Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Quantinno Capital Management LP | 61,808 | $6.24M | 0.22% | +4,459+7.8% | Added |
| Dearborn Partners LLC | 62,401 | $6.30M | 0.23% | −848−1.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 63,543 | $6.42M | 0.01% | −1,745−2.7% | Reduced |
| Country Club Bank | 64,476 | $6.45M | 0.49% | −1,212−1.8% | Reduced |
| Jarislowsky, Fraser Ltd | 64,046 | $6.47M | 0.04% | −2,993−4.5% | Reduced |
| Puzo Michael J | 64,512 | $6.51M | 2.07% | −11,348−15.0% | Reduced |
| Federation des caisses Desjardins du Quebec | 65,723 | $6.64M | 0.06% | −1,365−2.0% | Reduced |
| Camden National Bank | 66,495 | $6.71M | 1.25% | −541−0.8% | Reduced |
| Banco Santander, S.A. | 67,649 | $6.83M | 0.08% | −4,200−5.8% | Reduced |
| Trustmark National Bank Trust Department | 67,994 | $6.87M | 0.62% | −1,292−1.9% | Reduced |
| Altrius Capital Management Inc | 69,808 | $7.05M | 1.96% | −220−0.3% | Reduced |
| Welch & Forbes LLC | 70,044 | $7.07M | 0.11% | −643−0.9% | Reduced |
| Ritholtz Wealth Management | 71,503 | $7.22M | 0.28% | +3,821+5.6% | Added |
| TCW Group Inc | 74,921 | $7.56M | 0.08% | +1,413+1.9% | Added |
| Baird Financial Group, Inc. | 75,654 | $7.64M | 0.02% | +2,246+3.1% | Added |
| Franklin, Parlapiano, Turner & Welch, LLC | 76,080 | $7.68M | 2.20% | −834−1.1% | Reduced |
| Cetera Advisor Networks LLC | 76,186 | $7.69M | 0.04% | +790+1.0% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 77,213 | $7.80M | 0.04% | −227,937−74.7% | Reduced |
| Holocene Advisors, LP | 79,063 | $7.98M | 0.03% | −164,546−67.5% | Reduced |
| Osterweis Capital Management Inc | – | $8.06M | 0.51% | – | – |
| Cohen Capital Management, Inc. | 80,078 | $8.09M | 1.54% | −70−0.1% | Reduced |
| Live Oak Private Wealth LLC | 80,723 | $8.15M | 1.53% | −528−0.6% | Reduced |
| Investment House LLC | 81,029 | $8.18M | 0.58% | +100+0.1% | Added |
| CORDA Investment Management, LLC. | 81,551 | $8.23M | 0.69% | −22,295−21.5% | Reduced |
| Mengis Capital Management, Inc. | 81,943 | $8.27M | 1.55% | +300+0.4% | Added |
| Matthew Goff Investment Advisor, LLC | 82,952 | $8.38M | 1.86% | −570−0.7% | Reduced |
| Blair William & Co | 85,251 | $8.61M | 0.03% | +560+0.7% | Added |
| Zevin Asset Management LLC | 85,274 | $8.61M | 1.55% | −410−0.5% | Reduced |
| CWM, LLC | 86,444 | $8.73M | 0.05% | −1,204−1.4% | Reduced |
| United Capital Financial Advisers, LLC | 86,598 | $8.74M | 0.07% | −22,380−20.5% | Reduced |
| Gabelli Funds LLC | 87,000 | $8.78M | 0.07% | −2,500−2.8% | Reduced |
| Tweedy, Browne Co LLC | 90,619 | $9.15M | 0.45% | −4,297−4.5% | Reduced |
| Tower Bridge Advisors | 91,010 | $9.19M | 0.79% | −1,068−1.2% | Reduced |
| Clifford Swan Investment Counsel LLC | 92,262 | $9.32M | 0.36% | −4,802−4.9% | Reduced |
