Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gallacher Capital Management LLC | 4,130 | $420.7K | 0.26% | +116+2.9% | Added |
| Capital Investment Advisors, LLC | 4,134 | $421.1K | 0.01% | −66−1.6% | Reduced |
| Cypress Capital Group | 4,135 | $421.2K | 0.06% | −152−3.5% | Reduced |
| Lindbrook Capital, LLC | 4,149 | $422.6K | 0.05% | −550−11.7% | Reduced |
| Pointe Capital Management LLC | 4,151 | $422.8K | 0.33% | +21+0.5% | Added |
| Redhawk Wealth Advisors, Inc. | 4,153 | $423.1K | 0.14% | +4,153 | New |
| Engineers Gate Manager LP | 4,158 | $423.5K | 0.02% | −7,498−64.3% | Reduced |
| HRT Financial LP | 4,179 | $425.0K | 0.00% | +4,179 | New |
| Nwam LLC | 4,196 | $427.4K | 0.04% | −375−8.2% | Reduced |
| Beck Mack & Oliver LLC | 4,200 | $427.8K | 0.01% | 00.0% | Unchanged |
| Kenfarb & Co. | 4,200 | $427.8K | 0.39% | 00.0% | Unchanged |
| Strategic Investment Advisors | 4,214 | $429.2K | 0.07% | +144+3.5% | Added |
| Resources Investment Advisors, LLC. | 4,223 | $430.1K | 0.01% | −192−4.3% | Reduced |
| Helen Stephens Group, LLC | 4,238 | $431.7K | 0.22% | 00.0% | Unchanged |
| S.A. Mason LLC | 4,240 | $431.9K | 0.31% | 00.0% | Unchanged |
| Beddow Capital Management Inc | 4,240 | $432.0K | 0.21% | 00.0% | Unchanged |
| Principle Wealth Partners LLC | 4,247 | $432.6K | 0.04% | 00.0% | Unchanged |
| Independent Advisor Alliance | 4,248 | $432.7K | 0.02% | −58−1.3% | Reduced |
| Violich Capital Management, Inc. | 4,250 | $433.0K | 0.07% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 4,544 | $436.9K | 0.02% | +150+3.4% | Added |
| Mitchell Sinkler & Starr | 4,308 | $438.8K | 0.13% | +910+26.8% | Added |
| BKD Wealth Advisors, LLC | 4,324 | $440.4K | 0.01% | −2,859−39.8% | Reduced |
| Prime Capital Investment Advisors, LLC | 4,324 | $440.4K | 0.01% | +288+7.1% | Added |
| Aull & Monroe Investment Management Corp | 4,341 | $442.2K | 0.23% | −34−0.8% | Reduced |
| Regatta Capital Group, LLC | 4,360 | $444.1K | 0.14% | −7−0.2% | Reduced |
| Rossmore Private Capital | 4,361 | $444.2K | 0.07% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 4,445 | $452.8K | 0.09% | 00.0% | Unchanged |
| Bedel Financial Consulting Inc | 4,445 | $452.8K | 0.09% | +4,445 | New |
| Sit Investment Associates Inc | 4,450 | $453.0K | 0.01% | 00.0% | Unchanged |
| Washington Trust Co | 4,455 | $453.8K | 0.02% | 00.0% | Unchanged |
| Marino, Stram & Associates LLC | 4,465 | $454.8K | 0.13% | −174−3.8% | Reduced |
| Altfest L J & Co Inc | 4,521 | $461.0K | 0.07% | −372−7.6% | Reduced |
| Cannell Peter B & Co Inc | 4,545 | $463.0K | 0.02% | +21+0.5% | Added |
| IFG Advisory, LLC | 4,561 | $464.6K | 0.04% | +4,561 | New |
| Pinnacle Financial Partners Inc | 4,587 | $467.2K | 0.01% | −175−3.7% | Reduced |
| Kovitz Investment Group Partners, LLC | 4,589 | $467.4K | 0.01% | −135−2.9% | Reduced |
| Walter & Keenan Financial Consulting Co | 4,624 | $471.0K | 0.18% | −1,600−25.7% | Reduced |
| D.B. Root & Company, LLC | 4,627 | $471.3K | 0.18% | +90+2.0% | Added |
| Private Trust Co NA | 4,627 | $471.3K | 0.06% | −148−3.1% | Reduced |
| Wesbanco Bank Inc | 4,633 | $471.9K | 0.02% | 00.0% | Unchanged |
| Summit Financial, LLC | 4,641 | $472.7K | 0.03% | +4+0.1% | Added |
| Brighton Jones LLC | 4,646 | $473.2K | 0.02% | +129+2.9% | Added |
| HB Wealth Management, LLC | 4,677 | $476.4K | 0.01% | +126+2.8% | Added |
| Pitcairn Co | 4,694 | $478.1K | 0.04% | +219+4.9% | Added |
| Intellectus Partners, LLC | 4,726 | $481.4K | 0.15% | 00.0% | Unchanged |
| Freestone Capital Holdings, LLC | 4,739 | $482.7K | 0.03% | −2,546−34.9% | Reduced |
| Plancorp, LLC | 4,777 | $486.6K | 0.03% | +15+0.3% | Added |
| Carr Financial Group Corp | 5,253 | $487.3K | 0.19% | 00.0% | Unchanged |
| Cullinan Associates Inc | 4,800 | $488.9K | 0.03% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 4,847 | $493.5K | 0.02% | +1,162+31.5% | Added |
| Aaron Wealth Advisors | 4,854 | $494.4K | 0.06% | +408+9.2% | Added |
