Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Proficio Capital Partners LLC | 2,401 | $242.4K | 0.03% | −16−0.7% | Reduced |
| Watershed Private Wealth LLC | 2,411 | $243.4K | 0.13% | +2,411 | New |
| Liontrust Investment Partners LLP | 2,416 | $243.9K | 0.00% | −1,637−40.4% | Reduced |
| Intrua Financial, LLC | 2,417 | $244.0K | 0.04% | −100−4.0% | Reduced |
| New Republic Capital, LLC | 2,417 | $244.0K | 0.17% | +172+7.7% | Added |
| Marks Group Wealth Management, Inc | 2,417 | $244.0K | 0.03% | −313−11.5% | Reduced |
| Cozad Asset Management Inc | 2,418 | $244.1K | 0.03% | 00.0% | Unchanged |
| Founders Financial Securities LLC | 2,420 | $244.3K | 0.03% | −109−4.3% | Reduced |
| Atlantic Edge Private Wealth Management, LLC | 2,420 | $244.3K | 0.10% | +2,420 | New |
| Shoker Investment Counsel, Inc. | 2,425 | $244.9K | 0.09% | +20+0.8% | Added |
| Paradigm Asset Management Co LLC | 2,428 | $245.2K | 0.06% | 00.0% | Unchanged |
| HBK Sorce Advisory LLC | 2,439 | $246.3K | 0.01% | +20+0.8% | Added |
| Schmidt P J Investment Management Inc | 2,300 | $246.5K | 0.05% | 00.0% | Unchanged |
| Knightsbridge Asset Management, LLC | 2,441 | $246.5K | 0.07% | +2,441 | New |
| American National Bank | 2,449 | $247.3K | 0.04% | +1,188+94.2% | Added |
| Sheets Smith Wealth Management | 2,450 | $247.4K | 0.04% | 00.0% | Unchanged |
| Park Place Capital Corp | 2,458 | $248.2K | 0.10% | −1,112−31.1% | Reduced |
| Laraway Financial Inc | 2,467 | $249.1K | 0.24% | 00.0% | Unchanged |
| Aspen Grove Capital, LLC | 2,483 | $250.7K | 0.08% | −393−13.7% | Reduced |
| FLC Capital Advisors | 2,486 | $251.0K | 0.07% | +2,486 | New |
| Moody Lynn & Lieberson, LLC | 2,489 | $251.3K | 0.02% | 00.0% | Unchanged |
| Occidental Asset Management, LLC | 2,490 | $251.4K | 0.05% | −1,133−31.3% | Reduced |
| Analyst IMS Investment Management Services Ltd. | 2,500 | $252.0K | 0.01% | 00.0% | Unchanged |
| Cornerstone Wealth Management, LLC | 2,498 | $252.2K | 0.02% | +71+2.9% | Added |
| Prio Wealth Limited Partnership | 2,503 | $252.7K | 0.01% | +110+4.6% | Added |
| Straight Path Wealth Management | 2,507 | $253.1K | 0.15% | 00.0% | Unchanged |
| Aveo Capital Partners, LLC | 2,509 | $253.3K | 0.03% | +275+12.3% | Added |
| Appleton Partners Inc | 2,514 | $254.0K | 0.02% | −18−0.7% | Reduced |
| IFP Advisors, Inc | 2,519 | $254.3K | 0.01% | −1,466−36.8% | Reduced |
| Connecticut Wealth Management, LLC | 2,522 | $254.6K | 0.01% | +151+6.4% | Added |
| Legacy Capital Group California, Inc. | 2,531 | $255.6K | 0.10% | +2,531 | New |
| Koshinski Asset Management, Inc. | 2,532 | $255.7K | 0.04% | +435+20.7% | Added |
| Private Wealth Partners, LLC | 2,534 | $255.9K | 0.02% | 00.0% | Unchanged |
| Eagle Strategies LLC | 2,534 | $255.9K | 0.05% | 00.0% | Unchanged |
| Merrion Investment Management Co, LLC | 2,535 | $256.0K | 0.20% | 00.0% | Unchanged |
| OneAscent Wealth Management LLC | 2,531 | $256.0K | 0.10% | +75+3.1% | Added |
| Northside Capital Management, LLC | 2,546 | $257.1K | 0.08% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 2,552 | $257.6K | 0.01% | +50+2.0% | Added |
| GSB Wealth Management, LLC | 2,563 | $258.7K | 0.08% | 00.0% | Unchanged |
| GeoWealth Management, LLC | 2,576 | $259.0K | 0.02% | +2,576 | New |
| Toronto Dominion Bank | 2,570 | $259.5K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 2,561 | $261.0K | 0.00% | +34+1.3% | Added |
| Clearbridge Investments, LLC | 2,596 | $262.1K | 0.00% | −1,021−28.2% | Reduced |
| Consolidated Portfolio Review Corp | 2,598 | $262.3K | 0.06% | −444−14.6% | Reduced |
| Wealth Alliance Advisory Group, LLC | 2,600 | $262.5K | 0.07% | 00.0% | Unchanged |
| Meridian Wealth Advisors, LLC | 2,601 | $262.6K | 0.06% | 00.0% | Unchanged |
| Allred Capital Management, LLC | 2,624 | $264.9K | 0.12% | −246−8.6% | Reduced |
| Chicago Capital, LLC | 2,640 | $266.6K | 0.01% | 00.0% | Unchanged |
| Joel Isaacson & Co., LLC | 2,646 | $267.2K | 0.02% | +2,646 | New |
