Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Crewe Advisors LLC | 1,278 | $117.6K | 0.02% | +446+53.6% | Added |
| HHM Wealth Advisors, LLC | 1,336 | $122.9K | 0.03% | +16+1.2% | Added |
| JFS Wealth Advisors, LLC | 1,347 | $123.9K | 0.01% | −67−4.7% | Reduced |
| First National Bank of South Miami | 1,366 | $125.7K | 0.10% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,381 | $127.1K | 0.01% | +1+0.1% | Added |
| Cubist Systematic Strategies, LLC | 1,400 | $128.8K | 0.00% | −6,212−81.6% | Reduced |
| Kelly Financial Services LLC | 1,408 | $129.6K | 0.07% | +37+2.7% | Added |
| Piscataqua Savings Bank | 1,429 | $131.5K | 0.11% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,445 | $132.9K | 0.00% | +698+93.4% | Added |
| Ridgewood Investments LLC | 1,478 | $136.0K | 0.08% | +1,478 | New |
| AllSquare Wealth Management LLC | 1,479 | $136.1K | 0.09% | 00.0% | Unchanged |
| Avalon Trust Co | 1,500 | $138.0K | 0.01% | +1,500 | New |
| GHP Investment Advisors, Inc. | 1,501 | $138.1K | 0.01% | 00.0% | Unchanged |
| Hills Bank & Trust Co | 1,649 | $151.7K | 0.02% | −80−4.6% | Reduced |
| Addison Advisors LLC | 1,657 | $152.4K | 0.09% | −63−3.7% | Reduced |
| Heritage Wealth Advisors | 1,685 | $155.0K | 0.01% | −180−9.7% | Reduced |
| Investment Research & Advisory Group, Inc. | 1,825 | $167.9K | 0.11% | 00.0% | Unchanged |
| First PREMIER Bank | 1,840 | $169.0K | 0.05% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 1,895 | $174.3K | 0.03% | 00.0% | Unchanged |
| Alan B. Lancz & Associates, Inc. | 1,918 | $176.5K | 0.18% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,961 | $180.4K | 0.02% | −89−4.3% | Reduced |
| Hazlett, Burt & Watson, Inc. | 2,000 | $184.0K | 0.15% | +350+21.2% | Added |
| IFP Advisors, Inc | 3,106 | $189.0K | 0.01% | −3,686−54.3% | Reduced |
| Atlantic Trust, LLC | 2,060 | $189.5K | 0.06% | −15−0.7% | Reduced |
| Hexagon Capital Partners LLC | 2,130 | $196.0K | 0.05% | +160+8.1% | Added |
| Coulter & Justus Financial Services, LLC | 2,183 | $200.8K | 0.13% | −627−22.3% | Reduced |
| Venturi Wealth Management, LLC | 2,191 | $201.6K | 0.02% | −1,129−34.0% | Reduced |
| Houlihan Financial Resource Group, Ltd. | 2,200 | $202.0K | 0.11% | +2,200 | New |
| Horizon Wealth Management, LLC | 2,202 | $202.6K | 0.15% | +2,202 | New |
| Vigilant Capital Management, LLC | 2,219 | $204.0K | 0.02% | −137−5.8% | Reduced |
| Dakota Community Bank & Trust NA | 2,225 | $204.7K | 1.27% | −105−4.5% | Reduced |
| DRW Securities, LLC | 2,227 | $205.0K | 0.03% | +2,227 | New |
| Gitterman Wealth Management, LLC | 2,229 | $205.0K | 0.10% | +11+0.5% | Added |
| Founders Financial Securities LLC | 2,229 | $205.1K | 0.03% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 2,235 | $205.6K | 0.03% | +2,235 | New |
| Brandywine Oak Private Wealth LLC | 2,238 | $205.9K | 0.02% | −319−12.5% | Reduced |
| Crawford Investment Counsel Inc | 2,241 | $206.2K | 0.00% | −102−4.4% | Reduced |
| Verity Asset Management, Inc. | 2,257 | $207.6K | 0.12% | −135−5.6% | Reduced |
| Summit X, LLC | 2,258 | $207.8K | 0.05% | −137−5.7% | Reduced |
| Eagle Harbor Asset Management Inc | 2,262 | $208.1K | 0.28% | 00.0% | Unchanged |
| Interchange Capital Partners, LLC | 2,268 | $208.7K | 0.11% | +2,268 | New |
| Prio Wealth Limited Partnership | 2,271 | $208.9K | 0.01% | −121−5.1% | Reduced |
| Hutner Capital Management Inc | 2,280 | $209.7K | 0.13% | −118−4.9% | Reduced |
| Mairs & Power Inc | 2,280 | $209.8K | 0.00% | 00.0% | Unchanged |
| Wealth Dimensions Group, Ltd. | 2,281 | $209.9K | 0.08% | 00.0% | Unchanged |
| Ledyard National Bank | 2,298 | $211.4K | 0.02% | −105−4.4% | Reduced |
| Thrivent Financial for Lutherans | 2,301 | $212.0K | 0.00% | −74−3.1% | Reduced |
| Laidlaw Wealth Management LLC | 2,305 | $212.1K | 0.04% | 00.0% | Unchanged |
| Essex LLC | 2,350 | $213.2K | 0.06% | 00.0% | Unchanged |
| Key Client Fiduciary Advisors, LLC | 2,329 | $214.3K | 0.13% | +2,329 | New |
