Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tompkins Financial Corp | 2,644 | $243.2K | 0.04% | −50−1.9% | Reduced |
| Prime Capital Investment Advisors, LLC | 2,649 | $243.7K | 0.01% | −481−15.4% | Reduced |
| Twin Focus Capital Partners, LLC | 2,651 | $243.9K | 0.05% | −163−5.8% | Reduced |
| V Wealth Advisors LLC | 2,661 | $244.8K | 0.05% | −1,282−32.5% | Reduced |
| Texas Yale Capital Corp. | 2,665 | $245.2K | 0.01% | −1,180−30.7% | Reduced |
| Parsec Financial Management, Inc. | 2,673 | $245.9K | 0.01% | 00.0% | Unchanged |
| Community Bank & Trust, Waco, Texas | 2,671 | $246.0K | 0.08% | −27−1.0% | Reduced |
| Deroy & Devereaux Private Investment Counsel Inc | 2,675 | $246.0K | 0.02% | +400+17.6% | Added |
| Blue Fin Capital, Inc. | 2,364 | $247.3K | 0.08% | −101−4.1% | Reduced |
| Southland Equity Partners LLC | 2,694 | $247.8K | 0.10% | +56+2.1% | Added |
| SeaCrest Wealth Management, LLC | 2,713 | $249.6K | 0.03% | +334+14.0% | Added |
| Peoples Financial Services Corp. | 2,729 | $251.1K | 0.12% | −347−11.3% | Reduced |
| Marcum Wealth, LLC | 2,736 | $251.7K | 0.03% | −110−3.9% | Reduced |
| Aspiriant, LLC | 2,736 | $251.7K | 0.01% | +500+22.4% | Added |
| Retirement Planning Co of New England, Inc. | 2,741 | $252.1K | 0.15% | +19+0.7% | Added |
| GFS Advisors, LLC | 2,750 | $253.0K | 0.06% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 2,753 | $253.3K | 0.03% | −1,025−27.1% | Reduced |
| Redwood Wealth Management Group, LLC | 2,753 | $253.3K | 0.29% | −200−6.8% | Reduced |
| Bristlecone Advisors, LLC | 2,755 | $253.5K | 0.03% | −8−0.3% | Reduced |
| IHT Wealth Management, LLC | 2,759 | $253.8K | 0.01% | +138+5.3% | Added |
| BBR Partners, LLC | 2,769 | $254.7K | 0.03% | +204+8.0% | Added |
| Kendall Capital Management | 2,770 | $255.0K | 0.12% | −46−1.6% | Reduced |
| Annex Advisory Services, LLC | 2,787 | $256.4K | 0.01% | −298−9.7% | Reduced |
| Cornerstone Wealth Management, LLC | 2,795 | $257.2K | 0.03% | +2,795 | New |
| Opal Wealth Advisors, LLC | 2,798 | $257.4K | 0.15% | +18+0.6% | Added |
| Angeles Wealth Management, LLC | 2,799 | $257.5K | 0.04% | −310−10.0% | Reduced |
| D. E. Shaw & Co., Inc. | 2,800 | $257.6K | 0.00% | −20,643−88.1% | Reduced |
| RiverGlades Family Offices LLC | 2,800 | $257.6K | 0.24% | −2,075−42.6% | Reduced |
| Lyell Wealth Management, LP | 2,800 | $257.6K | 0.04% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 2,836 | $258.0K | 0.00% | −338−10.6% | Reduced |
| Argonautica Private Wealth Management, Inc | 2,809 | $258.5K | 0.13% | −405−12.6% | Reduced |
| Wealth Alliance Advisory Group, LLC | 2,810 | $258.5K | 0.10% | 00.0% | Unchanged |
| Wealthspire Advisors, LLC | 2,811 | $258.6K | 0.00% | −2,382−45.9% | Reduced |
| Jacobs & Co | 2,825 | $259.0K | 0.03% | 00.0% | Unchanged |
| Applied Finance Capital Management, LLC | 2,816 | $259.1K | 0.03% | +312+12.5% | Added |
| Northstar Group, Inc. | 2,829 | $260.3K | 0.07% | −4−0.1% | Reduced |
| Lion Street Advisors, LLC | 2,829 | $260.3K | 0.08% | +2,829 | New |
| NEIRG Wealth Management, LLC | 2,829 | $260.3K | 0.05% | +2,829 | New |
| Koshinski Asset Management, Inc. | 2,835 | $260.8K | 0.03% | −169−5.6% | Reduced |
| Almanack Investment Partners, LLC. | 2,838 | $261.1K | 0.05% | 00.0% | Unchanged |
| StrongBox Wealth, LLC | 2,841 | $261.4K | 0.18% | +350+14.1% | Added |
| Intrua Financial, LLC | 2,541 | $262.1K | 0.05% | +84+3.4% | Added |
| Shelton Capital Management | 2,850 | $262.2K | 0.01% | +50+1.8% | Added |
| Key Financial Inc | 2,859 | $263.0K | 0.10% | +1,000+53.8% | Added |
| First Citizens Bank & Trust Co | 2,862 | $263.3K | 0.01% | −255−8.2% | Reduced |
| Allred Capital Management, LLC | 2,870 | $264.0K | 0.14% | +26+0.9% | Added |
| Flagship Harbor Advisors, LLC | 2,886 | $265.5K | 0.03% | +12+0.4% | Added |
| LCM Capital Management Inc | 2,886 | $265.5K | 0.23% | +173+6.4% | Added |
| D'Orazio & Associates, Inc. | 2,910 | $267.7K | 0.07% | −264−8.3% | Reduced |
