Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ronald Blue Trust, Inc. | 2,527 | $255.0K | 0.00% | +773+44.1% | Added |
| Straight Path Wealth Management | 2,507 | $255.4K | 0.17% | 00.0% | Unchanged |
| Analyst IMS Investment Management Services Ltd. | 2,500 | $256.0K | 0.02% | 00.0% | Unchanged |
| Intrua Financial, LLC | 2,517 | $256.4K | 0.05% | 00.0% | Unchanged |
| Main Street Financial Solutions, LLC | 2,518 | $256.5K | 0.04% | +220+9.6% | Added |
| Founders Financial Securities LLC | 2,529 | $257.6K | 0.03% | 00.0% | Unchanged |
| Appleton Partners Inc | 2,532 | $258.0K | 0.02% | −506−16.7% | Reduced |
| Private Wealth Partners, LLC | 2,534 | $258.1K | 0.02% | 00.0% | Unchanged |
| Eagle Strategies LLC | 2,534 | $258.1K | 0.06% | 00.0% | Unchanged |
| Merrion Investment Management Co, LLC | 2,535 | $258.2K | 0.22% | −865−25.4% | Reduced |
| Northside Capital Management, LLC | 2,546 | $259.3K | 0.06% | 00.0% | Unchanged |
| Essex Savings Bank | 2,555 | $260.3K | 0.09% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 2,555 | $260.3K | 0.00% | −28,818−91.9% | Reduced |
| Moloney Securities Asset Management, LLC | 2,555 | $260.3K | 0.05% | −528−17.1% | Reduced |
| IHT Wealth Management, LLC | 2,556 | $260.3K | 0.01% | −260−9.2% | Reduced |
| GSB Wealth Management, LLC | 2,563 | $261.0K | 0.09% | −1,810−41.4% | Reduced |
| Warren Averett Asset Management, LLC | 2,566 | $261.3K | 0.01% | +2,566 | New |
| Keel Point, LLC | 2,573 | $262.1K | 0.04% | −110−4.1% | Reduced |
| Wealth Alliance Advisory Group, LLC | 2,600 | $264.8K | 0.08% | 00.0% | Unchanged |
| Meridian Wealth Advisors, LLC | 2,601 | $264.9K | 0.07% | −15−0.6% | Reduced |
| Empower Advisory Group, LLC | 2,609 | $265.8K | 0.00% | +612+30.6% | Added |
| Magnus Financial Group LLC | 2,620 | $266.8K | 0.04% | 00.0% | Unchanged |
| Community Bank, N.A. | 2,628 | $267.7K | 0.04% | 00.0% | Unchanged |
| Chicago Capital, LLC | 2,640 | $268.9K | 0.01% | 00.0% | Unchanged |
| Connectus Wealth, LLC | 2,646 | $269.5K | 0.01% | +2,646 | New |
| Opal Wealth Advisors, LLC | 2,662 | $271.2K | 0.16% | −129−4.6% | Reduced |
| Hexagon Capital Partners LLC | 2,683 | $273.3K | 0.07% | +154+6.1% | Added |
| Southeast Asset Advisors Inc. | 2,684 | $273.4K | 0.04% | +2,684 | New |
| Patriot Investment Management Inc. | 2,694 | $274.4K | 0.03% | −30−1.1% | Reduced |
| Kapstone Financial Advisors LLC | 2,695 | $274.5K | 0.25% | 00.0% | Unchanged |
| StrongBox Wealth, LLC | 2,696 | $274.6K | 0.17% | −245−8.3% | Reduced |
| New England Research & Management, Inc. | 2,695 | $275.0K | 0.16% | +2,695 | New |
| Palladiem, LLC | 2,708 | $275.9K | 0.30% | +185+7.3% | Added |
| Philadelphia Trust Co | 2,714 | $276.0K | 0.03% | 00.0% | Unchanged |
| Klingman & Associates, LLC | 2,715 | $276.6K | 0.02% | +2,715 | New |
| Peoples Financial Services Corp. | 2,727 | $277.8K | 0.13% | −2−0.1% | Reduced |
| Northstar Group, Inc. | 2,729 | $278.0K | 0.07% | −100−3.5% | Reduced |
| Marks Group Wealth Management, Inc | 2,730 | $278.1K | 0.03% | +593+27.7% | Added |
| GFS Advisors, LLC | 2,750 | $280.0K | 0.04% | 00.0% | Unchanged |
| Bristlecone Advisors, LLC | 2,755 | $280.6K | 0.03% | 00.0% | Unchanged |
| BBR Partners, LLC | 2,769 | $282.1K | 0.03% | 00.0% | Unchanged |
| Buttonwood Financial Advisors Inc. | 2,775 | $282.7K | 0.18% | +2,775 | New |
| Buckingham Strategic Partners | 2,779 | $283.1K | 0.01% | +361+14.9% | Added |
| SeaCrest Wealth Management, LLC | 2,792 | $284.4K | 0.04% | +314+12.7% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 2,799 | $285.1K | 0.01% | +2,799 | New |
| Shelton Capital Management | 2,800 | $285.2K | 0.01% | 00.0% | Unchanged |
| RiverGlades Family Offices LLC | 2,800 | $285.2K | 0.25% | 00.0% | Unchanged |
| Leonard Rickey Investment Advisors P.L.L.C. | 2,811 | $286.3K | 0.09% | +332+13.4% | Added |
| Jacobs & Co | 2,825 | $287.0K | 0.04% | 00.0% | Unchanged |
