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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q4 2023

Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,274
+71 vs. Q3 2023
Shares held
141.0M
−7.27M (−4.9%) vs. Q3 2023
Total value
$14.2B
−$823.8M (−5.5%) vs. Q3 2023
New holders
140
402 more added
Sold out
69
448 more reduced

22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2023: 1,274 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,604 institutionsQ2 2026: 1,625 institutions
Value heldQ4 2023: $14.2B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,625$21.3B
Q1 20261,604$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q4 2023

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.

Institutions holding NVS in Q4 2023
InstitutionSharesValue% of portfolioChange in sharesAction
HRT Financial LP0$00.00%−4,179−100.0%Sold out
FNY Investment Advisers, LLC0$00.00%−4,000−100.0%Sold out
Seven Eight Capital, LP0$00.00%−3,577−100.0%Sold out
Buckingham Strategic Partners0$00.00%−2,779−100.0%Sold out
Jump Financial, LLC0$00.00%−2,491−100.0%Sold out
HWG Holdings LP0$00.00%−2,418−100.0%Sold out
Claret Asset Management Corp0$00.00%−2,411−100.0%Sold out
Capital Advisors Inc0$00.00%−2,301−100.0%Sold out
Belpointe Asset Management LLC0$00.00%−2,296−100.0%Sold out
Heron Bay Capital Management0$00.00%−2,225−100.0%Sold out
International Assets Investment Management, LLC0$00.00%−2,230−100.0%Sold out
Strategic Blueprint, LLC0$00.00%−2,077−100.0%Sold out
Spinnaker Trust0$00.00%−2,059−100.0%Sold out
Horst & Graben Wealth Management LLC0$00.00%−2,018−100.0%Sold out
Oder Investment Management, LLC0$00.00%−1,973−100.0%Sold out
Van Strum & Towne Inc.0$00.00%−1,972−100.0%Sold out
Goepper Burkhardt LLC0$00.00%−1,970−100.0%Sold out
Fairhaven Wealth Management, LLC0$00.00%−1,969−100.0%Sold out
Blueshift Asset Management, LLC0$00.00%−1,966−100.0%Sold out
Stelac Advisory Services LLC0$00.00%−1,660−100.0%Sold out
Thomas J. Herzfeld Advisors, Inc.0$00.00%−1,200−100.0%Sold out
Crewe Advisors LLC0$00.00%−1,075−100.0%Sold out
Milestone Investment Advisors LLC0$00.00%−642−100.0%Sold out
Front Row Advisors LLC0$00.00%−448−100.0%Sold out
Baker Avenue Asset Management, LP0$00.00%−387−100.0%Sold out
Register Financial Advisors LLC0$00.00%−372−100.0%Sold out
Northwest Investment Counselors, LLC0$00.00%−354−100.0%Sold out
Private Ocean, LLC0$00.00%−255−100.0%Sold out
LFA - Lugano Financial Advisors SA0$00.00%−250−100.0%Sold out
Legacy Financial Group LLC0$00.00%−161−100.0%Sold out
NewSquare Capital LLC0$00.00%−154−100.0%Sold out
ORG Partners LLC0$00.00%−110−100.0%Sold out
Newbridge Financial Services Group, Inc.0$00.00%−94−100.0%Sold out
WR Wealth Planners, LLC0$00.00%−82−100.0%Sold out
Bollard Group LLC0$00.00%−79−100.0%Sold out
Toth Financial Advisory Corp0$00.00%−54−100.0%Sold out
Flaharty Asset Management, LLC0$00.00%−43−100.0%Sold out
Stonebridge Capital Advisors LLC0$00.00%−32−100.0%Sold out
Buck Wealth Strategies, LLC0$00.00%−30−100.0%Sold out
LGT Financial Advisors LLC0$00.00%−26−100.0%Sold out
Cornerstone Planning Group LLC0$00.00%−15−100.0%Sold out
Hibernia Wealth Partners, LLC0$00.00%−4−100.0%Sold out
Quilter Plc0$00.00%−880−100.0%Sold out
First Republic Investment Management, Inc.––––Not filed
Advisor Partners II, LLC––––Not filed
Pathstone Family Office, LLC––––Not filed
Lowell Blake & Associates Inc.––––Not filed
Private Asset Management Inc––––Not filed
Rothschild Investment Corp––––Not filed
Comerica Securities,inc.––––Not filed
BTC Capital Management, Inc.––––Not filed
Bryn Mawr Trust Co––––Not filed
Community Financial Services Group, LLC––––Not filed
Colony Group LLC––––Not filed
Bedel Financial Consulting Inc––––Not filed
Kenfarb & Co.––––Not filed
PRW Wealth Management LLC––––Not filed
Icon Wealth Partners, LLC––––Not filed
Mastrapasqua Asset Management Inc––––Not filed
Ropes Wealth Advisors LLC––––Not filed
Palladiem, LLC––––Not filed
Column Capital Advisors, LLC––––Not filed
Antonetti Capital Management LLC––––Not filed
Foster Dykema Cabot & Co Inc––––Not filed
Steward Financial Group LLC––––Not filed