Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Glassman Wealth Services | 1,573 | $160.2K | 0.03% | +295+23.1% | Added |
| Stelac Advisory Services LLC | 1,660 | $169.1K | 0.09% | +1,660 | New |
| FinTrust Capital Advisors, LLC | 1,704 | $173.6K | 0.04% | +584+52.1% | Added |
| United Community Bank | 1,741 | $177.3K | 0.09% | +1,246+251.7% | Added |
| Harbor Investment Advisory, LLC | 1,865 | $190.0K | 0.02% | +93+5.2% | Added |
| EverSource Wealth Advisors, LLC | 1,867 | $190.1K | 0.02% | −497−21.0% | Reduced |
| Blueshift Asset Management, LLC | 1,966 | $200.3K | 0.12% | +1,966 | New |
| Fairhaven Wealth Management, LLC | 1,969 | $200.6K | 0.08% | +1,969 | New |
| Goepper Burkhardt LLC | 1,970 | $200.7K | 0.12% | +1,970 | New |
| Van Strum & Towne Inc. | 1,972 | $200.9K | 0.08% | +1,972 | New |
| Oder Investment Management, LLC | 1,973 | $201.0K | 0.22% | +1,973 | New |
| Murphy, Middleton, Hinkle & Parker, Inc. | 1,975 | $201.2K | 0.13% | +1,975 | New |
| Sanders Morris Harris LLC | 2,000 | $202.6K | 0.04% | +2,000 | New |
| Union Savings Bank | 1,993 | $203.0K | 0.13% | 00.0% | Unchanged |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 1,995 | $203.2K | 0.00% | +105+5.6% | Added |
| Ironwood Investment Counsel, LLC | 2,002 | $203.9K | 0.05% | 00.0% | Unchanged |
| Perennial Investment Advisors, LLC | 2,011 | $204.8K | 0.04% | +15+0.8% | Added |
| Boston Trust Walden Corp | 2,015 | $205.2K | 0.00% | 00.0% | Unchanged |
| Horst & Graben Wealth Management LLC | 2,018 | $205.6K | 0.05% | +2,018 | New |
| Annex Advisory Services, LLC | 2,024 | $206.2K | 0.01% | −567−21.9% | Reduced |
| UMA Financial Services, Inc. | 2,134 | $208.3K | 0.05% | 00.0% | Unchanged |
| F/M Investments LLC | 2,050 | $208.8K | 0.16% | 00.0% | Unchanged |
| Hazlett, Burt & Watson, Inc. | 2,058 | $209.0K | 0.16% | +19+0.9% | Added |
| JFS Wealth Advisors, LLC | 2,055 | $209.3K | 0.02% | +795+63.1% | Added |
| Spinnaker Trust | 2,059 | $209.7K | 0.02% | 00.0% | Unchanged |
| Motco | 2,059 | $209.7K | 0.01% | +1,405+214.8% | Added |
| Elk River Wealth Management, LLC | 2,060 | $209.8K | 0.05% | 00.0% | Unchanged |
| Apexium Financial, LP | 2,061 | $209.9K | 0.02% | 00.0% | Unchanged |
| CFS Investment Advisory Services, LLC | 2,066 | $210.0K | 0.03% | +2,066 | New |
| Dakota Community Bank & Trust NA | 2,069 | $210.7K | 1.34% | −24−1.1% | Reduced |
| First Nebraska Trust Co | 2,074 | $211.3K | 0.03% | 00.0% | Unchanged |
| Strategic Blueprint, LLC | 2,077 | $211.6K | 0.02% | −98−4.5% | Reduced |
| Waldron Private Wealth LLC | 2,078 | $211.7K | 0.01% | +2,078 | New |
| Addison Advisors LLC | 2,080 | $211.9K | 0.10% | +242+13.2% | Added |
| Koshinski Asset Management, Inc. | 2,097 | $213.6K | 0.02% | 00.0% | Unchanged |
| Barry Investment Advisors, LLC | 2,097 | $213.7K | 0.08% | +2+0.1% | Added |
| Houlihan Financial Resource Group, Ltd. | 2,200 | $214.0K | 0.11% | −76,250−97.2% | Reduced |
| Davis R M Inc | 2,099 | $214.0K | 0.01% | +2,099 | New |
| Quantitative Investment Management, LLC | 2,124 | $216.0K | 0.03% | +2,124 | New |
| Schmidt P J Investment Management Inc | 2,300 | $217.7K | 0.05% | 00.0% | Unchanged |
| MONECO Advisors, LLC | 2,139 | $217.8K | 0.06% | +2+0.1% | Added |
| Community Bank & Trust, Waco, Texas | 2,898 | $220.0K | 0.08% | +227+8.5% | Added |
| Delta Financial Group, Inc. | 2,173 | $221.0K | 0.08% | +145+7.1% | Added |
| Goldstone Financial Group, LLC | 2,179 | $222.0K | 0.07% | −169−7.2% | Reduced |
| International Assets Investment Management, LLC | 2,230 | $223.6K | 0.03% | +158+7.6% | Added |
| Granite Bay Wealth Management, LLC | 2,205 | $224.0K | 0.00% | +2,205 | New |
| Sage Mountain Advisors LLC | 2,204 | $224.5K | 0.03% | 00.0% | Unchanged |
| Horizon Wealth Management, LLC | 2,216 | $225.7K | 0.09% | 00.0% | Unchanged |
| Hutner Capital Management Inc | 2,220 | $226.1K | 0.14% | −60−2.6% | Reduced |
| Heron Bay Capital Management | 2,225 | $226.6K | 0.06% | +215+10.7% | Added |
