Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Inlet Private Wealth, LLC | 3,309 | $304.4K | 0.08% | −267−7.5% | Reduced |
| West Coast Financial LLC | 3,326 | $306.0K | 0.05% | −400−10.7% | Reduced |
| Cape Cod Five Cents Savings Bank | 3,337 | $307.0K | 0.03% | −490−12.8% | Reduced |
| Eagle Global Advisors LLC | 3,340 | $307.3K | 0.02% | −24,413−88.0% | Reduced |
| Kanawha Capital Management LLC | 3,340 | $307.3K | 0.03% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 3,342 | $307.5K | 0.01% | 00.0% | Unchanged |
| Pacifica Partners Inc. | 3,211 | $307.8K | 0.19% | 00.0% | Unchanged |
| Toronto Dominion Bank | 3,360 | $309.0K | 0.00% | −240−6.7% | Reduced |
| Glenview Trust Co | 3,397 | $312.5K | 0.01% | 00.0% | Unchanged |
| Mitchell Sinkler & Starr | 3,398 | $312.6K | 0.09% | +818+31.7% | Added |
| Merrion Investment Management Co, LLC | 3,400 | $312.8K | 0.30% | 00.0% | Unchanged |
| Pinnacle West Asset Management, Inc. | 3,400 | $313.0K | 0.33% | +3,400 | New |
| Veracity Capital LLC | 3,404 | $313.2K | 0.14% | −18−0.5% | Reduced |
| Formidable Asset Management, LLC | 3,396 | $314.0K | 0.07% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 3,420 | $314.6K | 0.00% | 00.0% | Unchanged |
| Hyman Charles D | 3,424 | $315.0K | 0.02% | +43+1.3% | Added |
| Wimmer Associates 1, LLC | 3,064 | $316.0K | 0.20% | +844+38.0% | Added |
| Courier Capital LLC | 3,444 | $316.8K | 0.04% | −25−0.7% | Reduced |
| Arete Wealth Advisors, LLC | 3,503 | $322.0K | 0.03% | −73−2.0% | Reduced |
| Cravens & Co Advisors, LLC | 3,507 | $322.6K | 0.30% | 00.0% | Unchanged |
| Aaron Wealth Advisors | 3,513 | $323.2K | 0.04% | +257+7.9% | Added |
| Angeles Investment Advisors, LLC | 3,516 | $323.5K | 0.03% | +3,516 | New |
| Capital Investment Advisory Services, LLC | 3,526 | $324.4K | 0.04% | −714−16.8% | Reduced |
| Meridian Wealth Management, LLC | 3,530 | $324.8K | 0.03% | 00.0% | Unchanged |
| Savant Capital, LLC | 3,538 | $325.5K | 0.01% | −21−0.6% | Reduced |
| Round Hill Asset Management | 3,542 | $325.9K | 0.20% | 00.0% | Unchanged |
| Boston Financial Mangement LLC | 3,545 | $326.1K | 0.01% | +178+5.3% | Added |
| Summit Trail Advisors, LLC | 3,545 | $326.1K | 0.01% | +3,545 | New |
| Davis R M Inc | 3,559 | $327.0K | 0.01% | 00.0% | Unchanged |
| Benchmark Investment Advisors LLC | 3,570 | $328.4K | 0.34% | −62−1.7% | Reduced |
| Robertson Stephens Wealth Management, LLC | 3,579 | $329.3K | 0.03% | −130−3.5% | Reduced |
| Round Rock Advisors, LLC | 3,585 | $329.8K | 0.13% | +85+2.4% | Added |
| Strategic Investment Advisors | 3,586 | $329.9K | 0.06% | +1,302+57.0% | Added |
| Penserra Capital Management LLC | 3,597 | $330.0K | 0.01% | +2,616+266.7% | Added |
| Capital Wealth Planning, LLC | 3,597 | $330.9K | 0.00% | +3,597 | New |
| Foster & Motley Inc | 3,623 | $333.0K | 0.03% | −52−1.4% | Reduced |
| Heck Capital Advisors, LLC | 3,637 | $334.6K | 0.06% | +129+3.7% | Added |
| Summit Financial, LLC | 3,656 | $336.3K | 0.03% | −1,499−29.1% | Reduced |
| Sound View Wealth Advisors Group, LLC | 3,661 | $336.8K | 0.05% | 00.0% | Unchanged |
| Vicus Capital | 3,667 | $337.4K | 0.04% | +94+2.6% | Added |
| Pinnacle Bancorp, Inc. | 3,678 | $338.4K | 0.12% | +14+0.4% | Added |
| Perigon Wealth Management, LLC | 3,691 | $339.5K | 0.02% | −81−2.1% | Reduced |
| Hoylecohen, LLC | 3,693 | $339.8K | 0.03% | −1,000−21.3% | Reduced |
| Summit Financial Group Inc | 3,694 | $339.8K | 0.13% | 00.0% | Unchanged |
| Newman Dignan & Sheerar, Inc. | 3,699 | $340.3K | 0.11% | 00.0% | Unchanged |
| RNC Capital Management LLC | 3,707 | $341.0K | 0.02% | +128+3.6% | Added |
| First Personal Financial Services | 3,720 | $342.2K | 0.09% | 00.0% | Unchanged |
| Montecito Bank & Trust | 3,747 | $344.7K | 0.08% | −516−12.1% | Reduced |
| Caldwell Trust Co | 3,755 | $345.5K | 0.05% | −250−6.2% | Reduced |
| Pitcairn Co | 3,777 | $347.5K | 0.03% | +1,001+36.1% | Added |
