Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2023
Institutional positions in Novartis AG as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,203
- +31 vs. Q1 2023
- Shares held
- 148.5M
- −23.3M (−13.5%) vs. Q1 2023
- Total value
- $14.9B
- −$228.5M (−1.5%) vs. Q1 2023
- New holders
- 100
- 341 more added
- Sold out
- 69
- 474 more reduced
10 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Farmers & Merchants Investments Inc | 49,485 | $4.99M | 0.19% | +2,203+4.7% | Added |
| Boothbay Fund Management, LLC | 49,563 | $5.00M | 0.17% | +49,563 | New |
| Cornerstone Wealth Group, LLC | 50,380 | $5.08M | 0.92% | −1,130−2.2% | Reduced |
| Pittenger & Anderson Inc | 50,820 | $5.13M | 0.25% | 00.0% | Unchanged |
| Deutsche Bank AG | 51,000 | $5.15M | 0.00% | +45,066+759.5% | Added |
| Mar Vista Investment Partners LLC | 51,675 | $5.21M | 0.22% | +140.0% | Added |
| Baldwin Brothers Inc | 52,156 | $5.26M | 0.43% | −579−1.1% | Reduced |
| First Manhattan Co | 52,233 | $5.27M | 0.02% | −146,649−73.7% | Reduced |
| Prentiss Smith & Co Inc | 52,492 | $5.30M | 3.97% | −157−0.3% | Reduced |
| Cresset Asset Management, LLC | 53,075 | $5.36M | 0.04% | +32,816+162.0% | Added |
| Walled Lake Planning & Wealth Management, LLC | 53,299 | $5.38M | 2.62% | +218+0.4% | Added |
| Fiduciary Trust Co | 53,573 | $5.41M | 0.10% | −1,751−3.2% | Reduced |
| NorthCrest Asset Manangement, LLC | 54,236 | $5.47M | 0.22% | −97−0.2% | Reduced |
| Garland Capital Management Inc | 54,785 | $5.53M | 3.72% | +900+1.7% | Added |
| Narwhal Capital Management | 54,895 | $5.54M | 0.65% | −278−0.5% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 58,505 | $5.90M | 0.01% | +30,301+107.4% | Added |
| Trust Co of Vermont | 59,106 | $5.96M | 0.39% | −2,679−4.3% | Reduced |
| Millennium Management LLC | 59,154 | $5.97M | 0.01% | −888,068−93.8% | Reduced |
| New York State Common Retirement Fund | 59,283 | $5.98M | 0.01% | −15,928−21.2% | Reduced |
| Sphera Funds Management Ltd. | 60,000 | $6.05M | 1.30% | 00.0% | Unchanged |
| Rathbone Brothers plc | 60,604 | $6.12M | 0.06% | −1,138−1.8% | Reduced |
| Nichols & Pratt Advisers LLP | 61,229 | $6.18M | 0.45% | −56,952−48.2% | Reduced |
| Fifth Third Bancorp | 61,311 | $6.19M | 0.03% | −5,025−7.6% | Reduced |
| Kestra Advisory Services, LLC | 62,482 | $6.31M | 0.06% | +30,130+93.1% | Added |
| Pinnacle Associates Ltd | 62,505 | $6.31M | 0.11% | −1,266−2.0% | Reduced |
| Brown Brothers Harriman & Co | 62,638 | $6.32M | 0.05% | −1,100−1.7% | Reduced |
| Dearborn Partners LLC | 63,308 | $6.39M | 0.24% | +225+0.4% | Added |
| Northwestern Mutual Wealth Management Co | 63,511 | $6.41M | 0.01% | +1,021+1.6% | Added |
| Timber Creek Capital Management LLC | 65,372 | $6.60M | 2.27% | −161−0.2% | Reduced |
| Country Club Bank | 66,452 | $6.60M | 0.52% | −3,050−4.4% | Reduced |