| Keel Point, LLC | 2,646 | $267.2K | 0.03% | +73+2.8% | Added |
| Magnus Financial Group LLC | 2,647 | $267.2K | 0.04% | +27+1.0% | Added |
| Opal Wealth Advisors, LLC | 2,658 | $268.4K | 0.11% | −4−0.2% | Reduced |
| Platform Technology Partners | 2,683 | $269.7K | 0.10% | −260−8.8% | Reduced |
| Main Street Financial Solutions, LLC | 2,673 | $269.9K | 0.03% | +155+6.2% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 2,580 | $270.4K | 0.00% | +585+29.3% | Added |
| Advisors Preferred, LLC | 2,679 | $270.6K | 0.04% | +2,679 | New |
| Southeast Asset Advisors Inc. | 2,684 | $271.0K | 0.04% | 00.0% | Unchanged |
| Sapient Capital LLC | 2,688 | $271.4K | 0.01% | +2,688 | New |
| Smartleaf Asset Management LLC | 2,717 | $271.6K | 0.07% | +2,717 | New |
| Great Lakes Advisors, LLC | 2,693 | $271.9K | 0.00% | −160−5.6% | Reduced |
| New England Research & Management, Inc. | 2,695 | $272.0K | 0.14% | 00.0% | Unchanged |
| Community Bank & Trust, Waco, Texas | 2,697 | $272.0K | 0.07% | −201−6.9% | Reduced |
| Shelton Capital Management | 2,700 | $272.6K | 0.01% | −100−3.6% | Reduced |
| Stiles Financial Services Inc | 2,703 | $272.8K | 0.12% | −303−10.1% | Reduced |
| Compass Ion Advisors, LLC | 2,704 | $273.0K | 0.04% | −233−7.9% | Reduced |
| Benchmark Investment Advisors LLC | 2,704 | $273.1K | 0.25% | −640−19.1% | Reduced |
| Philadelphia Trust Co | 2,714 | $274.0K | 0.03% | 00.0% | Unchanged |
| Klingman & Associates, LLC | 2,715 | $274.1K | 0.02% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 2,727 | $275.3K | 0.12% | 00.0% | Unchanged |
| Northstar Group, Inc. | 2,729 | $275.5K | 0.06% | 00.0% | Unchanged |
| Financial & Tax Architects, LLC | 2,733 | $275.9K | 0.08% | −104−3.7% | Reduced |
| Guardian Wealth Advisors, LLC | 2,733 | $276.0K | 0.04% | −105−3.7% | Reduced |
| Portside Wealth Group, LLC | 2,735 | $276.2K | 0.05% | +330+13.7% | Added |
| GFS Advisors, LLC | 2,750 | $278.0K | 0.04% | 00.0% | Unchanged |
| Bristlecone Advisors, LLC | 2,755 | $278.2K | 0.03% | 00.0% | Unchanged |
| Bruce G. Allen Investments, LLC | 2,767 | $279.4K | 0.25% | +2,767 | New |
| Buttonwood Financial Advisors Inc. | 2,775 | $280.2K | 0.15% | 00.0% | Unchanged |
| RiverGlades Family Offices LLC | 2,800 | $281.5K | 0.23% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 2,792 | $281.9K | 0.01% | +512+22.5% | Added |
| Canopy Partners, LLC | 2,795 | $282.2K | 0.17% | +2,795 | New |
| HM Payson & Co | 2,805 | $283.2K | 0.01% | −150−5.1% | Reduced |
| Liberty Wealth Management LLC | 2,827 | $285.0K | 0.06% | −15−0.5% | Reduced |
| Prudent Man Advisors, LLC | 2,825 | $285.2K | 0.11% | −305−9.7% | Reduced |
| Kapstone Financial Advisors LLC | 2,695 | $288.3K | 0.23% | 00.0% | Unchanged |
| Global Trust Asset Management, LLC | 2,867 | $289.5K | 0.13% | 00.0% | Unchanged |
| Leonard Rickey Investment Advisors P.L.L.C. | 2,869 | $289.7K | 0.09% | +58+2.1% | Added |
| High Net Worth Advisory Group LLC | 2,870 | $289.8K | 0.11% | 00.0% | Unchanged |
| Edge Capital Group, LLC | 2,877 | $290.4K | 0.02% | 00.0% | Unchanged |
| Tritonpoint Wealth, LLC | 2,877 | $290.5K | 0.03% | +2,877 | New |
| Weatherly Asset Management L. P. | 2,883 | $291.1K | 0.03% | −117−3.9% | Reduced |
| Argent Advisors, Inc. | 2,893 | $292.1K | 0.13% | −410−12.4% | Reduced |
| Almanack Investment Partners, LLC. | 2,894 | $292.2K | 0.05% | 00.0% | Unchanged |
| Traveka Wealth, LLC | 2,894 | $292.2K | 0.15% | +2,894 | New |
| Warren Averett Asset Management, LLC | 2,904 | $293.2K | 0.01% | +338+13.2% | Added |
| Roundview Capital LLC | 2,924 | $295.2K | 0.03% | −35−1.2% | Reduced |
| Steel Peak Wealth Management LLC | 2,925 | $295.3K | 0.02% | −651−18.2% | Reduced |
| Carmichael Hill & Associates, Inc. | 2,925 | $295.3K | 0.13% | −103−3.4% | Reduced |
| Curated Wealth Partners LLC | 2,941 | $297.0K | 0.05% | 00.0% | Unchanged |
| Dorchester Wealth Management Co | 2,945 | $297.4K | 0.06% | 00.0% | Unchanged |
| Latitude Advisors, LLC | 2,952 | $298.0K | 0.21% | 00.0% | Unchanged |