| Manufacturers Life Insurance Company, The | 93,326 | $9.42M | 0.01% | −756−0.8% | Reduced |
| American Assets Investment Management, LLC | 93,610 | $9.45M | 0.98% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 95,630 | $9.66M | 0.01% | +12,147+14.6% | Added |
| Somerville Kurt F | 95,849 | $9.68M | 1.82% | −28,508−22.9% | Reduced |
| Fort Washington Investment Advisors Inc | 95,867 | $9.68M | 0.07% | −231−0.2% | Reduced |
| MML Investors Services, LLC | 96,742 | $9.77M | 0.05% | +7,380+8.3% | Added |
| Pathstone Holdings, LLC | 97,563 | $9.85M | 0.05% | +97,563 | New |
| U.S. Capital Wealth Advisors, LLC | 99,194 | $10.0M | 0.40% | +2,226+2.3% | Added |
| Rockefeller Capital Management L.P. | 101,781 | $10.3M | 0.03% | −24,750−19.6% | Reduced |
| Bahl & Gaynor Inc | 103,818 | $10.5M | 0.06% | −271−0.3% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 105,962 | $10.7M | 0.03% | +14,665+16.1% | Added |
| Tocqueville Asset Management L.P. | 108,036 | $10.9M | 0.20% | −7,215−6.3% | Reduced |
| Euro Pacific Asset Management, LLC | 109,443 | $11.1M | 2.37% | +200.0% | Added |
| Mercer Global Advisors Inc | 111,066 | $11.2M | 0.03% | +2,851+2.6% | Added |
| Ingalls & Snyder LLC | 111,318 | $11.2M | 0.51% | +2,357+2.2% | Added |
| Price T Rowe Associates Inc | 112,153 | $11.3M | 0.00% | −1,261−1.1% | Reduced |
| Foster Victor Wealth Advisors, LLC | 111,024 | $11.9M | 1.22% | +3,520+3.3% | Added |
| Federated Hermes, Inc. | 120,055 | $12.1M | 0.03% | −3,696−3.0% | Reduced |
| Nixon Peabody Trust Co | 121,257 | $12.2M | 1.37% | +101,925+527.2% | Added |
| ProVise Management Group, LLC | 124,316 | $12.6M | 1.06% | +4,123+3.4% | Added |
| Ethic Inc. | 124,760 | $12.6M | 0.37% | +11,780+10.4% | Added |
| Reynders McVeigh Capital Management, LLC | 125,105 | $12.6M | 0.80% | −1,419−1.1% | Reduced |
| Two Sigma Investments, LP | 129,471 | $13.1M | 0.03% | +129,471 | New |
| Wilkins Investment Counsel Inc | 130,110 | $13.1M | 3.20% | −840−0.6% | Reduced |
| Foresight Global Investors, Inc. | 131,975 | $13.3M | 7.64% | +34,475+35.4% | Added |
| Edgemoor Investment Advisors, Inc. | 135,206 | $13.7M | 1.43% | −1,833−1.3% | Reduced |
| Richard C. Young & CO., LTD. | 137,156 | $13.8M | 1.86% | −2,967−2.1% | Reduced |
| QRG Capital Management, Inc. | 139,912 | $14.1M | 0.21% | +10,371+8.0% | Added |
| Captrust Financial Advisors | 141,119 | $14.2M | 0.05% | +747+0.5% | Added |
| National Bank of Canada | 141,084 | $14.3M | 0.03% | +1,220+0.9% | Added |
| First Fiduciary Investment Counsel, Inc. | 144,004 | $14.5M | 3.21% | −1,727−1.2% | Reduced |
| Exencial Wealth Advisors, LLC | 144,046 | $14.5M | 0.59% | −5,932−4.0% | Reduced |