| Camden National Bank | 67,527 | $6.81M | 1.33% | −1,174−1.7% | Reduced |
| Ritholtz Wealth Management | 68,598 | $6.92M | 0.31% | +7,782+12.8% | Added |
| Cetera Advisor Networks LLC | 68,805 | $6.94M | 0.05% | +6,451+10.3% | Added |
| Trustmark National Bank Trust Department | 69,246 | $6.99M | 0.65% | +4,987+7.8% | Added |
| Altrius Capital Management Inc | 70,534 | $7.12M | 2.11% | −728−1.0% | Reduced |
| Osterweis Capital Management Inc | – | $7.27M | 0.48% | – | – |
| Jarislowsky, Fraser Ltd | 72,363 | $7.30M | 0.04% | −8,466−10.5% | Reduced |
| Welch & Forbes LLC | 73,307 | $7.40M | 0.12% | −1,713−2.3% | Reduced |
| ExodusPoint Capital Management, LP | 73,754 | $7.44M | 0.09% | −96,940−56.8% | Reduced |
| Banco Santander, S.A. | 74,319 | $7.50M | 0.10% | −9,890−11.7% | Reduced |
| Moreno Evelyn V | 74,759 | $7.54M | 1.61% | −842−1.1% | Reduced |
| TCW Group Inc | 76,243 | $7.69M | 0.09% | −170.0% | Reduced |
| Baird Financial Group, Inc. | 76,834 | $7.75M | 0.02% | +5,195+7.3% | Added |
| Houlihan Financial Resource Group, Ltd. | 78,450 | $7.85M | 0.24% | +76,250+3,465.9% | Added |
| Franklin, Parlapiano, Turner & Welch, LLC | 78,513 | $7.92M | 2.35% | −1,900−2.4% | Reduced |
| Puzo Michael J | 79,985 | $8.07M | 2.56% | +224+0.3% | Added |
| Cohen Capital Management, Inc. | 80,148 | $8.09M | 1.57% | 00.0% | Unchanged |
| Gluskin Sheff & Assoc Inc | 80,648 | $8.14M | 0.49% | +19,020+30.9% | Added |
| Old Mission Capital LLC | 80,686 | $8.14M | 0.30% | +22,794+39.4% | Added |
| Live Oak Private Wealth LLC | 81,121 | $8.19M | 1.63% | −365−0.4% | Reduced |
| Mengis Capital Management, Inc. | 81,693 | $8.24M | 1.64% | −175−0.2% | Reduced |
| Caption Management, LLC | 81,700 | $8.24M | 1.45% | +81,700 | New |
| Investment House LLC | 82,515 | $8.33M | 0.62% | −1,720−2.0% | Reduced |
| Zevin Asset Management LLC | 83,343 | $8.41M | 1.69% | +805+1.0% | Added |
| Matthew Goff Investment Advisor, LLC | 83,673 | $8.44M | 1.98% | +1,508+1.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 83,727 | $8.45M | 0.04% | +29,488+54.4% | Added |
| MML Investors Services, LLC | 86,644 | $8.74M | 0.05% | +14,076+19.4% | Added |
| Blair William & Co | 86,983 | $8.78M | 0.03% | −1,781−2.0% | Reduced |
| Gabelli Funds LLC | 89,500 | $9.03M | 0.07% | 00.0% | Unchanged |
| CWM, LLC | 92,237 | $9.31M | 0.06% | −3,071−3.2% | Reduced |
| Cubist Systematic Strategies, LLC | 92,457 | $9.33M | 0.10% | +91,057+6,504.1% | Added |
| Tower Bridge Advisors | 93,209 | $9.41M | 0.86% | −12,440−11.8% | Reduced |
| American Assets Investment Management, LLC | 93,610 | $9.45M | 1.05% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 94,344 | $9.52M | 0.01% | −499−0.5% | Reduced |
| Tweedy, Browne Co LLC | 96,056 | $9.69M | 0.51% | −1,772−1.8% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 96,190 | $9.71M | 0.46% | −3,600−3.6% | Reduced |
