Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GSB Wealth Management, LLC | 4,373 | $402.3K | 0.13% | +5+0.1% | Added |
| Aull & Monroe Investment Management Corp | 4,375 | $402.5K | 0.20% | 00.0% | Unchanged |
| Trust Co of Virginia | 4,379 | $402.9K | 0.04% | −104,921−96.0% | Reduced |
| Circle Wealth Management, LLC | 4,381 | $403.1K | 0.06% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 3,895 | $406.8K | 0.02% | +206+5.6% | Added |
| Washington Trust Co | 4,455 | $409.9K | 0.02% | −300−6.3% | Reduced |
| Change Path, LLC | 4,451 | $410.0K | 0.02% | +1,466+49.1% | Added |
| Centaurus Financial, Inc. | 4,481 | $412.0K | 0.03% | +1,355+43.3% | Added |
| Institute for Wealth Management, LLC. | 4,499 | $413.9K | 0.08% | −161−3.5% | Reduced |
| Independent Advisor Alliance | 4,500 | $414.0K | 0.02% | +4,500 | New |
| First Heartland Consultants, Inc. | 4,566 | $420.1K | 0.06% | +13+0.3% | Added |
| BKD Wealth Advisors, LLC | 4,575 | $420.9K | 0.01% | −607−11.7% | Reduced |
| Cullinan Associates Inc | 4,600 | $423.2K | 0.02% | −1,296−22.0% | Reduced |
| Busey Wealth Management | 4,613 | $424.4K | 0.02% | −18−0.4% | Reduced |
| Tranquilli Financial Advisor LLC | 4,621 | $425.1K | 0.32% | +330+7.7% | Added |
| Community Bank, N.A. | 4,628 | $425.8K | 0.06% | −405−8.0% | Reduced |
| Liberty Wealth Management LLC | 4,780 | $426.0K | 0.09% | +4,780 | New |
| Marino, Stram & Associates LLC | 4,637 | $426.6K | 0.13% | +31+0.7% | Added |
| Pinnacle Financial Partners Inc | 4,645 | $427.3K | 0.01% | +1,143+32.6% | Added |
| First Foundation Advisors | 4,656 | $428.4K | 0.02% | −264−5.4% | Reduced |
| LaFleur & Godfrey LLC | 4,672 | $429.8K | 0.07% | −300−6.0% | Reduced |
| Cannell Peter B & Co Inc | 4,686 | $431.1K | 0.02% | −105−2.2% | Reduced |
| HB Wealth Management, LLC | 4,695 | $431.9K | 0.01% | +650+16.1% | Added |
| Plancorp, LLC | 4,762 | $438.1K | 0.02% | +4+0.1% | Added |
| Lindbrook Capital, LLC | 4,762 | $438.1K | 0.05% | −825−14.8% | Reduced |
| Wesbanco Bank Inc | 4,778 | $439.0K | 0.02% | −226−4.5% | Reduced |
| Leuthold Group, LLC | 4,824 | $443.8K | 0.06% | −276−5.4% | Reduced |
| Smithfield Trust Co | 4,815 | $444.0K | 0.03% | 00.0% | Unchanged |
| Drive Wealth Management, LLC | 4,837 | $445.0K | 0.19% | −448−8.5% | Reduced |
| Smart Money Group LLC | 4,340 | $445.1K | 0.22% | +177+4.3% | Added |
| First American Trust, FSB | 4,882 | $449.0K | 0.07% | 00.0% | Unchanged |
| Canal Capital Management, LLC | 4,904 | $451.2K | 0.10% | 00.0% | Unchanged |
| Valley Brook Capital Group | 4,984 | $458.5K | 0.42% | 00.0% | Unchanged |
| Berkshire Bank | 4,986 | $458.7K | 0.14% | −1,523−23.4% | Reduced |
| Allen Investment Management LLC | 5,000 | $460.0K | 0.01% | 00.0% | Unchanged |
| Hall Capital Management Co Inc | 5,002 | $460.2K | 0.27% | +115+2.4% | Added |
| Mark Sheptoff Financial Planning, LLC | 5,016 | $461.5K | 0.27% | 00.0% | Unchanged |
| North Star Asset Management Inc | 5,026 | $462.4K | 0.03% | 00.0% | Unchanged |
| Alhambra Investment Partners LLC | 5,034 | $463.1K | 0.32% | 00.0% | Unchanged |
| Northwest Capital Management Inc | 5,150 | $473.8K | 0.23% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 5,173 | $476.0K | 0.07% | −399−7.2% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 5,197 | $478.1K | 0.01% | −2,607−33.4% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 5,210 | $479.3K | 0.06% | +308+6.3% | Added |
| PDS Planning, Inc | 5,230 | $481.2K | 0.07% | +2,568+96.5% | Added |
| Security Asset Management | 5,238 | $481.9K | 0.28% | 00.0% | Unchanged |
| Carr Financial Group Corp | 5,253 | $483.3K | 0.21% | 00.0% | Unchanged |
| Hartford Investment Management Co | 5,299 | $487.5K | 0.02% | 00.0% | Unchanged |
| Qtron Investments LLC | 5,301 | $487.7K | 0.10% | 00.0% | Unchanged |
| Forza Wealth Management, LLC | 5,319 | $489.3K | 0.25% | +657+14.1% | Added |
| American Trust Investment Advisors, LLC | 5,360 | $493.1K | 0.30% | +105+2.0% | Added |