| Charles Schwab Investment Management Inc | 146,409 | $14.6M | 0.00% | −4,237,440−96.7% | Reduced |
| Bank of Montreal | 145,435 | $14.7M | 0.01% | −6,883−4.5% | Reduced |
| Bartlett & Co. Wealth Management LLC | 151,046 | $15.1M | 0.25% | −2,000−1.3% | Reduced |
| Bartlett & Co. LLC | 151,046 | $15.1M | 0.25% | −2,000−1.3% | Reduced |
| Oak Associates, Ltd | 152,833 | $15.4M | 1.17% | +4,794+3.2% | Added |
| Cambiar Investors LLC | 156,124 | $15.8M | 0.62% | −82,537−34.6% | Reduced |
| Grandfield & Dodd, LLC | 158,031 | $16.0M | 1.10% | +3,005+1.9% | Added |
| Hemenway Trust Co LLC | 161,825 | $16.3M | 1.56% | −30,187−15.7% | Reduced |
| O'Shaughnessy Asset Management, LLC | 169,684 | $17.1M | 0.23% | +7,813+4.8% | Added |
| Boston Common Asset Management, LLC | 173,545 | $17.5M | 0.40% | −13,927−7.4% | Reduced |
| Brandes Investment Partners, LP | 173,783 | $17.5M | 0.27% | +57,736+49.8% | Added |
| Douglas Lane & Associates, LLC | 174,711 | $17.6M | 0.27% | −6,617−3.6% | Reduced |
| Jane Street Group, LLC | 175,735 | $17.7M | 0.02% | −1,045−0.6% | Reduced |
| John G Ullman & Associates Inc | 180,900 | $18.3M | 2.90% | −1,790−1.0% | Reduced |
| M&T Bank Corp | 184,009 | $18.6M | 0.07% | −3,266−1.7% | Reduced |
| Boothbay Fund Management, LLC | 188,695 | $19.1M | 0.71% | +61,115+47.9% | Added |
| Mariner, LLC | 191,602 | $19.3M | 0.05% | +1,855+1.0% | Added |
| Advisor Group Holdings, Inc. | 193,814 | $19.6M | 0.03% | −53,655−21.7% | Reduced |
| Godsey & Gibb Associates | 195,636 | $19.8M | 2.24% | +1,553+0.8% | Added |
| Causeway Capital Management LLC | 209,089 | $21.1M | 0.54% | +22,070+11.8% | Added |
| Neuberger Berman Group LLC | 212,233 | $21.4M | 0.02% | −50,380−19.2% | Reduced |
| Van Eck Associates Corp | 215,298 | $21.7M | 0.04% | −4,811−2.2% | Reduced |
| Assetmark, Inc | 216,299 | $21.8M | 0.08% | +13,006+6.4% | Added |
| Integral Health Asset Management, LLC | 225,000 | $22.7M | 3.28% | +25,000+12.5% | Added |
| Martin Investment Management, LLC | 226,135 | $22.8M | 6.80% | −3,049−1.3% | Reduced |
| Commonwealth Equity Services, LLC | 229,186 | $23.1M | 0.04% | +520.0% | Added |
| Oppenheimer Asset Management Inc. | 239,465 | $24.2M | 0.34% | −4,750−1.9% | Reduced |
| Citigroup Inc | 240,130 | $24.2M | 0.03% | +55,429+30.0% | Added |
| The PNC Financial Services Group, Inc. | 244,786 | $24.7M | 0.02% | −50,653−17.1% | Reduced |
| GW Henssler & Associates Ltd | 247,226 | $25.0M | 1.65% | +10,391+4.4% | Added |
| Cerity Partners LLC | 247,801 | $25.0M | 0.08% | +58,395+30.8% | Added |
| Brown Advisory Inc | 247,820 | $25.0M | 0.04% | −39,471−13.7% | Reduced |
| Stifel Financial Corp | 250,310 | $25.3M | 0.03% | −1,371−0.5% | Reduced |
| Financial Counselors Inc | 259,410 | $26.2M | 0.47% | −2,715−1.0% | Reduced |