Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2023
Institutional positions in Novartis AG as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,203
- +31 vs. Q1 2023
- Shares held
- 148.5M
- −23.3M (−13.5%) vs. Q1 2023
- Total value
- $14.9B
- −$228.5M (−1.5%) vs. Q1 2023
- New holders
- 100
- 341 more added
- Sold out
- 69
- 474 more reduced
10 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Curated Wealth Partners LLC | 4,168 | $420.6K | 0.08% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 4,200 | $423.8K | 0.01% | −85−2.0% | Reduced |
| Beck Mack & Oliver LLC | 4,200 | $423.8K | 0.01% | 00.0% | Unchanged |
| Kenfarb & Co. | 4,200 | $423.8K | 0.37% | 00.0% | Unchanged |
| First Foundation Advisors | 4,236 | $427.5K | 0.02% | −420−9.0% | Reduced |
| Helen Stephens Group, LLC | 4,238 | $427.7K | 0.22% | −12−0.3% | Reduced |
| Beddow Capital Management Inc | 4,240 | $428.0K | 0.22% | 00.0% | Unchanged |
| Principle Wealth Partners LLC | 4,247 | $428.6K | 0.04% | −1,200−22.0% | Reduced |
| Violich Capital Management, Inc. | 4,250 | $429.0K | 0.07% | 00.0% | Unchanged |
| Summit Trail Advisors, LLC | 4,261 | $430.0K | 0.02% | +716+20.2% | Added |
| Cypress Capital Group | 4,287 | $432.6K | 0.06% | −71−1.6% | Reduced |
| Independent Advisor Alliance | 4,306 | $434.5K | 0.02% | −194−4.3% | Reduced |
| Busey Wealth Management | 4,313 | $435.2K | 0.02% | −300−6.5% | Reduced |
| Institute for Wealth Management, LLC. | 4,334 | $437.4K | 0.08% | −165−3.7% | Reduced |
| Rossmore Private Capital | 4,361 | $440.1K | 0.07% | −1,374−24.0% | Reduced |
| Regatta Capital Group, LLC | 4,367 | $440.7K | 0.14% | +209+5.0% | Added |
| GSB Wealth Management, LLC | 4,373 | $441.2K | 0.14% | 00.0% | Unchanged |
| Aull & Monroe Investment Management Corp | 4,375 | $441.5K | 0.22% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 4,376 | $442.0K | 0.03% | +147+3.5% | Added |
| Circle Wealth Management, LLC | 4,381 | $442.1K | 0.06% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 4,394 | $443.4K | 0.02% | +499+12.8% | Added |
| Resources Investment Advisors, LLC. | 4,415 | $445.5K | 0.01% | −9,099−67.3% | Reduced |
| Drive Wealth Management, LLC | 4,427 | $446.7K | 0.17% | −410−8.5% | Reduced |
| Bedel Financial Consulting, Inc. | 4,445 | $448.6K | 0.09% | +153+3.6% | Added |
| Aaron Wealth Advisors | 4,446 | $448.6K | 0.06% | +933+26.6% | Added |
| Sit Investment Associates Inc | 4,450 | $449.0K | 0.01% | −2,415−35.2% | Reduced |
| Washington Trust Co | 4,455 | $449.6K | 0.02% | 00.0% | Unchanged |
| Pitcairn Co | 4,475 | $451.6K | 0.04% | +698+18.5% | Added |
| Clear Street Markets LLC | 4,523 | $455.0K | 0.19% | +4,522+452,200.0% | Added |
| Brighton Jones LLC | 4,517 | $455.9K | 0.02% | +414+10.1% | Added |
| Cannell Peter B & Co Inc | 4,524 | $456.5K | 0.02% | −162−3.5% | Reduced |
| D.B. Root & Company, LLC | 4,537 | $457.8K | 0.17% | −3,826−45.7% | Reduced |
| HB Wealth Management, LLC | 4,551 | $459.2K | 0.01% | −144−3.1% | Reduced |
| Nwam LLC | 4,571 | $461.3K | 0.04% | +680+17.5% | Added |
| Ieq Capital, LLC | 4,597 | $463.8K | 0.01% | +1,607+53.7% | Added |
| Diversified Trust Co | 4,603 | $464.5K | 0.02% | −2,247−32.8% | Reduced |
| Wesbanco Bank Inc | 4,633 | $467.0K | 0.02% | −145−3.0% | Reduced |
| Summit Financial, LLC | 4,637 | $467.9K | 0.03% | +981+26.8% | Added |
| Marino, Stram & Associates LLC | 4,639 | $468.1K | 0.13% | +20.0% | Added |
| Tranquilli Financial Advisor LLC | 4,640 | $468.2K | 0.33% | +19+0.4% | Added |
| Lindbrook Capital, LLC | 4,699 | $474.2K | 0.05% | −63−1.3% | Reduced |
| Kovitz Investment Group Partners, LLC | 4,724 | $476.7K | 0.01% | −1,140−19.4% | Reduced |
| Intellectus Partners, LLC | 4,726 | $476.9K | 0.14% | −1,665−26.1% | Reduced |
| Plancorp, LLC | 4,762 | $480.5K | 0.03% | 00.0% | Unchanged |
| Pinnacle Financial Partners Inc | 4,762 | $480.5K | 0.01% | +117+2.5% | Added |
| Pinnacle Wealth Planning Services, Inc. | 4,773 | $481.6K | 0.08% | +681+16.6% | Added |
| Private Trust Co NA | 4,775 | $481.9K | 0.06% | +664+16.2% | Added |
| Sterling Manor Financial, LLC | 4,780 | $482.4K | 0.41% | +4,780 | New |