| Smith, Salley & Associates | 2,911 | $267.8K | 0.02% | −36−1.2% | Reduced |
| Global Trust Asset Management, LLC | 2,914 | $268.1K | 0.13% | −204−6.5% | Reduced |
| High Net Worth Advisory Group LLC | 2,928 | $269.4K | 0.11% | 00.0% | Unchanged |
| Hartford Funds Management Co LLC | 2,930 | $269.6K | 0.03% | +568+24.0% | Added |
| Platform Technology Partners | 2,943 | $270.8K | 0.13% | 00.0% | Unchanged |
| Grey Fox Wealth Advisors, LLC | 2,944 | $270.8K | 0.16% | −20−0.7% | Reduced |
| Wulff, Hansen & Co. | 2,945 | $270.9K | 0.31% | −480−14.0% | Reduced |
| Dorchester Wealth Management Co | 2,945 | $270.9K | 0.06% | 00.0% | Unchanged |
| Latitude Advisors, LLC | 2,952 | $271.5K | 0.20% | +3+0.1% | Added |
| Investors Research Corp | 2,953 | $271.7K | 0.07% | −200−6.3% | Reduced |
| Roundview Capital LLC | 2,959 | $272.2K | 0.03% | −5,827−66.3% | Reduced |
| Stiles Financial Services Inc | 2,961 | $272.4K | 0.15% | +50+1.7% | Added |
| UMA Financial Services, Inc. | 2,786 | $273.1K | 0.07% | −64−2.2% | Reduced |
| Hurlow Wealth Management Group, Inc. | 2,969 | $273.1K | 0.13% | 00.0% | Unchanged |
| Clearbridge Investments, LLC | 2,977 | $273.8K | 0.00% | −11−0.4% | Reduced |
| Appleton Partners Inc | 2,983 | $274.0K | 0.02% | +2,983 | New |
| Patriot Financial Group Insurance Agency, LLC | 2,986 | $274.7K | 0.06% | +2,986 | New |
| Ieq Capital, LLC | 2,990 | $275.0K | 0.01% | +2,990 | New |
| Equitable Holdings, Inc. | 3,003 | $276.3K | 0.00% | +3,003 | New |
| Rehmann Capital Advisory Group | 3,003 | $276.4K | 0.03% | −299−9.1% | Reduced |
| Philadelphia Trust Co | 3,012 | $277.0K | 0.03% | 00.0% | Unchanged |
| Viawealth, LLC | 3,018 | $277.7K | 0.22% | 00.0% | Unchanged |
| Concord Wealth Partners | 3,023 | $278.1K | 0.08% | −430−12.5% | Reduced |
| Carmichael Hill & Associates, Inc. | 3,028 | $278.6K | 0.14% | 00.0% | Unchanged |
| Sentry LLC | 3,045 | $280.1K | 0.07% | +3,045 | New |
| Weatherly Asset Management L. P. | 3,050 | $280.6K | 0.04% | 00.0% | Unchanged |
| Icapital Wealth LLC | 3,052 | $280.8K | 0.19% | 00.0% | Unchanged |
| Edge Capital Group, LLC | 3,057 | $281.2K | 0.02% | −84−2.7% | Reduced |
| Value Partners Investments Inc. | 3,086 | $283.5K | 0.02% | +61+2.0% | Added |
| Thoroughbred Financial Services, LLC | 3,100 | $285.0K | 0.04% | +17+0.6% | Added |
| Peddock Capital Advisors, LLC | 3,124 | $287.4K | 0.10% | 00.0% | Unchanged |
| Blueprint Investment Partners LLC | 3,142 | $289.1K | 0.07% | +376+13.6% | Added |
| Quad-Cities Investment Group, LLC | 3,146 | $289.4K | 0.20% | +58+1.9% | Added |
| Norway Savings Bank | 3,148 | $289.6K | 0.15% | −450−12.5% | Reduced |
| Parkside Financial Bank & Trust | 3,150 | $289.8K | 0.08% | −39−1.2% | Reduced |
| Enterprise Financial Services Corp | 3,174 | $292.0K | 0.19% | +155+5.1% | Added |
| Mastrapasqua Asset Management Inc | 3,205 | $294.9K | 0.04% | +820+34.4% | Added |
| Hendershot Investments Inc. | 3,206 | $295.0K | 0.05% | −450−12.3% | Reduced |
| Colonial Trust Co | 3,207 | $295.0K | 0.08% | −256−7.4% | Reduced |
| Prudent Man Advisors, LLC | 3,241 | $298.0K | 0.12% | +7+0.2% | Added |
| Allworth Financial LP | 3,242 | $298.3K | 0.00% | +114+3.6% | Added |
| Great Diamond Partners, LLC | 3,249 | $298.9K | 0.09% | −1,995−38.0% | Reduced |
| Family Legacy, Inc. | 3,250 | $299.0K | 0.13% | 00.0% | Unchanged |
| InterOcean Capital Group, LLC | 3,257 | $299.6K | 0.01% | 00.0% | Unchanged |
| Brady Family Wealth, LLC | 3,260 | $299.9K | 0.12% | +550+20.3% | Added |
| Crew Capital Management, Ltd. | 3,270 | $300.8K | 0.43% | 00.0% | Unchanged |
| Financial & Tax Architects, LLC | 3,272 | $301.1K | 0.10% | +66+2.1% | Added |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3,276 | $301.4K | 0.05% | 00.0% | Unchanged |
| Keudell/Morrison Wealth Management | 3,279 | $301.7K | 0.09% | 00.0% | Unchanged |
| Argent Advisors, Inc. | 3,303 | $303.9K | 0.15% | +100+3.1% | Added |
| Charter Trust Co | 3,307 | $304.2K | 0.02% | 00.0% | Unchanged |