Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Signature Estate & Investment Advisors LLC | 2,960 | $299.0K | 0.01% | −114−3.7% | Reduced |
| Ashton Thomas Private Wealth, LLC | 2,962 | $299.1K | 0.02% | 00.0% | Unchanged |
| Southland Equity Partners LLC | 2,966 | $299.4K | 0.09% | +22+0.7% | Added |
| Campbell & CO Investment Adviser LLC | 2,967 | $299.6K | 0.03% | +2,967 | New |
| Hurlow Wealth Management Group, Inc. | 2,969 | $299.8K | 0.11% | 00.0% | Unchanged |
| Jacobs & Co | 2,975 | $300.0K | 0.03% | +150+5.3% | Added |
| River Wealth Advisors LLC | 3,010 | $303.9K | 0.05% | +3,010 | New |
| Viawealth, LLC | 3,018 | $304.7K | 0.21% | 00.0% | Unchanged |
| Wimmer Associates 1, LLC | 3,029 | $305.8K | 0.17% | −175−5.5% | Reduced |
| Angeles Investment Advisors, LLC | 3,031 | $306.0K | 0.02% | +201+7.1% | Added |
| Sentry LLC | 3,045 | $307.5K | 0.07% | 00.0% | Unchanged |
| Cape Cod Five Cents Savings Bank | 3,049 | $307.9K | 0.03% | −3,119−50.6% | Reduced |
| Icapital Wealth LLC | 3,052 | $308.2K | 0.20% | 00.0% | Unchanged |
| Belmont Capital, LLC | 3,058 | $308.8K | 0.13% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 3,069 | $309.9K | 0.01% | −319−9.4% | Reduced |
| Acorn Creek Capital LLC | 3,086 | $311.6K | 0.14% | +3,086 | New |
| LCM Capital Management Inc | 3,100 | $313.0K | 0.23% | +18+0.6% | Added |
| Abel Hall, LLC | 3,110 | $314.1K | 0.27% | +3,110 | New |
| Penn Mutual Asset Management, LLC | 3,120 | $315.0K | 0.24% | −1,000−24.3% | Reduced |
| Peddock Capital Advisors, LLC | 3,124 | $315.4K | 0.10% | 00.0% | Unchanged |
| West Coast Financial LLC | 3,126 | $315.6K | 0.04% | −200−6.0% | Reduced |
| StrongBox Wealth, LLC | 3,126 | $315.6K | 0.18% | +430+15.9% | Added |
| Colonial Trust Co | 3,127 | $315.7K | 0.07% | 00.0% | Unchanged |
| Applied Finance Capital Management, LLC | 3,129 | $315.9K | 0.03% | −233−6.9% | Reduced |
| Vicus Capital | 3,134 | $316.5K | 0.03% | −393−11.1% | Reduced |
| Montecito Bank & Trust | 3,136 | $316.6K | 0.07% | −582−15.7% | Reduced |
| Key Financial Inc | 3,140 | $317.0K | 0.09% | +181+6.1% | Added |
| Optas, LLC | 3,144 | $317.4K | 0.10% | +250+8.6% | Added |
| Aspiriant, LLC | 3,145 | $317.6K | 0.01% | −656−17.3% | Reduced |
| Crew Capital Management, Ltd. | 3,150 | $318.1K | 0.32% | −121−3.7% | Reduced |
| Keudell/Morrison Wealth Management | 3,158 | $318.9K | 0.11% | +16+0.5% | Added |
| Equitable Holdings, Inc. | 3,167 | $319.8K | 0.00% | −5−0.2% | Reduced |
| RFP Financial Group LLC | 3,177 | $320.8K | 0.13% | 00.0% | Unchanged |
| Wulff, Hansen & Co. | 3,195 | $322.6K | 0.36% | 00.0% | Unchanged |
| Catalytic Wealth RIA, LLC | 3,198 | $322.9K | 0.15% | +3,198 | New |
| Hendershot Investments Inc. | 3,206 | $323.7K | 0.05% | 00.0% | Unchanged |
| Heck Capital Advisors, LLC | 3,218 | $324.9K | 0.05% | −288−8.2% | Reduced |
| Farmers National Bank | 3,218 | $324.9K | 0.10% | −118−3.5% | Reduced |
| Wealthspire Advisors, LLC | 3,232 | $326.3K | 0.00% | +30+0.9% | Added |
| Smith, Salley & Associates | 3,233 | $326.4K | 0.02% | −3−0.1% | Reduced |
| Moody National Bank Trust Division | 3,239 | $327.0K | 0.03% | −232−6.7% | Reduced |
| Family Legacy, Inc. | 3,250 | $328.2K | 0.13% | 00.0% | Unchanged |
| Brady Family Wealth, LLC | 3,260 | $329.2K | 0.11% | −110−3.3% | Reduced |
| SageView Advisory Group, LLC | 3,067 | $330.5K | 0.01% | +718+30.6% | Added |
| Essex Savings Bank | 3,274 | $330.6K | 0.10% | +719+28.1% | Added |
| Capital Investment Advisory Services, LLC | 3,292 | $332.4K | 0.03% | −323−8.9% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,308 | $334.0K | 0.07% | +3,308 | New |
| Carlson Capital Management | 3,315 | $334.7K | 0.02% | +3,315 | New |
| Enterprise Financial Services Corp | 3,316 | $334.8K | 0.20% | +182+5.8% | Added |
| Proequities, Inc. | 3,325 | $335.7K | 0.02% | −459−12.1% | Reduced |