| Aveo Capital Partners, LLC | 2,234 | $227.6K | 0.03% | −125−5.3% | Reduced |
| New Republic Capital, LLC | 2,245 | $228.8K | 0.19% | +32+1.4% | Added |
| Mattern Capital Management, LLC | 2,250 | $229.2K | 0.04% | −36−1.6% | Reduced |
| Financial Security Advisor, Inc. | 2,259 | $230.1K | 0.11% | +2,259 | New |
| Axxcess Wealth Management, LLC | 2,280 | $232.2K | 0.01% | +280+14.0% | Added |
| Norway Savings Bank | 2,283 | $232.5K | 0.11% | −175−7.1% | Reduced |
| StoneX Group Inc. | 2,285 | $232.7K | 0.03% | −349−13.2% | Reduced |
| Marcum Wealth, LLC | 2,288 | $233.1K | 0.03% | −30−1.3% | Reduced |
| Gitterman Wealth Management, LLC | 2,291 | $233.3K | 0.11% | +168+7.9% | Added |
| Belpointe Asset Management LLC | 2,296 | $234.0K | 0.02% | +232+11.2% | Added |
| Capital Advisors Inc | 2,301 | $234.4K | 0.01% | +2,301 | New |
| Wealth Dimensions Group, Ltd. | 2,307 | $235.0K | 0.09% | +45+2.0% | Added |
| Tompkins Financial Corp | 2,310 | $235.3K | 0.04% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 2,321 | $236.4K | 0.05% | 00.0% | Unchanged |
| Blue Fin Capital, Inc. | 2,321 | $236.4K | 0.07% | −43−1.8% | Reduced |
| CoreFirst Bank & Trust | 2,323 | $236.6K | 0.17% | −7−0.3% | Reduced |
| Key Client Fiduciary Advisors, LLC | 2,329 | $237.2K | 0.15% | 00.0% | Unchanged |
| Crawford Investment Counsel Inc | 2,345 | $238.9K | 0.01% | 00.0% | Unchanged |
| SageView Advisory Group, LLC | 2,349 | $239.3K | 0.01% | +11+0.5% | Added |
| Essex LLC | 2,350 | $239.4K | 0.07% | 00.0% | Unchanged |
| InTrack Investment Management Inc | 2,350 | $239.4K | 0.21% | +2,350 | New |
| Vanguard Capital Wealth Advisors | 2,357 | $240.1K | 0.22% | 00.0% | Unchanged |
| Chilton Investment Co LLC | 2,361 | $240.5K | 0.01% | 00.0% | Unchanged |
| Redwood Wealth Management Group, LLC | 2,368 | $241.2K | 0.28% | −330−12.2% | Reduced |
| Connecticut Wealth Management, LLC | 2,371 | $241.5K | 0.02% | +2,371 | New |
| Good Life Advisors, LLC | 2,374 | $241.9K | 0.03% | +26+1.1% | Added |
| Whalerock Point Partners, LLC | 2,390 | $243.4K | 0.08% | 00.0% | Unchanged |
| Prio Wealth Limited Partnership | 2,393 | $243.8K | 0.01% | +322+15.5% | Added |
| Portside Wealth Group, LLC | 2,405 | $244.0K | 0.05% | +2,405 | New |
| Lawson Kroeker Investment Management Inc | 2,400 | $244.5K | 0.05% | 00.0% | Unchanged |
| Peak Asset Management, LLC | 2,400 | $244.5K | 0.06% | 00.0% | Unchanged |
| Shoker Investment Counsel, Inc. | 2,405 | $245.0K | 0.11% | 00.0% | Unchanged |
| Claret Asset Management Corp | 2,411 | $246.0K | 0.05% | 00.0% | Unchanged |
| Proficio Capital Partners LLC | 2,417 | $246.2K | 0.03% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 2,418 | $246.3K | 0.03% | −335−12.2% | Reduced |
| HWG Holdings LP | 2,418 | $246.3K | 0.14% | +128+5.6% | Added |
| HBK Sorce Advisory LLC | 2,419 | $246.4K | 0.01% | +24+1.0% | Added |
| Cornerstone Wealth Management, LLC | 2,427 | $247.1K | 0.02% | +26+1.1% | Added |
| Paradigm Asset Management Co LLC | 2,428 | $247.3K | 0.07% | −400−14.1% | Reduced |
| Grey Fox Wealth Advisors, LLC | 2,434 | $247.9K | 0.12% | 00.0% | Unchanged |
| Toronto Dominion Bank | 2,570 | $248.0K | 0.00% | 00.0% | Unchanged |
| Sheets Smith Wealth Management | 2,450 | $249.6K | 0.04% | 00.0% | Unchanged |
| OneAscent Wealth Management LLC | 2,456 | $250.0K | 0.11% | +2,456 | New |
| Laraway Financial Inc | 2,467 | $251.3K | 0.26% | 00.0% | Unchanged |
| Deroy & Devereaux Private Investment Counsel Inc | 2,475 | $252.0K | 0.02% | −200−7.5% | Reduced |
| Kendall Capital Management | 2,470 | $252.0K | 0.11% | 00.0% | Unchanged |
| Moody Lynn & Lieberson, LLC | 2,489 | $253.5K | 0.02% | 00.0% | Unchanged |
| Jump Financial, LLC | 2,491 | $253.7K | 0.01% | −1,193−32.4% | Reduced |
| Arkadios Wealth Advisors | 2,495 | $254.2K | 0.02% | +440+21.4% | Added |
| Independent Financial Group, LLC | 2,502 | $254.8K | 0.02% | +253+11.2% | Added |