0K | 0.56% | −277−3.8% | Reduced |
| SAL Trading, LLC | 7,000 | $706.8K | 3.44% | −3,400−32.7% | Reduced |
| CFO4Life Group, LLC | 7,015 | $708.3K | 0.14% | −136−1.9% | Reduced |
| Monticello Wealth Management, LLC | 7,016 | $708.4K | 0.07% | −259−3.6% | Reduced |
| St. Clair Advisors, LLC | 7,092 | $716.1K | 0.25% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 7,160 | $723.0K | 0.14% | +1,937+37.1% | Added |
| Harbour Investments, Inc. | 7,175 | $724.4K | 0.03% | +164+2.3% | Added |
| Colony Group, LLC | 7,244 | $731.0K | 0.01% | +7,244 | New |
| Cookson Peirce & Co Inc | 7,262 | $733.0K | 0.04% | +127+1.8% | Added |
| Scissortail Wealth Management, LLC | 6,806 | $734.7K | 0.23% | +6,806 | New |
| Advisory Resource Group | 7,296 | $736.7K | 0.18% | +341+4.9% | Added |
| Continuum Advisory, LLC | 7,324 | $738.4K | 0.11% | −900−10.9% | Reduced |
| Farther Finance Advisors, LLC | 7,339 | $741.0K | 0.05% | +6,141+512.6% | Added |
| Romano Brothers and Company | 7,356 | $742.7K | 0.11% | −225−3.0% | Reduced |
| Grant/GrossMendelsohn, LLC | 7,025 | $752.8K | 0.31% | 00.0% | Unchanged |
| Lantz Financial LLC | 7,459 | $753.1K | 0.27% | +9+0.1% | Added |
| Lantern Wealth Advisors, LLC | 7,500 | $757.3K | 0.59% | +7,500 | New |
| Savant Capital, LLC | 7,503 | $757.6K | 0.01% | +3,738+99.3% | Added |
| Ruggaard & Associates LLC | 7,512 | $758.5K | 0.40% | −50−0.7% | Reduced |
| Marotta Asset Management | 7,563 | $763.6K | 0.16% | −142−1.8% | Reduced |
| West Family Investments, Inc. | 7,585 | $765.9K | 0.26% | +144+1.9% | Added |
| Sage Rhino Capital LLC | 7,644 | $771.8K | 0.20% | +70+0.9% | Added |
| Anchor Investment Management, LLC | 7,684 | $775.9K | 0.09% | 00.0% | Unchanged |
| PDS Planning, Inc | 7,703 | $777.8K | 0.09% | +277+3.7% | Added |