| Apollon Wealth Management, LLC | 4,787 | $483.1K | 0.02% | +819+20.6% | Added |
| Cullinan Associates Inc | 4,800 | $484.4K | 0.03% | +200+4.3% | Added |
| Leuthold Group, LLC | 4,824 | $486.8K | 0.06% | 00.0% | Unchanged |
| Woodstock Corp | 4,862 | $490.6K | 0.06% | −584−10.7% | Reduced |
| Altfest L J & Co Inc | 4,893 | $494.0K | 0.07% | −280−5.4% | Reduced |
| Canal Capital Management, LLC | 4,904 | $494.9K | 0.10% | 00.0% | Unchanged |
| Smart Money Group LLC | 4,936 | $498.1K | 0.24% | +596+13.7% | Added |
| Veritable, L.P. | 4,939 | $498.4K | 0.01% | +576+13.2% | Added |
| Valley Brook Capital Group | 4,984 | $502.9K | 0.46% | 00.0% | Unchanged |
| First American Trust, FSB | 4,988 | $503.0K | 0.07% | +106+2.2% | Added |
| Stokes Family Office, LLC | 4,988 | $503.3K | 0.06% | +1,072+27.4% | Added |
| Hall Capital Management Co Inc | 4,993 | $503.8K | 0.28% | −9−0.2% | Reduced |
| Allen Investment Management LLC | 5,000 | $504.6K | 0.01% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 5,016 | $506.1K | 0.29% | 00.0% | Unchanged |
| North Star Asset Management Inc | 5,026 | $507.2K | 0.03% | 00.0% | Unchanged |
| Alhambra Investment Partners LLC | 5,034 | $508.0K | 0.34% | 00.0% | Unchanged |
| Berkshire Bank | 5,074 | $512.0K | 0.14% | +88+1.8% | Added |
| Forza Wealth Management, LLC | 5,119 | $516.6K | 0.26% | −200−3.8% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 5,142 | $518.9K | 0.06% | −68−1.3% | Reduced |
| Northwest Capital Management Inc | 5,150 | $519.7K | 0.22% | 00.0% | Unchanged |
| American Trust Investment Advisors, LLC | 5,165 | $521.2K | 0.29% | −195−3.6% | Reduced |
| Carr Financial Group Corp | 5,253 | $530.1K | 0.21% | 00.0% | Unchanged |
| First Affirmative Financial Network | 5,264 | $531.2K | 0.53% | −230−4.2% | Reduced |
| MMBG Investment Advisors Co. | 5,492 | $540.6K | 0.07% | 00.0% | Unchanged |
| MB, Levis & Associates, LLC | 5,410 | $545.9K | 0.35% | 00.0% | Unchanged |
| Cohen Investment Advisors LLC | 5,410 | $545.9K | 0.44% | +16+0.3% | Added |
| Salem Investment Counselors Inc | 5,416 | $546.5K | 0.02% | +49+0.9% | Added |
| Cary Street Partner Investment Advisory LLC | 5,427 | $547.6K | 0.04% | −1,620−23.0% | Reduced |
| FourThought Financial Partners, LLC | 5,437 | $548.7K | 0.07% | −955−14.9% | Reduced |
| Penbrook Management LLC | 5,460 | $551.0K | 0.40% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 5,493 | $554.0K | 0.01% | +1,896+52.7% | Added |
| Capital Wealth Planning, LLC | 5,493 | $554.3K | 0.01% | +1,896+52.7% | Added |
| Greenwood Gearhart Inc | 5,502 | $555.2K | 0.06% | −55,261−90.9% | Reduced |
| Clear Harbor Asset Management, LLC | 5,508 | $555.8K | 0.05% | 00.0% | Unchanged |
| Canandaigua National Bank & Trust Co | 5,516 | $556.6K | 0.09% | −60−1.1% | Reduced |
| St Germain D J Co Inc | 5,530 | $558.0K | 0.03% | +5,530 | New |
| Phoenix Holdings Ltd. | 5,638 | $559.1K | 0.01% | +5,638 | New |
| Five Oceans Advisors | 5,546 | $559.6K | 0.36% | 00.0% | Unchanged |
| First City Capital Management, Inc. | 5,558 | $560.9K | 0.33% | −200−3.5% | Reduced |
| O'Brien Greene & Co. Inc | 5,574 | $563.0K | 0.20% | 00.0% | Unchanged |
| Capital Analysts, LLC | 5,589 | $564.0K | 0.03% | +1,286+29.9% | Added |
| Cordatus Wealth Management LLC | 5,605 | $566.0K | 0.21% | +5,605 | New |
| Wealthsource Partners, LLC | 5,622 | $567.4K | 0.04% | −3,731−39.9% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 5,654 | $570.5K | 0.17% | 00.0% | Unchanged |
| Regions Financial Corp | 5,672 | $572.4K | 0.00% | −691−10.9% | Reduced |
| Hartford Investment Management Co | 5,687 | $573.9K | 0.02% | +388+7.3% | Added |
| Cary Street Partners Asset Management LLC | 5,730 | $578.2K | 0.11% | −725−11.2% | Reduced |
| Moneta Group Investment Advisors LLC | 340 | $578.5K | 0.01% | −5,995−94.6% | Reduced |
| Henry James International Management, Inc. | 5,776 | $582.9K | 0.25% | 00.0% | Unchanged |
| CVA Family Office, LLC | 5,891 | $594.5K | 0.12% | 00.0% | Unchanged |
| Patton Albertson Miller Group, LLC | 5,914 | $596.8K | 0.12% | −480−7.5% | Reduced |
| Fox Run Management, L.L.C. | 5,915 | $596.9K | 0.17% | +5,915 | New |