Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fisher Asset Management, LLC | 1,408,212 | $143.4M | 0.08% | +544,682+63.1% | Added |
| Scharf Investments, LLC | 1,425,745 | $145.2M | 4.34% | −75,341−5.0% | Reduced |
| BlackRock Inc. | 1,723,936 | $175.6M | 0.01% | −1,071−0.1% | Reduced |
| State Street Corp | 1,756,514 | $178.9M | 0.01% | −34,349−1.9% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 1,827,263 | $186.1M | 0.88% | +1,144,307+167.6% | Added |
| UBS Group AG | 1,856,657 | $189.1M | 0.09% | +58,406+3.2% | Added |
| Wells Fargo & Company | 2,009,179 | $204.7M | 0.06% | −53,871−2.6% | Reduced |
| Envestnet Asset Management Inc | 2,049,901 | $208.8M | 0.10% | +686,847+50.4% | Added |
| Northern Trust Corp | 2,167,357 | $220.8M | 0.04% | −62,739−2.8% | Reduced |
| Janus Henderson Group PLC | 2,532,937 | $258.0M | 0.17% | −68,329−2.6% | Reduced |
| Principal Financial Group Inc | 2,539,265 | $258.6M | 0.19% | +51,391+2.1% | Added |
| Renaissance Technologies LLC | 2,636,845 | $268.6M | 0.46% | +282,000+12.0% | Added |
| Cullen Capital Management LLC | 2,714,809 | $276.5M | 3.23% | −81,081−2.9% | Reduced |
| Goldman Sachs Group Inc | 2,774,357 | $282.6M | 0.07% | −123,107−4.2% | Reduced |
| Charles Schwab Investment Management Inc | 4,383,849 | $415.9M | 0.12% | −28,592−0.6% | Reduced |
| Wellington Management Group LLP | 4,691,916 | $477.9M | 0.10% | −60,036−1.3% | Reduced |
| Bank of America Corp | 5,197,729 | $529.4M | 0.07% | +202,744+4.1% | Added |
| Loomis Sayles & Co L P | 6,066,617 | $617.9M | 1.06% | −248,393−3.9% | Reduced |
| Franklin Resources Inc | 6,211,092 | $632.7M | 0.32% | +27,546+0.4% | Added |
| Dimensional Fund Advisors LP | 6,273,886 | $639.1M | 0.21% | +16,543+0.3% | Added |
| Morgan Stanley | 6,977,833 | $710.8M | 0.07% | −287,598−4.0% | Reduced |
| Primecap Management Co | 14,595,152 | $1.49B | 1.25% | −415,523−2.8% | Reduced |
| Dodge & Cox | 16,264,221 | $1.66B | 1.12% | −142,892−0.9% | Reduced |
| Transamerica Financial Advisors, Inc. | 1 | – | – | −187−99.5% | Reduced |
| Quilter Plc | 880 | – | – | 00.0% | Unchanged |
| TD Ameritrade Investment Management, LLC | 0 | $0 | 0.00% | −22−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −211,797−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −81,700−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −73,754−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −31,342−100.0% | Sold out |
| Mirabella Financial Services LLP | 0 | $0 | 0.00% | −27,826−100.0% | Sold out |
| Cardinal Capital Management, Inc. | 0 | $0 | 0.00% | −18,135−100.0% | Sold out |
| Capricorn Fund Managers Ltd | 0 | $0 | 0.00% | −16,921−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −16,600−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −12,588−100.0% | Sold out |
| Greenup Street Wealth Management LLC | 0 | $0 | 0.00% | −11,790−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Vident Investment Advisory, LLC | 0 | $0 | 0.00% | −9,277−100.0% | Sold out |
| 1620 Investment Advisors, Inc. | 0 | $0 | 0.00% | −8,836−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −8,823−100.0% | Sold out |
| Colonial River Wealth Management, LLC | 0 | $0 | 0.00% | −6,547−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −5,915−100.0% | Sold out |
| Veritable, L.P. | 0 | $0 | 0.00% | −4,939−100.0% | Sold out |
| Leuthold Group, LLC | 0 | $0 | 0.00% | −4,824−100.0% | Sold out |
| Sterling Manor Financial, LLC | 0 | $0 | 0.00% | −4,780−100.0% | Sold out |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −4,523−100.0% | Sold out |
| Altshuler Shaham Ltd | 0 | $0 | 0.00% | −4,109−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −4,100−100.0% | Sold out |