| Woodstock Corp | 4,862 | $495.2K | 0.06% | 00.0% | Unchanged |
| FourThought Financial Partners, LLC | 4,862 | $495.3K | 0.07% | −575−10.6% | Reduced |
| Thoroughbred Financial Services, LLC | 4,897 | $498.0K | 0.05% | +1,809+58.6% | Added |
| Canal Capital Management, LLC | 4,904 | $499.6K | 0.10% | 00.0% | Unchanged |
| First American Trust, FSB | 4,928 | $502.0K | 0.07% | −60−1.2% | Reduced |
| North Star Asset Management Inc | 4,951 | $504.3K | 0.03% | −75−1.5% | Reduced |
| Berkshire Bank | 4,954 | $504.6K | 0.15% | −120−2.4% | Reduced |
| Circle Wealth Management, LLC | 4,956 | $504.8K | 0.01% | +575+13.1% | Added |
| Valley Brook Capital Group | 4,984 | $507.7K | 0.50% | 00.0% | Unchanged |
| Cohen Investment Advisors LLC | 4,997 | $509.0K | 0.41% | −413−7.6% | Reduced |
| DRW Securities, LLC | 5,001 | $509.0K | 0.04% | +1,855+59.0% | Added |
| Allen Investment Management LLC | 5,000 | $509.3K | 0.01% | 00.0% | Unchanged |
| Nomura Holdings Inc | 5,000 | $509.3K | 0.01% | +5,000 | New |
| Pinnacle Wealth Management Advisory Group, LLC | 5,010 | $510.3K | 0.07% | −132−2.6% | Reduced |
| Tranquilli Financial Advisor LLC | 5,012 | $510.5K | 0.37% | +372+8.0% | Added |
| Mark Sheptoff Financial Planning, LLC | 5,016 | $510.9K | 0.33% | 00.0% | Unchanged |
| Strategic Investment Solutions, Inc. | 5,040 | $511.6K | 0.01% | +4,960+6,200.0% | Added |
| Pinnacle Wealth Planning Services, Inc. | 5,030 | $512.4K | 0.08% | +257+5.4% | Added |
| Alhambra Investment Partners LLC | 5,034 | $512.8K | 0.34% | 00.0% | Unchanged |
| First Affirmative Financial Network | 5,036 | $513.0K | 0.50% | −228−4.3% | Reduced |
| Apollon Wealth Management, LLC | 5,060 | $515.4K | 0.03% | +273+5.7% | Added |
| Foster & Motley Inc | 5,090 | $518.0K | 0.04% | +1,467+40.5% | Added |
| Hall Capital Management Co Inc | 5,115 | $521.0K | 0.33% | +122+2.4% | Added |
| Diversified Trust Co | 5,120 | $521.5K | 0.02% | +517+11.2% | Added |
| American Trust Investment Advisors, LLC | 5,120 | $521.5K | 0.29% | −45−0.9% | Reduced |
| Cordatus Wealth Management LLC | 5,132 | $523.0K | 0.48% | −473−8.4% | Reduced |
| Northwest Capital Management Inc | 5,150 | $524.6K | 0.20% | 00.0% | Unchanged |
| Greenwood Gearhart Inc | 5,192 | $529.0K | 0.06% | −310−5.6% | Reduced |
| Clear Harbor Asset Management, LLC | 5,219 | $531.6K | 0.06% | −289−5.2% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 5,223 | $532.0K | 0.11% | +1,291+32.8% | Added |
| Canandaigua National Bank & Trust Co | 5,264 | $536.2K | 0.09% | −252−4.6% | Reduced |
| Forza Wealth Management, LLC | 5,319 | $541.8K | 0.28% | +200+3.9% | Added |
| True North Advisors, LLC | 5,368 | $546.8K | 0.17% | −5,431−50.3% | Reduced |
| MB, Levis & Associates, LLC | 5,410 | $551.1K | 0.36% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 5,444 | $554.5K | 0.02% | +28+0.5% | Added |
| Penbrook Management LLC | 5,460 | $556.2K | 0.41% | 00.0% | Unchanged |
| Ieq Capital, LLC | 5,461 | $556.3K | 0.01% | +864+18.8% | Added |
| MMBG Investment Advisors Co. | 5,492 | $559.4K | 0.07% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 5,504 | $560.6K | 0.02% | −517−8.6% | Reduced |
| St Germain D J Co Inc | 5,530 | $563.3K | 0.03% | 00.0% | Unchanged |
| Five Oceans Advisors | 5,546 | $564.9K | 0.36% | 00.0% | Unchanged |
| First City Capital Management, Inc. | 5,558 | $566.1K | 0.36% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 5,561 | $566.5K | 0.04% | −61−1.1% | Reduced |
| Smart Money Group LLC | 5,566 | $566.9K | 0.27% | +630+12.8% | Added |
| O'Brien Greene & Co. Inc | 5,574 | $567.8K | 0.21% | 00.0% | Unchanged |
| Cary Street Partners Asset Management LLC | 5,593 | $569.7K | 0.11% | −137−2.4% | Reduced |
| Capital Analysts, LLC | 5,598 | $570.0K | 0.03% | +9+0.2% | Added |
| Venturi Wealth Management, LLC | 5,622 | $572.7K | 0.05% | +3,439+157.5% | Added |
| Hartford Investment Management Co | 5,687 | $579.3K | 0.02% | 00.0% | Unchanged |