| Quad-Cities Investment Group, LLC | 3,146 | $336.9K | 0.21% | 00.0% | Unchanged |
| Kanawha Capital Management LLC | 3,340 | $337.2K | 0.03% | 00.0% | Unchanged |
| GYL Financial Synergies, LLC | 3,349 | $338.1K | 0.03% | −179−5.1% | Reduced |
| Prairie Sky Financial Group LLC | 3,350 | $338.2K | 0.22% | 00.0% | Unchanged |
| Moloney Securities Asset Management, LLC | 3,356 | $338.9K | 0.05% | +801+31.4% | Added |
| InterOcean Capital Group, LLC | 3,357 | $339.0K | 0.01% | +38+1.1% | Added |
| Norris Perne & French LLP | 3,363 | $339.6K | 0.03% | −10−0.3% | Reduced |
| Formidable Asset Management, LLC | 3,366 | $339.9K | 0.07% | +3,366 | New |
| IFG Advisory, LLC | 3,369 | $340.2K | 0.02% | −1,192−26.1% | Reduced |
| Glenview Trust Co | 3,379 | $341.2K | 0.01% | +102+3.1% | Added |
| Round Hill Asset Management | 3,392 | $342.5K | 0.22% | 00.0% | Unchanged |
| Great Diamond Partners, LLC | 3,403 | $343.6K | 0.08% | +15+0.4% | Added |
| Veracity Capital LLC | 3,417 | $345.0K | 0.14% | +8+0.2% | Added |
| Wealth Alliance | 3,420 | $345.3K | 0.05% | −177−4.9% | Reduced |
| Woodstock Corp | 3,428 | $346.1K | 0.04% | −1,434−29.5% | Reduced |
| Caldwell Trust Co | 3,430 | $346.3K | 0.04% | −325−8.7% | Reduced |
| King Wealth | 3,450 | $348.0K | 0.07% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 3,449 | $348.2K | 0.03% | −239−6.5% | Reduced |
| Texas Yale Capital Corp. | 3,462 | $349.6K | 0.02% | +10+0.3% | Added |
| OmniStar Financial Group, Inc. | 3,476 | $351.1K | 0.44% | −3,182−47.8% | Reduced |
| Angeles Wealth Management, LLC | 3,482 | $351.6K | 0.04% | +228+7.0% | Added |
| Russell Investments Group, Ltd. | 3,488 | $352.2K | 0.00% | +933+36.5% | Added |
| LaFleur & Godfrey LLC | 3,497 | $353.1K | 0.05% | −475−12.0% | Reduced |
| Round Rock Advisors, LLC | 3,500 | $353.4K | 0.09% | −85−2.4% | Reduced |
| Cravens & Co Advisors, LLC | 3,507 | $354.1K | 0.31% | 00.0% | Unchanged |
| Charter Trust Co | 3,520 | $355.4K | 0.03% | +313+9.8% | Added |
| Sachetta, LLC | 3,524 | $355.8K | 0.17% | +3,524 | New |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3,536 | $357.0K | 0.04% | +51+1.5% | Added |
| Meridian Wealth Management, LLC | 3,549 | $358.3K | 0.02% | +19+0.5% | Added |
| GAMMA Investing LLC | 3,464 | $358.4K | 0.10% | +3,464 | New |
| Hyman Charles D | 3,555 | $359.0K | 0.02% | +52+1.5% | Added |
| Robertson Stephens Wealth Management, LLC | 3,579 | $361.4K | 0.02% | 00.0% | Unchanged |
| Canandaigua National Bank & Trust Co | 3,582 | $361.7K | 0.06% | −1,682−32.0% | Reduced |
| Value Partners Investments Inc. | 3,581 | $362.2K | 0.03% | −86−2.3% | Reduced |
| Seven Mile Advisory | 3,618 | $365.3K | 0.32% | +224+6.6% | Added |
| First Foundation Advisors | 3,621 | $365.6K | 0.02% | −437−10.8% | Reduced |
| Essex Investment Management Co LLC | 3,625 | $366.0K | 0.07% | 00.0% | Unchanged |
| D'Orazio & Associates, Inc. | 3,627 | $366.2K | 0.07% | +448+14.1% | Added |
| Icon Wealth Advisors, LLC | 3,631 | $366.6K | 0.04% | +3,631 | New |
| Pinnacle Bancorp, Inc. | 3,641 | $367.6K | 0.12% | +98+2.8% | Added |
| Summit Financial Group Inc | 3,654 | $368.9K | 0.14% | 00.0% | Unchanged |
| Argonautica Private Wealth Management, Inc | 3,655 | $369.0K | 0.15% | +79+2.2% | Added |
| Thomasville National Bank | 3,655 | $369.0K | 0.03% | −2,455−40.2% | Reduced |
| Sound View Wealth Advisors Group, LLC | 3,661 | $369.7K | 0.04% | 00.0% | Unchanged |
| Cannell Peter B & Co Inc | 3,674 | $371.0K | 0.01% | −871−19.2% | Reduced |
| Newman Dignan & Sheerar, Inc. | 3,699 | $373.5K | 0.11% | 00.0% | Unchanged |
| InTrack Investment Management Inc | 3,700 | $373.6K | 0.28% | +1,350+57.4% | Added |
| M&R Capital Management Inc | 3,708 | $374.4K | 0.09% | +58+1.6% | Added |
| First Personal Financial Services | 3,720 | $375.6K | 0.09% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 3,724 | $376.0K | 0.04% | −425−10.2% | Reduced |