| Hollow Brook Wealth Management LLC | 3,788 | $348.5K | 0.17% | 00.0% | Unchanged |
| DF Dent & Co Inc | 3,807 | $350.2K | 0.00% | +170+4.7% | Added |
| Moody National Bank Trust Division | 3,822 | $351.6K | 0.03% | −227−5.6% | Reduced |
| Riverview Trust Co | 3,880 | $357.0K | 0.33% | +117+3.1% | Added |
| Nwam LLC | 3,891 | $358.0K | 0.04% | −571−12.8% | Reduced |
| Twin Lakes Capital Management, LLC | 3,892 | $358.1K | 0.27% | +103+2.7% | Added |
| Stokes Family Office, LLC | 3,916 | $360.3K | 0.04% | −1,244−24.1% | Reduced |
| Gallacher Capital Management LLC | 3,927 | $361.2K | 0.22% | +448+12.9% | Added |
| Occidental Asset Management, LLC | 3,928 | $361.4K | 0.09% | −27−0.7% | Reduced |
| Oakworth Capital, Inc. | 3,934 | $361.9K | 0.03% | −227−5.5% | Reduced |
| Ropes Wealth Advisors LLC | 3,936 | $362.1K | 0.07% | −407−9.4% | Reduced |
| Norris Perne & French LLP | 3,944 | $362.8K | 0.03% | +9+0.2% | Added |
| Mattern Wealth Management LLC | 3,950 | $363.4K | 0.12% | −79−2.0% | Reduced |
| Apollon Wealth Management, LLC | 3,968 | $365.1K | 0.02% | −118−2.9% | Reduced |
| Ategra Capital Management, LLC | 3,991 | $367.2K | 0.21% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 4,000 | $368.0K | 0.03% | −40−1.0% | Reduced |
| Atlas Capital Advisors LLC | 4,020 | $369.8K | 0.06% | 00.0% | Unchanged |
| Essex Investment Management Co LLC | 4,023 | $370.1K | 0.05% | 00.0% | Unchanged |
| M&R Capital Management Inc | 4,050 | $372.6K | 0.10% | 00.0% | Unchanged |
| Park Place Capital Corp | 4,055 | $373.1K | 0.10% | +106+2.7% | Added |
| Spire Wealth Management | 4,069 | $374.4K | 0.01% | +926+29.5% | Added |
| Monticello Wealth Management, LLC | 4,111 | $374.7K | 0.04% | 00.0% | Unchanged |
| Pointe Capital Management LLC | 4,074 | $374.8K | 0.27% | −24−0.6% | Reduced |
| Penobscot Investment Management Company, Inc. | 4,075 | $374.9K | 0.07% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 4,092 | $376.5K | 0.06% | +83+2.1% | Added |
| Regatta Capital Group, LLC | 4,158 | $377.3K | 0.13% | 00.0% | Unchanged |
| Wealth Alliance | 4,101 | $377.3K | 0.06% | −17−0.4% | Reduced |
| Brighton Jones LLC | 4,103 | $377.5K | 0.02% | +46+1.1% | Added |
| Private Trust Co NA | 4,111 | $378.2K | 0.05% | +663+19.2% | Added |
| Paradigm Asset Management Co LLC | 4,113 | $378.4K | 0.10% | −100−2.4% | Reduced |
| Icon Wealth Partners, LLC | 4,119 | $378.9K | 0.04% | +4,119 | New |
| Penn Mutual Asset Management, LLC | 4,120 | $379.0K | 0.36% | 00.0% | Unchanged |
| First Light Asset Management, LLC | 4,123 | $379.3K | 0.03% | 00.0% | Unchanged |
| YHB Investment Advisors, Inc. | 4,153 | $382.1K | 0.04% | 00.0% | Unchanged |
| Curated Wealth Partners LLC | 4,168 | $383.5K | 0.09% | −286−6.4% | Reduced |
| Beck Mack & Oliver LLC | 4,200 | $386.4K | 0.01% | 00.0% | Unchanged |
| Kenfarb & Co. | 4,200 | $386.4K | 0.35% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 4,229 | $389.0K | 0.02% | +396+10.3% | Added |
| Farmers National Bank | 4,232 | $389.3K | 0.14% | −2,703−39.0% | Reduced |
| Beddow Capital Management Inc | 4,240 | $390.0K | 0.20% | −1,125−21.0% | Reduced |
| S.A. Mason LLC | 4,240 | $390.1K | 0.28% | +104+2.5% | Added |
| Paces Ferry Wealth Advisors, LLC | 4,248 | $390.8K | 0.32% | −1,755−29.2% | Reduced |
| Helen Stephens Group, LLC | 4,250 | $391.0K | 0.20% | 00.0% | Unchanged |
| Violich Capital Management, Inc. | 4,250 | $391.0K | 0.07% | 00.0% | Unchanged |
| Modera Wealth Management, LLC | 4,258 | $391.7K | 0.02% | −600−12.4% | Reduced |
| Capital Investment Advisors, LLC | 4,285 | $394.2K | 0.01% | −1,276−22.9% | Reduced |
| Bedel Financial Consulting, Inc. | 4,292 | $394.9K | 0.10% | +334+8.4% | Added |
| Capital Analysts, LLC | 4,303 | $396.0K | 0.02% | 00.0% | Unchanged |
| Cypress Capital Group | 4,358 | $400.9K | 0.06% | −10−0.2% | Reduced |
| Veritable, L.P. | 4,363 | $401.4K | 0.01% | −17−0.4% | Reduced |