Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Centaurus Financial, Inc. | 3,751 | $379.0K | 0.03% | −75−2.0% | Reduced |
| Riverview Trust Co | 3,763 | $379.9K | 0.39% | 00.0% | Unchanged |
| Allworth Financial LP | 3,780 | $381.7K | 0.00% | +733+24.1% | Added |
| BKD Wealth Advisors, LLC | 3,786 | $382.3K | 0.01% | −538−12.4% | Reduced |
| Hollow Brook Wealth Management LLC | 3,788 | $382.5K | 0.15% | 00.0% | Unchanged |
| DF Dent & Co Inc | 3,807 | $384.4K | 0.01% | 00.0% | Unchanged |
| RNC Capital Management LLC | 3,807 | $384.4K | 0.02% | +560+17.2% | Added |
| Oakworth Capital, Inc. | 3,808 | $384.5K | 0.03% | −5−0.1% | Reduced |
| Verity Asset Management, Inc. | 3,822 | $385.9K | 0.25% | +645+20.3% | Added |
| Mattern Wealth Management LLC | 3,832 | $386.9K | 0.10% | −53−1.4% | Reduced |
| Hexagon Capital Partners LLC | 3,854 | $389.1K | 0.09% | +1,171+43.6% | Added |
| Mesirow Financial Investment Management, Inc. | 3,861 | $389.9K | 0.01% | +3,861 | New |
| Hennion & Walsh Asset Management, Inc. | 3,875 | $391.3K | 0.02% | +13+0.3% | Added |
| Cetera Trust Company, N.A | 3,887 | $392.5K | 0.24% | +3,887 | New |
| Wesbanco Bank Inc | 3,892 | $393.0K | 0.02% | −741−16.0% | Reduced |
| Cypress Capital Group | 3,904 | $394.2K | 0.05% | −231−5.6% | Reduced |
| Twin Lakes Capital Management, LLC | 3,905 | $394.3K | 0.27% | 00.0% | Unchanged |
| Hoylecohen, LLC | 3,918 | $395.6K | 0.03% | 00.0% | Unchanged |
| Busey Wealth Management | 3,926 | $396.4K | 0.02% | +320+8.9% | Added |
| Ategra Capital Management, LLC | 3,933 | $397.1K | 0.18% | 00.0% | Unchanged |
| Aptus Capital Advisors, LLC | 3,943 | $398.1K | 0.01% | −182−4.4% | Reduced |
| Paces Ferry Wealth Advisors, LLC | 3,947 | $398.5K | 0.28% | −12−0.3% | Reduced |
| Institute for Wealth Management, LLC. | 3,975 | $401.4K | 0.07% | −12−0.3% | Reduced |
| Spire Wealth Management | 3,757 | $406.6K | 0.01% | −15−0.4% | Reduced |
| Shufro Rose & Co LLC | 4,000 | $407.4K | 0.04% | 00.0% | Unchanged |
| Gitterman Wealth Management, LLC | 4,048 | $408.7K | 0.18% | +1,757+76.7% | Added |
| D.B. Root & Company, LLC | 4,055 | $409.4K | 0.15% | −572−12.4% | Reduced |
| FSB Premier Wealth Management, Inc. | 4,078 | $411.8K | 0.21% | +1,136+38.6% | Added |
| Pinnacle West Asset Management, Inc. | 4,080 | $412.0K | 0.35% | +180+4.6% | Added |
| Curbstone Financial Management Corp | 4,094 | $413.4K | 0.09% | 00.0% | Unchanged |
| YHB Investment Advisors, Inc. | 4,123 | $416.3K | 0.04% | 00.0% | Unchanged |
| First Light Asset Management, LLC | 4,123 | $416.3K | 0.03% | 00.0% | Unchanged |
| Gallacher Capital Management LLC | 4,174 | $421.5K | 0.23% | +44+1.1% | Added |
| Rosenbaum Jay D. | 4,180 | $422.1K | 1.09% | −4,375−51.1% | Reduced |
| Nwam LLC | 4,250 | $422.3K | 0.03% | +54+1.3% | Added |
| Pointe Capital Management LLC | 4,194 | $423.5K | 0.29% | +43+1.0% | Added |
| BBR Partners, LLC | 4,199 | $424.0K | 0.04% | +1,430+51.6% | Added |
| Beck Mack & Oliver LLC | 4,200 | $424.1K | 0.01% | 00.0% | Unchanged |
| Helen Stephens Group, LLC | 4,238 | $427.9K | 0.19% | 00.0% | Unchanged |
| Beddow Capital Management Inc | 4,240 | $428.0K | 0.20% | 00.0% | Unchanged |
| S.A. Mason LLC | 4,240 | $428.1K | 0.29% | 00.0% | Unchanged |
| Principle Wealth Partners LLC | 4,247 | $428.8K | 0.04% | 00.0% | Unchanged |
| Violich Capital Management, Inc. | 4,250 | $429.0K | 0.07% | 00.0% | Unchanged |
| Stablepoint Partners, LLC | 4,289 | $433.1K | 0.11% | +4,289 | New |
| Capital Analysts, LLC | 4,303 | $434.0K | 0.02% | −1,295−23.1% | Reduced |
| Summit Trail Advisors, LLC | 4,323 | $436.5K | 0.01% | +685+18.8% | Added |
| Aull & Monroe Investment Management Corp | 4,341 | $438.3K | 0.22% | 00.0% | Unchanged |
| Strategic Investment Advisors | 4,357 | $439.9K | 0.06% | +143+3.4% | Added |
| Beutel, Goodman & Co Ltd. | 4,365 | $440.0K | 0.00% | +1,530+54.0% | Added |
| Rossmore Private Capital | 4,361 | $440.3K | 0.06% | 00.0% | Unchanged |