| Beutel, Goodman & Co Ltd. | 2,835 | $288.0K | 0.00% | +225+8.6% | Added |
| Angeles Investment Advisors, LLC | 2,830 | $288.3K | 0.02% | −686−19.5% | Reduced |
| Financial & Tax Architects, LLC | 2,837 | $289.0K | 0.09% | −82−2.8% | Reduced |
| Guardian Wealth Advisors, LLC | 2,838 | $289.1K | 0.05% | +502+21.5% | Added |
| Liberty Wealth Management LLC | 2,842 | $290.0K | 0.07% | +42+1.5% | Added |
| Great Lakes Advisors, LLC | 2,853 | $290.6K | 0.00% | +214+8.1% | Added |
| Smithfield Trust Co | 2,861 | $292.0K | 0.02% | −454−13.7% | Reduced |
| Global Trust Asset Management, LLC | 2,867 | $292.1K | 0.14% | −47−1.6% | Reduced |
| Allred Capital Management, LLC | 2,870 | $292.3K | 0.15% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 2,870 | $292.3K | 0.12% | 00.0% | Unchanged |
| Aspen Grove Capital, LLC | 2,876 | $292.9K | 0.11% | +203+7.6% | Added |
| Edge Capital Group, LLC | 2,877 | $293.0K | 0.02% | −180−5.9% | Reduced |
| Optas, LLC | 2,894 | $294.8K | 0.10% | +237+8.9% | Added |
| Almanack Investment Partners, LLC. | 2,894 | $294.8K | 0.06% | 00.0% | Unchanged |
| Compass Ion Advisors, LLC | 2,937 | $299.1K | 0.05% | +2,937 | New |
| Curated Wealth Partners LLC | 2,941 | $299.6K | 0.05% | −1,227−29.4% | Reduced |
| FSB Premier Wealth Management, Inc. | 2,942 | $299.7K | 0.17% | +410+16.2% | Added |
| Platform Technology Partners | 2,943 | $299.8K | 0.14% | 00.0% | Unchanged |
| Southland Equity Partners LLC | 2,944 | $299.8K | 0.10% | +98+3.4% | Added |
| Dorchester Wealth Management Co | 2,945 | $300.0K | 0.06% | 00.0% | Unchanged |
| Latitude Advisors, LLC | 2,952 | $300.6K | 0.22% | 00.0% | Unchanged |
| HM Payson & Co | 2,955 | $301.0K | 0.01% | +525+21.6% | Added |
| Roundview Capital LLC | 2,959 | $301.4K | 0.03% | 00.0% | Unchanged |
| Key Financial Inc | 2,959 | $301.4K | 0.10% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 2,962 | $301.7K | 0.02% | +386+15.0% | Added |
| Hurlow Wealth Management Group, Inc. | 2,969 | $302.4K | 0.13% | 00.0% | Unchanged |
| Weatherly Asset Management L. P. | 3,000 | $305.6K | 0.04% | 00.0% | Unchanged |
| Stiles Financial Services Inc | 3,006 | $306.2K | 0.16% | 00.0% | Unchanged |
| Viawealth, LLC | 3,018 | $307.4K | 0.23% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 3,028 | $308.4K | 0.15% | 00.0% | Unchanged |
| Pacifica Partners Inc. | 3,211 | $308.7K | 0.17% | 00.0% | Unchanged |
| Consolidated Portfolio Review Corp | 3,042 | $309.9K | 0.08% | +3,042 | New |
| Sentry LLC | 3,045 | $310.2K | 0.07% | 00.0% | Unchanged |
| Allworth Financial LP | 3,047 | $310.4K | 0.00% | −178−5.5% | Reduced |
| Icapital Wealth LLC | 3,052 | $310.9K | 0.22% | 00.0% | Unchanged |
| Belmont Capital, LLC | 3,058 | $311.5K | 0.17% | +2,785+1,020.1% | Added |
| Parkside Financial Bank & Trust | 3,058 | $311.5K | 0.07% | 00.0% | Unchanged |
| Signature Estate & Investment Advisors LLC | 3,074 | $313.0K | 0.01% | +66+2.2% | Added |
| LCM Capital Management Inc | 3,082 | $314.0K | 0.26% | +128+4.3% | Added |
| Peddock Capital Advisors, LLC | 3,124 | $318.2K | 0.11% | 00.0% | Unchanged |
| Colonial Trust Co | 3,127 | $318.5K | 0.08% | −60−1.9% | Reduced |
| Prudent Man Advisors, LLC | 3,130 | $318.8K | 0.13% | −111−3.4% | Reduced |
| Enterprise Financial Services Corp | 3,134 | $319.2K | 0.22% | +35+1.1% | Added |
| Keudell/Morrison Wealth Management | 3,142 | $320.0K | 0.10% | −39−1.2% | Reduced |
| Quad-Cities Investment Group, LLC | 3,146 | $320.5K | 0.22% | 00.0% | Unchanged |
| Quantbot Technologies LP | 3,153 | $321.2K | 0.02% | +693+28.2% | Added |
| Equitable Holdings, Inc. | 3,172 | $323.1K | 0.00% | +172+5.7% | Added |
| RFP Financial Group LLC | 3,177 | $323.6K | 0.14% | 00.0% | Unchanged |
| Verity Asset Management, Inc. | 3,177 | $323.6K | 0.24% | +1,030+48.0% | Added |
| D'Orazio & Associates, Inc. | 3,179 | $323.8K | 0.07% | −244−7.1% | Reduced |
| Ropes Wealth Advisors LLC | 3,187 | $324.6K | 0.06% | −179−5.3% | Reduced |