| Change Path, LLC | 0 | $0 | 0.00% | −4,078−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −3,334−100.0% | Sold out |
| NEIRG Wealth Management, LLC | 0 | $0 | 0.00% | −2,829−100.0% | Sold out |
| PFG Investments, LLC | 0 | $0 | 0.00% | −2,789−100.0% | Sold out |
| Retirement Planning Co of New England, Inc. | 0 | $0 | 0.00% | −2,695−100.0% | Sold out |
| V Wealth Advisors LLC | 0 | $0 | 0.00% | −2,662−100.0% | Sold out |
| Trust Co of Virginia | 0 | $0 | 0.00% | −2,650−100.0% | Sold out |
| Professional Advisory Services Inc | 0 | $0 | 0.00% | −2,630−100.0% | Sold out |
| Stonegate Investment Group, LLC | 0 | $0 | 0.00% | −2,441−100.0% | Sold out |
| Alterna Wealth Management, Inc | 0 | $0 | 0.00% | −2,409−100.0% | Sold out |
| Lion Street Advisors, LLC | 0 | $0 | 0.00% | −2,884−100.0% | Sold out |
| Courier Capital LLC | 0 | $0 | 0.00% | −2,347−100.0% | Sold out |
| Summit X, LLC | 0 | $0 | 0.00% | −2,344−100.0% | Sold out |
| Ledyard National Bank | 0 | $0 | 0.00% | −2,198−100.0% | Sold out |
| Fortem Financial Group, LLC | 0 | $0 | 0.00% | −2,175−100.0% | Sold out |
| Cedar Brook Financial Partners, LLC | 0 | $0 | 0.00% | −2,158−100.0% | Sold out |
| DFPG Investments, LLC | 0 | $0 | 0.00% | −2,070−100.0% | Sold out |
| Clarus Group, Inc. | 0 | $0 | 0.00% | −2,114−100.0% | Sold out |
| Twin Focus Capital Partners, LLC | 0 | $0 | 0.00% | −2,110−100.0% | Sold out |
| Coastal Investment Advisors, Inc. | 0 | $0 | 0.00% | −2,077−100.0% | Sold out |
| Steigerwald, Gordon & Koch Inc. | 0 | $0 | 0.00% | −1,992−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −1,661−100.0% | Sold out |
| Ridgewood Investments LLC | 0 | $0 | 0.00% | −1,375−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −1,099−100.0% | Sold out |
| Tilia Fiduciary Partners, Inc. | 0 | $0 | 0.00% | −869−100.0% | Sold out |
| Worth Asset Management, LLC | 0 | $0 | 0.00% | −672−100.0% | Sold out |
| Vestor Capital, LLC | 0 | $0 | 0.00% | −558−100.0% | Sold out |
| WealthPlan Investment Management, LLC | 0 | $0 | 0.00% | −180−100.0% | Sold out |
| O'Dell Group, LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Horan Securities, Inc. | 0 | $0 | 0.00% | −125−100.0% | Sold out |
| ICA Group Wealth Management, LLC | 0 | $0 | 0.00% | −108−100.0% | Sold out |
| Sawyer & Company, Inc | 0 | $0 | 0.00% | −85−100.0% | Sold out |
| Cedar Mountain Advisors, LLC | 0 | $0 | 0.00% | −70−100.0% | Sold out |
| FIL Ltd | 0 | $0 | 0.00% | −37−100.0% | Sold out |
| Clearview Wealth Advisors LLC | 0 | $0 | 0.00% | −18−100.0% | Sold out |
| Comerica Bank | 0 | $0 | 0.00% | −98,783−100.0% | Sold out |
| Disciplined Investments, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Tekla Capital Management LLC | – | – | – | – | Not filed |
| BFT Financial Group, LLC | – | – | – | – | Not filed |
| Financial Architects, Inc | – | – | – | – | Not filed |
| Intercontinental Wealth Advisors, LLC | – | – | – | – | Not filed |
| Tiaa, FSB | – | – | – | – | Not filed |
| BDO Wealth Advisors, LLC | – | – | – | – | Not filed |
| Vigilant Capital Management, LLC | – | – | – | – | Not filed |
| First Capital Advisors Group, LLC. | – | – | – | – | Not filed |
| First National Bank of South Miami | – | – | – | – | Not filed |
| BerganKDV Wealth Management, LLC | – | – | – | – | Not filed |
| Kistler-Tiffany Companies, LLC | – | – | – | – | Not filed |
| Coastal Capital Group, Inc. | – | – | – | – | Not filed |
| First Command Bank | – | – | – | – | Not filed |
| First Command Financial Services, Inc. | – | – | – | – | Not filed |
| Cowen Prime Advisors LLC | – | – | – | – | Not filed |