| Regatta Capital Group, LLC | 4,363 | $440.6K | 0.12% | +3+0.1% | Added |
| Thoroughbred Financial Services, LLC | 4,376 | $441.0K | 0.04% | −521−10.6% | Reduced |
| HB Wealth Management, LLC | 4,377 | $441.9K | 0.01% | −300−6.4% | Reduced |
| Bedel Financial Consulting, Inc. | 4,445 | $448.8K | 0.08% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 4,450 | $449.0K | 0.01% | 00.0% | Unchanged |
| Washington Trust Co | 4,455 | $449.8K | 0.02% | 00.0% | Unchanged |
| Marino, Stram & Associates LLC | 4,465 | $450.8K | 0.12% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 4,479 | $452.0K | 0.07% | −42−0.9% | Reduced |
| Berkshire Bank | 4,483 | $452.6K | 0.12% | −471−9.5% | Reduced |
| Capital Investment Advisors, LLC | 4,488 | $453.1K | 0.01% | +354+8.6% | Added |
| XTX Topco Ltd | 4,519 | $456.3K | 0.10% | +4,519 | New |
| Freestone Capital Holdings, LLC | 4,549 | $459.3K | 0.02% | −190−4.0% | Reduced |
| Cohen Investment Advisors LLC | 4,558 | $460.2K | 0.34% | −439−8.8% | Reduced |
| Insigneo Advisory Services, LLC | 4,566 | $461.0K | 0.06% | +631+16.0% | Added |
| Kovitz Investment Group Partners, LLC | 4,589 | $463.4K | 0.01% | 00.0% | Unchanged |
| Independent Advisor Alliance | 4,598 | $464.2K | 0.02% | +350+8.2% | Added |
| Cullinan Associates Inc | 4,600 | $464.5K | 0.03% | −200−4.2% | Reduced |
| Motco | 4,608 | $465.3K | 0.03% | +2,549+123.8% | Added |
| Walter & Keenan Financial Consulting Co | 4,624 | $466.9K | 0.17% | 00.0% | Unchanged |
| Callan Capital, LLC | 4,628 | $467.3K | 0.04% | +4,628 | New |
| Brighton Jones LLC | 4,653 | $469.8K | 0.02% | +7+0.2% | Added |
| Elmwood Wealth Management, Inc. | 4,708 | $475.4K | 0.33% | −3,356−41.6% | Reduced |
| HF Advisory Group, LLC | 4,710 | $475.5K | 0.30% | +1,368+40.9% | Added |
| Tranquilli Financial Advisor LLC | 4,720 | $476.6K | 0.34% | −292−5.8% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 4,723 | $476.9K | 0.06% | −287−5.7% | Reduced |
| Intellectus Partners, LLC | 4,726 | $477.2K | 0.14% | 00.0% | Unchanged |
| Plancorp, LLC | 4,777 | $482.3K | 0.02% | 00.0% | Unchanged |
| Circle Wealth Management, LLC | 4,893 | $494.0K | 0.01% | −63−1.3% | Reduced |
| Cordatus Wealth Management LLC | 4,909 | $496.0K | 0.41% | −223−4.3% | Reduced |
| Wealthsource Partners, LLC | 4,936 | $498.4K | 0.03% | −625−11.2% | Reduced |
| Greenwood Gearhart Inc | 4,942 | $499.1K | 0.05% | −250−4.8% | Reduced |
| North Star Asset Management Inc | 4,951 | $499.9K | 0.03% | 00.0% | Unchanged |
| Diversified Trust Co | 4,957 | $500.5K | 0.02% | −163−3.2% | Reduced |
| First Affirmative Financial Network | 4,975 | $502.3K | 0.40% | −61−1.2% | Reduced |
| Valley Brook Capital Group | 4,984 | $503.2K | 0.44% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 5,016 | $506.4K | 0.31% | 00.0% | Unchanged |
| Summit Financial, LLC | 5,029 | $507.8K | 0.03% | +388+8.4% | Added |
| Hall Capital Management Co Inc | 5,032 | $508.1K | 0.30% | −83−1.6% | Reduced |
| Alhambra Investment Partners LLC | 5,034 | $508.3K | 0.30% | 00.0% | Unchanged |
| Hartford Funds Management Co LLC | 5,045 | $509.4K | 0.05% | +1,428+39.5% | Added |
| Balyasny Asset Management LLC | 5,066 | $511.5K | 0.00% | +1,151+29.4% | Added |
| Personal Cfo Solutions, LLC | 5,091 | $514.0K | 0.09% | +5,091 | New |
| Private Trust Co NA | 5,092 | $514.2K | 0.06% | +465+10.0% | Added |
| RSM US Wealth Management LLC | 5,107 | $515.7K | 0.01% | +5,107 | New |
| Northwest Capital Management Inc | 5,150 | $520.0K | 0.17% | 00.0% | Unchanged |
| Canal Capital Management, LLC | 5,184 | $523.4K | 0.10% | +280+5.7% | Added |
| American Trust Investment Advisors, LLC | 5,232 | $528.3K | 0.27% | +112+2.2% | Added |
| Carr Financial Group Corp | 5,253 | $530.4K | 0.20% | 00.0% | Unchanged |
| Pinnacle Financial Partners Inc | 5,263 | $531.4K | 0.01% | +676+14.7% | Added |
| Clear Harbor Asset Management, LLC | 5,272 | $532.3K | 0.05% | +53+1.0% | Added |