Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wulff, Hansen & Co. | 3,195 | $325.4K | 0.38% | +250+8.5% | Added |
| Wealthspire Advisors, LLC | 3,202 | $326.1K | 0.01% | +766+31.4% | Added |
| Concord Wealth Partners | 3,203 | $326.2K | 0.07% | −13−0.4% | Reduced |
| Wimmer Associates 1, LLC | 3,204 | $326.4K | 0.20% | +40+1.3% | Added |
| Hendershot Investments Inc. | 3,206 | $326.6K | 0.05% | 00.0% | Unchanged |
| Charter Trust Co | 3,207 | $326.7K | 0.03% | 00.0% | Unchanged |
| Smith, Salley & Associates | 3,236 | $329.6K | 0.02% | −3−0.1% | Reduced |
| RNC Capital Management LLC | 3,247 | $330.7K | 0.02% | −279−7.9% | Reduced |
| Family Legacy, Inc. | 3,250 | $331.0K | 0.14% | 00.0% | Unchanged |
| Angeles Wealth Management, LLC | 3,254 | $331.5K | 0.05% | +365+12.6% | Added |
| Inlet Private Wealth, LLC | 3,259 | $332.0K | 0.11% | −50−1.5% | Reduced |
| Crew Capital Management, Ltd. | 3,271 | $333.2K | 0.36% | +10.0% | Added |
| Mastrapasqua Asset Management Inc | 3,275 | $333.6K | 0.04% | +100+3.1% | Added |
| Glenview Trust Co | 3,277 | $333.8K | 0.01% | −120−3.5% | Reduced |
| Argent Advisors, Inc. | 3,303 | $336.5K | 0.15% | 00.0% | Unchanged |
| InterOcean Capital Group, LLC | 3,319 | $338.1K | 0.01% | +4+0.1% | Added |
| West Coast Financial LLC | 3,326 | $338.8K | 0.05% | 00.0% | Unchanged |
| Farmers National Bank | 3,336 | $339.8K | 0.12% | −781−19.0% | Reduced |
| Kanawha Capital Management LLC | 3,340 | $340.2K | 0.03% | 00.0% | Unchanged |
| Benchmark Investment Advisors LLC | 3,344 | $340.7K | 0.34% | −30−0.9% | Reduced |
| Prairie Sky Financial Group LLC | 3,350 | $341.2K | 0.24% | 00.0% | Unchanged |
| Applied Finance Capital Management, LLC | 3,362 | $342.5K | 0.04% | +230+7.3% | Added |
| Brady Family Wealth, LLC | 3,370 | $343.3K | 0.13% | +110+3.4% | Added |
| Norris Perne & French LLP | 3,373 | $343.5K | 0.03% | −503−13.0% | Reduced |
| Ancora Advisors, LLC | 3,388 | $345.1K | 0.01% | +117+3.6% | Added |
| Great Diamond Partners, LLC | 3,388 | $345.1K | 0.09% | −198−5.5% | Reduced |
| Round Hill Asset Management | 3,392 | $345.5K | 0.23% | −150−4.2% | Reduced |
| Seven Mile Advisory | 3,394 | $345.7K | 0.36% | −85−2.4% | Reduced |
| Veracity Capital LLC | 3,409 | $347.3K | 0.16% | +6+0.2% | Added |
| King Wealth | 3,450 | $351.0K | 0.07% | +350+11.3% | Added |
| Texas Yale Capital Corp. | 3,452 | $351.6K | 0.02% | +810+30.7% | Added |
| HF Advisory Group, LLC | 3,342 | $352.6K | 0.26% | +3,342 | New |
| Moody National Bank Trust Division | 3,471 | $353.6K | 0.02% | −84−2.4% | Reduced |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3,485 | $355.0K | 0.05% | +17+0.5% | Added |
| Hyman Charles D | 3,503 | $357.0K | 0.02% | +79+2.3% | Added |
| Heck Capital Advisors, LLC | 3,506 | $357.1K | 0.07% | −45−1.3% | Reduced |
| Cravens & Co Advisors, LLC | 3,507 | $357.2K | 0.34% | 00.0% | Unchanged |
| Drive Wealth Management, LLC | 3,523 | $358.9K | 0.13% | −904−20.4% | Reduced |
| Vicus Capital | 3,527 | $359.3K | 0.04% | +483+15.9% | Added |
| GYL Financial Synergies, LLC | 3,528 | $359.4K | 0.03% | +255+7.8% | Added |
| Meridian Wealth Management, LLC | 3,530 | $359.6K | 0.02% | −22−0.6% | Reduced |
| Pinnacle Bancorp, Inc. | 3,543 | $360.9K | 0.13% | −49−1.4% | Reduced |
| Park Place Capital Corp | 3,570 | $363.6K | 0.11% | +13+0.4% | Added |
| Wedmont Private Capital | 3,731 | $364.1K | 0.04% | +832+28.7% | Added |
| Argonautica Private Wealth Management, Inc | 3,576 | $364.2K | 0.16% | +30+0.8% | Added |
| Steel Peak Wealth Management LLC | 3,576 | $364.3K | 0.02% | +1,276+55.5% | Added |
| Seven Eight Capital, LP | 3,577 | $364.4K | 0.04% | +3,577 | New |
| Robertson Stephens Wealth Management, LLC | 3,579 | $364.6K | 0.02% | 00.0% | Unchanged |
| Round Rock Advisors, LLC | 3,585 | $365.2K | 0.14% | 00.0% | Unchanged |
| Wealth Alliance | 3,597 | $366.4K | 0.06% | −392−9.8% | Reduced |