| Fort Washington Investment Advisors Inc | 97,182 | $9.81M | 0.07% | −396−0.4% | Reduced |
| Clifford Swan Investment Counsel LLC | 97,788 | $9.87M | 0.40% | −304−0.3% | Reduced |
| Ethic Inc. | 99,491 | $10.0M | 0.37% | −1,612−1.6% | Reduced |
| Mercer Global Advisors Inc | 102,169 | $10.3M | 0.04% | +10,151+11.0% | Added |
| Integral Health Asset Management, LLC | 103,000 | $10.4M | 1.36% | +103,000 | New |
| Bahl & Gaynor Inc | 106,308 | $10.7M | 0.07% | +30.0% | Added |
| Price T Rowe Associates Inc | 106,676 | $10.8M | 0.00% | +9,174+9.4% | Added |
| Foster Victor Wealth Advisors, LLC | 109,057 | $10.8M | 1.20% | −9,846−8.3% | Reduced |
| Ingalls & Snyder LLC | 107,538 | $10.9M | 0.52% | +1,512+1.4% | Added |
| Foyston, Gordon, & Payne Inc | 113,042 | $11.4M | 2.98% | +83,712+285.4% | Added |
| United Capital Financial Advisers, LLC | 113,555 | $11.5M | 0.06% | −10,306−8.3% | Reduced |
| Tocqueville Asset Management L.P. | 114,611 | $11.6M | 0.21% | −63,613−35.7% | Reduced |
| ProVise Management Group, LLC | 116,542 | $11.8M | 1.07% | +2,933+2.6% | Added |
| Fayez Sarofim & Co | 117,500 | $11.9M | 0.04% | −118,745−50.3% | Reduced |
| CORDA Investment Management, LLC. | 118,627 | $12.0M | 0.94% | −26,096−18.0% | Reduced |
| Jane Street Group, LLC | 119,213 | $12.0M | 0.02% | −132,353−52.6% | Reduced |
| Euro Pacific Asset Management, LLC | 126,607 | $12.6M | 2.75% | +2,467+2.0% | Added |
| Federated Hermes, Inc. | 126,686 | $12.8M | 0.03% | −16,220−11.4% | Reduced |
| Reynders McVeigh Capital Management, LLC | 128,536 | $13.0M | 0.85% | −4,515−3.4% | Reduced |
| Somerville Kurt F | 128,950 | $13.0M | 2.48% | −15,440−10.7% | Reduced |
| Captrust Financial Advisors | 129,543 | $13.1M | 0.05% | +15,196+13.3% | Added |
| CIBC World Markets Inc. | 130,550 | $13.2M | 0.05% | +614+0.5% | Added |
| Wilkins Investment Counsel Inc | 132,750 | $13.4M | 3.50% | −1,960−1.5% | Reduced |
| Guyasuta Investment Advisors Inc | 133,189 | $13.4M | 0.99% | −4,390−3.2% | Reduced |
| National Bank of Canada | 135,259 | $13.6M | 0.03% | +1,814+1.4% | Added |
| Tekla Capital Management LLC | 136,225 | $13.7M | 0.54% | 00.0% | Unchanged |
| Edgemoor Investment Advisors, Inc. | 138,892 | $14.0M | 1.58% | −1,793−1.3% | Reduced |
| First Republic Investment Management, Inc. | 141,758 | $14.3M | 0.07% | −17,959−11.2% | Reduced |
| Richard C. Young & CO., LTD. | 142,759 | $14.4M | 1.98% | +322+0.2% | Added |
| O'Shaughnessy Asset Management, LLC | 144,989 | $14.6M | 0.22% | +21,757+17.7% | Added |
| Oak Associates, Ltd | 145,734 | $14.7M | 1.18% | −31,025−17.6% | Reduced |
| Segall Bryant & Hamill, LLC | 150,206 | $15.2M | 0.16% | −2,932−1.9% | Reduced |
| First Fiduciary Investment Counsel, Inc. | 150,871 | $15.2M | 3.31% | −3,422−2.2% | Reduced |
| Bank of Montreal | 151,940 | $15.5M | 0.01% | −4,203−2.7% | Reduced |