| Salem Investment Counselors Inc | 5,367 | $493.8K | 0.02% | −50−0.9% | Reduced |
| Cohen Investment Advisors LLC | 5,394 | $496.2K | 0.39% | +211+4.1% | Added |
| MB, Levis & Associates, LLC | 5,410 | $497.7K | 0.35% | 00.0% | Unchanged |
| Woodstock Corp | 5,446 | $501.0K | 0.06% | 00.0% | Unchanged |
| Principle Wealth Partners LLC | 5,447 | $501.1K | 0.05% | 00.0% | Unchanged |
| Penbrook Management LLC | 5,460 | $502.3K | 0.39% | 00.0% | Unchanged |
| MMBG Investment Advisors Co. | 5,492 | $505.3K | 0.06% | 00.0% | Unchanged |
| First Affirmative Financial Network | 5,494 | $505.4K | 0.58% | −429−7.2% | Reduced |
| Clear Harbor Asset Management, LLC | 5,508 | $506.7K | 0.05% | +5,508 | New |
| Five Oceans Advisors | 5,546 | $510.2K | 0.33% | −2,040−26.9% | Reduced |
| Aveo Capital Partners, LLC | 5,554 | $511.0K | 0.07% | +186+3.5% | Added |
| O'Brien Greene & Co. Inc | 5,574 | $513.0K | 0.19% | 00.0% | Unchanged |
| Canandaigua National Bank & Trust Co | 5,576 | $513.0K | 0.09% | +5,576 | New |
| Legacy Financial Advisors, Inc. | 5,586 | $513.9K | 0.11% | −2,802−33.4% | Reduced |
| Fort Sheridan Advisors LLC | 5,607 | $515.8K | 0.13% | −15−0.3% | Reduced |
| Belpointe Asset Management LLC | 5,630 | $518.0K | 0.03% | +293+5.5% | Added |
| Mitchell McLeod Pugh & Williams Inc | 5,654 | $520.2K | 0.16% | −25−0.4% | Reduced |
| M Holdings Securities, Inc. | 5,705 | $525.0K | 0.05% | +395+7.4% | Added |
| Flputnam Investment Management Co | 5,716 | $525.9K | 0.02% | +5,716 | New |
| Rossmore Private Capital | 5,735 | $527.6K | 0.08% | −100−1.7% | Reduced |
| CFO4Life Group, LLC | 5,742 | $528.3K | 0.12% | −679−10.6% | Reduced |
| Henry James International Management, Inc. | 5,776 | $531.4K | 0.23% | 00.0% | Unchanged |
| Kovitz Investment Group Partners, LLC | 5,864 | $539.0K | 0.01% | −625−9.6% | Reduced |
| CVA Family Office, LLC | 5,891 | $542.0K | 0.12% | −30−0.5% | Reduced |
| Deutsche Bank AG | 5,934 | $545.9K | 0.00% | −36−0.6% | Reduced |
| Coldstream Capital Management Inc | 5,950 | $547.4K | 0.02% | +3,085+107.7% | Added |
| Cohen Klingenstein LLC | 6,000 | $552.0K | 0.03% | 00.0% | Unchanged |
| Schulhoff & Co Inc | 6,047 | $556.3K | 0.26% | 00.0% | Unchanged |
| Argyle Capital Management Inc. | 6,050 | $556.6K | 0.20% | 00.0% | Unchanged |
| Keystone Financial Services | 6,052 | $556.8K | 0.30% | +167+2.8% | Added |
| Davidson Trust Co | 6,053 | $556.9K | 0.43% | +736+13.8% | Added |
| BDO Wealth Advisors, LLC | 6,060 | $557.6K | 0.07% | −453−7.0% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 6,079 | $559.0K | 0.02% | +66+1.1% | Added |
| Fulton Bank, N.A. | 6,111 | $562.2K | 0.03% | −876−12.5% | Reduced |
| Thomasville National Bank | 6,124 | $563.4K | 0.06% | −405−6.2% | Reduced |
| Quintet Private Bank (Europe) S.A. | 6,138 | $564.7K | 0.03% | +6,138 | New |
| St. Clair Advisors, LLC | 6,191 | $569.6K | 0.25% | +6,191 | New |
| Juncture Wealth Strategies, LLC | 6,200 | $570.4K | 0.28% | −300−4.6% | Reduced |
| Walter & Keenan Financial Consulting Co | 6,224 | $572.6K | 0.22% | 00.0% | Unchanged |
| Proequities, Inc. | 6,254 | $575.3K | 0.04% | −43−0.7% | Reduced |
| Gradient Investments LLC | 6,265 | $576.4K | 0.02% | +178+2.9% | Added |
| BancorpSouth Bank | 6,279 | $577.7K | 0.05% | +772+14.0% | Added |
| E&G Advisors, LP | 6,298 | $579.4K | 0.21% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 6,335 | $582.8K | 0.01% | +1,473+30.3% | Added |
| Regions Financial Corp | 6,363 | $585.0K | 0.01% | −93−1.4% | Reduced |
| Intellectus Partners, LLC | 6,391 | $588.0K | 0.19% | −157−2.4% | Reduced |
| Mraz, Amerine & Associates, Inc. | 6,391 | $588.0K | 0.14% | 00.0% | Unchanged |
| FourThought Financial Partners, LLC | 6,392 | $588.1K | 0.08% | −704−9.9% | Reduced |
| Patton Albertson Miller Group, LLC | 6,394 | $588.2K | 0.11% | −40−0.6% | Reduced |
| First City Capital Management, Inc. | 5,758 | $590.6K | 0.35% | +250+4.5% | Added |