| Busey Wealth Management | 3,606 | $367.3K | 0.02% | −707−16.4% | Reduced |
| Capital Investment Advisory Services, LLC | 3,615 | $368.2K | 0.04% | −62−1.7% | Reduced |
| Hartford Funds Management Co LLC | 3,617 | $368.4K | 0.04% | +303+9.1% | Added |
| Clearbridge Investments, LLC | 3,617 | $368.5K | 0.00% | +645+21.7% | Added |
| Occidental Asset Management, LLC | 3,623 | $369.0K | 0.09% | −80−2.2% | Reduced |
| Essex Investment Management Co LLC | 3,625 | $369.2K | 0.06% | −228−5.9% | Reduced |
| Summit Trail Advisors, LLC | 3,638 | $370.6K | 0.01% | −623−14.6% | Reduced |
| M&R Capital Management Inc | 3,650 | $371.8K | 0.10% | −400−9.9% | Reduced |
| Summit Financial Group Inc | 3,654 | $372.2K | 0.16% | −40−1.1% | Reduced |
| Sound View Wealth Advisors Group, LLC | 3,661 | $372.9K | 0.05% | 00.0% | Unchanged |
| Value Partners Investments Inc. | 3,667 | $375.2K | 0.03% | +106+3.0% | Added |
| Flagship Harbor Advisors, LLC | 3,688 | $375.7K | 0.03% | −187−4.8% | Reduced |
| Newman Dignan & Sheerar, Inc. | 3,699 | $376.8K | 0.12% | 00.0% | Unchanged |
| Montecito Bank & Trust | 3,718 | $378.7K | 0.09% | −11−0.3% | Reduced |
| First Personal Financial Services | 3,720 | $378.9K | 0.10% | 00.0% | Unchanged |
| Icon Wealth Partners, LLC | 3,752 | $382.2K | 0.04% | −108−2.8% | Reduced |
| Caldwell Trust Co | 3,755 | $382.5K | 0.05% | 00.0% | Unchanged |
| PRW Wealth Management LLC | 4,083 | $382.8K | 0.15% | 00.0% | Unchanged |
| Riverview Trust Co | 3,763 | $383.3K | 0.34% | 00.0% | Unchanged |
| Savant Capital, LLC | 3,765 | $383.5K | 0.01% | −332−8.1% | Reduced |
| Spire Wealth Management | 3,772 | $384.2K | 0.01% | +272+7.8% | Added |
| Proequities, Inc. | 3,784 | $385.4K | 0.03% | −69−1.8% | Reduced |
| Hollow Brook Wealth Management LLC | 3,788 | $385.8K | 0.16% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 4,000 | $386.0K | 0.23% | +4,000 | New |
| Aspiriant, LLC | 3,801 | $387.2K | 0.02% | +820+27.5% | Added |
| DF Dent & Co Inc | 3,807 | $387.8K | 0.01% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 3,813 | $388.4K | 0.04% | −71−1.8% | Reduced |
| Centaurus Financial, Inc. | 3,826 | $390.0K | 0.03% | +319+9.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 3,862 | $393.4K | 0.03% | −514−11.7% | Reduced |
| Mattern Wealth Management LLC | 3,885 | $395.7K | 0.12% | −12−0.3% | Reduced |
| Pinnacle West Asset Management, Inc. | 3,900 | $397.0K | 0.39% | +625+19.1% | Added |
| Twin Lakes Capital Management, LLC | 3,905 | $397.8K | 0.29% | 00.0% | Unchanged |
| Aptus Capital Advisors, LLC | 4,125 | $398.1K | 0.01% | +579+16.3% | Added |
| Balyasny Asset Management LLC | 3,915 | $398.8K | 0.00% | +3,915 | New |
| Hoylecohen, LLC | 3,918 | $399.1K | 0.04% | +225+6.1% | Added |
| Ategra Capital Management, LLC | 3,933 | $400.6K | 0.22% | −58−1.5% | Reduced |
| Insigneo Advisory Services, LLC | 3,935 | $400.8K | 0.08% | +615+18.5% | Added |
| Paces Ferry Wealth Advisors, LLC | 3,959 | $403.3K | 0.32% | −147−3.6% | Reduced |
| LaFleur & Godfrey LLC | 3,972 | $404.6K | 0.06% | 00.0% | Unchanged |
| Argyle Capital Management Inc. | 3,975 | $404.9K | 0.15% | 00.0% | Unchanged |
| IFP Advisors, Inc | 3,985 | $405.9K | 0.02% | +1,866+88.1% | Added |
| Institute for Wealth Management, LLC. | 3,987 | $406.1K | 0.07% | −347−8.0% | Reduced |
| Shufro Rose & Co LLC | 4,000 | $407.4K | 0.04% | 00.0% | Unchanged |
| Atlas Capital Advisors LLC | 4,020 | $409.5K | 0.07% | 00.0% | Unchanged |
| Liontrust Investment Partners LLP | 4,053 | $412.9K | 0.01% | −44,689−91.7% | Reduced |
| First Foundation Advisors | 4,058 | $413.3K | 0.02% | −178−4.2% | Reduced |
| Curbstone Financial Management Corp | 4,094 | $417.0K | 0.10% | 00.0% | Unchanged |
| Penn Mutual Asset Management, LLC | 4,120 | $419.7K | 0.39% | 00.0% | Unchanged |
| YHB Investment Advisors, Inc. | 4,123 | $420.0K | 0.04% | −30−0.7% | Reduced |
| First Light Asset Management, LLC | 4,123 | $420.0K | 0.04% | 00.0% | Unchanged |