Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Jones Financial Companies LLLP | 40,800 | $4.16M | 0.01% | −4,825−10.6% | Reduced |
| Delaney Dennis R | 40,808 | $4.16M | 2.68% | −2,955−6.8% | Reduced |
| Hayek Kallen Investment Management | 40,921 | $4.17M | 1.87% | −86−0.2% | Reduced |
| Buckingham Strategic Wealth, LLC | 41,037 | $4.18M | 0.06% | −98−0.2% | Reduced |
| Cardinal Capital Management | 41,695 | $4.25M | 0.86% | +816+2.0% | Added |
| Carret Asset Management, LLC | 41,791 | $4.26M | 0.59% | −300−0.7% | Reduced |
| Pekin Hardy Strauss, Inc. | 41,844 | $4.26M | 0.67% | −850−2.0% | Reduced |
| Notis-McConarty Edward | 42,051 | $4.28M | 1.74% | −940−2.2% | Reduced |
| Glassy Mountain Advisors, Inc. | 42,540 | $4.32M | 2.06% | −792−1.8% | Reduced |
| Scotia Capital Inc. | 44,766 | $4.32M | 0.03% | +3,924+9.6% | Added |
| Guardian Capital Advisors LP | 44,409 | $4.41M | 0.49% | +180+0.4% | Added |
| Y.D. More Investments Ltd | 43,800 | $4.46M | 0.91% | −60.0% | Reduced |
| Bleakley Financial Group, LLC | 44,965 | $4.58M | 0.16% | +307+0.7% | Added |
| Sawtooth Solutions, LLC | 44,965 | $4.58M | 0.15% | +342+0.8% | Added |
| Auto-Owners Insurance Co | 45,143 | $4.60M | 0.15% | 00.0% | Unchanged |
| Atria Investments LLC | 45,525 | $4.64M | 0.08% | +2,060+4.7% | Added |
| Smithbridge Asset Management Inc | 45,889 | $4.67M | 1.16% | +2,002+4.6% | Added |
| Beck Bode, LLC | 46,736 | $4.76M | 1.22% | +4,425+10.5% | Added |
| Cornerstone Wealth Group, LLC | 47,292 | $4.82M | 0.85% | −3,088−6.1% | Reduced |
| Farmers & Merchants Investments Inc | 47,409 | $4.83M | 0.19% | −2,076−4.2% | Reduced |
| Walleye Trading LLC | 47,422 | $4.83M | 0.11% | +47,422 | New |
| Whittier Trust Co | 47,930 | $4.88M | 0.09% | +381+0.8% | Added |
| Deutsche Bank AG | 50,239 | $5.12M | 0.00% | −761−1.5% | Reduced |
| Wetherby Asset Management Inc | 50,820 | $5.18M | 0.29% | +1,850+3.8% | Added |
| Pittenger & Anderson Inc | 51,070 | $5.20M | 0.26% | +250+0.5% | Added |
| Marsico Capital Management LLC | 51,111 | $5.21M | 0.22% | +51,111 | New |
| Nichols & Pratt Advisers LLP | 51,264 | $5.22M | 0.40% | −9,965−16.3% | Reduced |
| JustInvest LLC | 51,418 | $5.24M | 0.16% | +3,348+7.0% | Added |
| First Manhattan Co | 51,480 | $5.24M | 0.02% | −753−1.4% | Reduced |
| Mar Vista Investment Partners LLC | 51,675 | $5.26M | 0.25% | 00.0% | Unchanged |
| Timber Creek Capital Management LLC | 51,715 | $5.27M | 1.90% | −13,657−20.9% | Reduced |
| Prentiss Smith & Co Inc | 52,032 | $5.30M | 3.91% | −460−0.9% | Reduced |
| Alliancebernstein L.P. | 52,427 | $5.34M | 0.00% | +20,220+62.8% | Added |
| Baldwin Brothers Inc | 52,489 | $5.35M | 0.46% | +333+0.6% | Added |
| Trust Co of Vermont | 52,934 | $5.39M | 0.36% | −6,172−10.4% | Reduced |
| Fiduciary Trust Co | 53,028 | $5.40M | 0.10% | −545−1.0% | Reduced |
| Walled Lake Planning & Wealth Management, LLC | 53,749 | $5.47M | 2.74% | +450+0.8% | Added |
| NorthCrest Asset Manangement, LLC | 53,868 | $5.49M | 0.22% | −368−0.7% | Reduced |
| Narwhal Capital Management | 54,076 | $5.51M | 0.67% | −819−1.5% | Reduced |
| Garland Capital Management Inc | 54,710 | $5.57M | 3.93% | −75−0.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 58,505 | $5.65M | 0.01% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 55,762 | $5.68M | 0.04% | +2,687+5.1% | Added |
| Old Mission Capital LLC | 55,972 | $5.70M | 0.19% | −24,714−30.6% | Reduced |
| Quantinno Capital Management LP | 57,349 | $5.84M | 0.27% | +37,594+190.3% | Added |
| Sphera Funds Management Ltd. | 60,000 | $6.11M | 1.47% | 00.0% | Unchanged |
| Fifth Third Bancorp | 61,006 | $6.21M | 0.03% | −305−0.5% | Reduced |
| Pinnacle Associates Ltd | 61,220 | $6.24M | 0.12% | −1,285−2.1% | Reduced |
| Brown Brothers Harriman & Co | 61,292 | $6.24M | 0.06% | −1,346−2.1% | Reduced |
| Dearborn Partners LLC | 63,249 | $6.44M | 0.25% | −59−0.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 63,580 | $6.48M | 0.03% | −20,147−24.1% | Reduced |