| CoreFirst Bank & Trust | 2,330 | $214.4K | 0.16% | 00.0% | Unchanged |
| HBK Sorce Advisory LLC | 2,334 | $214.7K | 0.01% | −2,454−51.3% | Reduced |
| 9258 Wealth Management, LLC | 2,337 | $215.0K | 0.04% | +39+1.7% | Added |
| Good Life Advisors, LLC | 2,341 | $215.4K | 0.03% | +41+1.8% | Added |
| Buckingham Strategic Partners | 2,346 | $215.9K | 0.01% | −1,031−30.5% | Reduced |
| Vanguard Capital Wealth Advisors | 2,357 | $216.8K | 0.22% | 00.0% | Unchanged |
| StoneX Group Inc. | 2,364 | $217.4K | 0.02% | +2,364 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 2,365 | $217.6K | 0.00% | +185+8.5% | Added |
| Guardian Wealth Advisors, LLC | 2,370 | $218.0K | 0.04% | +34+1.5% | Added |
| Proficio Capital Partners LLC | 2,374 | $218.4K | 0.03% | −221−8.5% | Reduced |
| Whalerock Point Partners, LLC | 2,390 | $219.9K | 0.08% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 2,392 | $220.1K | 0.02% | +2,392 | New |
| Lawson Kroeker Investment Management Inc | 2,400 | $220.8K | 0.05% | +2,400 | New |
| Peak Asset Management, LLC | 2,400 | $220.8K | 0.05% | +2,400 | New |
| HM Payson & Co | 2,405 | $221.3K | 0.01% | −731−23.3% | Reduced |
| Shoker Investment Counsel, Inc. | 2,405 | $221.3K | 0.10% | 00.0% | Unchanged |
| Goldstone Financial Group, LLC | 2,413 | $222.0K | 0.07% | +2,413 | New |
| Main Street Financial Solutions, LLC | 2,417 | $222.4K | 0.03% | −86−3.4% | Reduced |
| Optas, LLC | 2,429 | $223.5K | 0.08% | −65−2.6% | Reduced |
| Leonard Rickey Investment Advisors P.L.L.C. | 2,430 | $223.6K | 0.09% | +2,430 | New |
| Sheets Smith Wealth Management | 2,450 | $225.4K | 0.03% | 00.0% | Unchanged |
| Pallas Capital Advisors LLC | 2,249 | $226.2K | 0.02% | −992−30.6% | Reduced |
| Stonegate Investment Group, LLC | 2,472 | $227.5K | 0.01% | −229−8.5% | Reduced |
| Aspen Grove Capital, LLC | 2,488 | $228.9K | 0.10% | +2,488 | New |
| Analyst IMS Investment Management Services Ltd. | 2,500 | $229.0K | 0.02% | 00.0% | Unchanged |
| Cornell Pochily Investment Advisors, Inc. | 2,501 | $230.1K | 0.10% | +50+2.0% | Added |
| Straight Path Wealth Management | 2,507 | $230.6K | 0.18% | −7−0.3% | Reduced |
| Palladiem, LLC | 2,523 | $232.1K | 0.25% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 2,532 | $232.9K | 0.00% | +2,532 | New |
| Aptus Capital Advisors, LLC | 2,532 | $233.0K | 0.01% | −537−17.5% | Reduced |
| Private Wealth Partners, LLC | 2,534 | $233.1K | 0.02% | +2,534 | New |
| Eagle Strategies LLC | 2,534 | $233.1K | 0.06% | +29+1.2% | Added |
| Northside Capital Management, LLC | 2,546 | $234.2K | 0.06% | 00.0% | Unchanged |
| Moody Lynn & Lieberson, LLC | 2,566 | $236.1K | 0.02% | −2,000−43.8% | Reduced |
| Schmidt P J Investment Management Inc | 2,300 | $236.1K | 0.05% | 00.0% | Unchanged |
| TCG Advisory Services, LLC | 2,567 | $236.2K | 0.05% | +2,567 | New |
| Meridian Wealth Advisors, LLC | 2,601 | $239.3K | 0.06% | 00.0% | Unchanged |
| Beutel, Goodman & Co Ltd. | 2,610 | $240.0K | 0.00% | +120+4.8% | Added |
| Sowell Financial Services LLC | 2,606 | $240.0K | 0.02% | +2,606 | New |
| SageView Advisory Group, LLC | 2,615 | $240.6K | 0.02% | −476−15.4% | Reduced |
| Laraway Financial Inc | 2,617 | $240.8K | 0.24% | −150−5.4% | Reduced |
| Essex Savings Bank | 2,619 | $240.9K | 0.08% | +14+0.5% | Added |
| Magnus Financial Group LLC | 2,620 | $241.0K | 0.04% | +136+5.5% | Added |
| Patriot Investment Management Inc. | 2,622 | $241.2K | 0.02% | −340−11.5% | Reduced |
| Professional Advisory Services Inc | 2,630 | $242.0K | 0.04% | −150−5.4% | Reduced |
| FSB Premier Wealth Management, Inc. | 2,636 | $242.5K | 0.13% | +148+5.9% | Added |
| Great Lakes Advisors, LLC | 2,639 | $242.8K | 0.00% | 00.0% | Unchanged |
| Keel Point, LLC | 2,639 | $242.8K | 0.04% | −357−11.9% | Reduced |
| Chicago Capital, LLC | 2,640 | $242.9K | 0.01% | 00.0% | Unchanged |
| Knightsbridge Asset Management, LLC | 2,636 | $243.0K | 0.04% | −64−2.4% | Reduced |