| Fayez Sarofim & Co | 64,340 | $6.55M | 0.02% | −53,160−45.2% | Reduced |
| Syon Capital LLC | 64,482 | $6.57M | 0.82% | +64,482 | New |
| Rathbone Brothers plc | 64,802 | $6.60M | 0.05% | +4,198+6.9% | Added |
| Northwestern Mutual Wealth Management Co | 65,288 | $6.65M | 0.01% | +1,777+2.8% | Added |
| Country Club Bank | 65,688 | $6.72M | 0.55% | −764−1.1% | Reduced |
| Camden National Bank | 67,036 | $6.83M | 1.40% | −491−0.7% | Reduced |
| Jarislowsky, Fraser Ltd | 67,039 | $6.83M | 0.04% | −5,324−7.4% | Reduced |
| Federation des caisses Desjardins du Quebec | 67,088 | $6.83M | 0.07% | +58,603+690.7% | Added |
| Ritholtz Wealth Management | 67,682 | $6.89M | 0.31% | −916−1.3% | Reduced |
| Banco Santander, S.A. | 71,849 | $6.93M | 0.10% | −2,470−3.3% | Reduced |
| Trustmark National Bank Trust Department | 69,286 | $7.06M | 0.70% | +40+0.1% | Added |
| Altrius Capital Management Inc | 70,028 | $7.13M | 2.12% | −506−0.7% | Reduced |
| Welch & Forbes LLC | 70,687 | $7.20M | 0.12% | −2,620−3.6% | Reduced |
| Osterweis Capital Management Inc | – | $7.35M | 0.54% | – | – |
| Baird Financial Group, Inc. | 73,408 | $7.48M | 0.02% | −3,426−4.5% | Reduced |
| TCW Group Inc | 73,508 | $7.49M | 0.09% | −2,735−3.6% | Reduced |
| Cetera Advisor Networks LLC | 75,396 | $7.68M | 0.05% | +6,591+9.6% | Added |
| Puzo Michael J | 75,860 | $7.73M | 2.62% | −4,125−5.2% | Reduced |
| Franklin, Parlapiano, Turner & Welch, LLC | 76,914 | $7.83M | 2.43% | −1,599−2.0% | Reduced |
| Moreno Evelyn V | 78,516 | $8.00M | 1.74% | +3,757+5.0% | Added |
| Gluskin Sheff & Assoc Inc | 80,148 | $8.16M | 0.63% | −500−0.6% | Reduced |
| Cohen Capital Management, Inc. | 80,148 | $8.16M | 1.67% | 00.0% | Unchanged |
| Investment House LLC | 80,929 | $8.24M | 0.65% | −1,586−1.9% | Reduced |
| Live Oak Private Wealth LLC | 81,251 | $8.28M | 1.76% | +130+0.2% | Added |
| Mengis Capital Management, Inc. | 81,643 | $8.32M | 1.73% | −50−0.1% | Reduced |
| New York State Common Retirement Fund | 83,483 | $8.50M | 0.01% | +24,200+40.8% | Added |
| Matthew Goff Investment Advisor, LLC | 83,522 | $8.51M | 2.05% | −151−0.2% | Reduced |
| Blair William & Co | 84,691 | $8.63M | 0.03% | −2,292−2.6% | Reduced |
| Zevin Asset Management LLC | 85,684 | $8.73M | 1.75% | +2,341+2.8% | Added |
| CWM, LLC | 87,648 | $8.93M | 0.05% | −4,589−5.0% | Reduced |
| MML Investors Services, LLC | 89,362 | $9.10M | 0.05% | +2,718+3.1% | Added |
| Gabelli Funds LLC | 89,500 | $9.12M | 0.07% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 91,297 | $9.30M | 0.03% | +91,297 | New |
| Tower Bridge Advisors | 92,078 | $9.38M | 0.87% | −1,131−1.2% | Reduced |
| Foresight Global Investors, Inc. | 97,500 | $9.40M | 5.23% | +97,500 | New |
| American Assets Investment Management, LLC | 93,610 | $9.54M | 1.06% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 94,082 | $9.58M | 0.01% | −262−0.3% | Reduced |
| Tweedy, Browne Co LLC | 94,916 | $9.67M | 0.52% | −1,140−1.2% | Reduced |
| Fort Washington Investment Advisors Inc | 96,098 | $9.79M | 0.07% | −1,084−1.1% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 96,968 | $9.88M | 0.44% | +778+0.8% | Added |
| Clifford Swan Investment Counsel LLC | 97,064 | $9.89M | 0.41% | −724−0.7% | Reduced |
| Foster Victor Wealth Advisors, LLC | 107,504 | $10.4M | 1.22% | −1,553−1.4% | Reduced |
| CORDA Investment Management, LLC. | 103,846 | $10.6M | 0.96% | −14,781−12.5% | Reduced |
| Bahl & Gaynor Inc | 104,089 | $10.6M | 0.07% | −2,219−2.1% | Reduced |
| Mercer Global Advisors Inc | 108,215 | $11.0M | 0.04% | +6,046+5.9% | Added |
| Ingalls & Snyder LLC | 108,961 | $11.1M | 0.54% | +1,423+1.3% | Added |
| United Capital Financial Advisers, LLC | 108,978 | $11.1M | 0.07% | −4,577−4.0% | Reduced |
| Euro Pacific Asset Management, LLC | 109,423 | $11.2M | 2.62% | −17,184−13.6% | Reduced |
| CIBC World Markets Inc. | 116,280 | $11.2M | 0.04% | −14,270−10.9% | Reduced |
| Ethic Inc. | 112,980 | $11.5M | 0.40% | +13,489+13.6% | Added |