Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ritholtz Wealth Management | 60,816 | $5.60M | 0.28% | −6,629−9.8% | Reduced |
| Gluskin Sheff & Assoc Inc | 61,628 | $5.67M | 0.31% | +20,500+49.8% | Added |
| Rathbone Brothers plc | 61,742 | $5.68M | 0.06% | −4,643−7.0% | Reduced |
| Trust Co of Vermont | 61,785 | $5.68M | 0.40% | −608−1.0% | Reduced |
| Cetera Advisor Networks LLC | 62,354 | $5.74M | 0.04% | +365+0.6% | Added |
| Osterweis Capital Management Inc | – | $5.75M | 0.39% | – | – |
| Northwestern Mutual Wealth Management Co | 62,490 | $5.75M | 0.01% | −83−0.1% | Reduced |
| Dearborn Partners LLC | 63,083 | $5.80M | 0.23% | −100.0% | Reduced |
| Brown Brothers Harriman & Co | 63,738 | $5.86M | 0.05% | −7,277−10.2% | Reduced |
| Pinnacle Associates Ltd | 63,771 | $5.87M | 0.12% | −829−1.3% | Reduced |
| Trustmark National Bank Trust Department | 64,259 | $5.91M | 0.54% | +64,259 | New |
| Timber Creek Capital Management LLC | 65,533 | $6.03M | 2.15% | −2,631−3.9% | Reduced |
| Fifth Third Bancorp | 66,336 | $6.10M | 0.03% | −1,058−1.6% | Reduced |
| Camden National Bank | 68,701 | $6.32M | 1.28% | +519+0.8% | Added |
| Country Club Bank | 69,502 | $6.36M | 0.52% | +33,585+93.5% | Added |
| Altrius Capital Management Inc | 71,262 | $6.56M | 2.00% | +3,978+5.9% | Added |
| Baird Financial Group, Inc. | 71,639 | $6.59M | 0.02% | −1,301−1.8% | Reduced |
| MML Investors Services, LLC | 72,568 | $6.68M | 0.05% | −5,807−7.4% | Reduced |
| Welch & Forbes LLC | 75,020 | $6.90M | 0.12% | −4,771−6.0% | Reduced |
| New York State Common Retirement Fund | 75,211 | $6.92M | 0.01% | −5,005−6.2% | Reduced |
| Moreno Evelyn V | 75,601 | $6.96M | 1.58% | +4,004+5.6% | Added |
| TCW Group Inc | 76,260 | $7.02M | 0.09% | +4,079+5.7% | Added |
| Puzo Michael J | 79,761 | $7.34M | 2.45% | +1,962+2.5% | Added |
| Cohen Capital Management, Inc. | 80,148 | $7.37M | 1.49% | −368−0.5% | Reduced |
| Franklin, Parlapiano, Turner & Welch, LLC | 80,413 | $7.40M | 2.35% | +172+0.2% | Added |
| Jarislowsky, Fraser Ltd | 80,829 | $7.44M | 0.05% | −4,505−5.3% | Reduced |
| Live Oak Private Wealth LLC | 81,486 | $7.50M | 1.55% | +6,006+8.0% | Added |
| Mengis Capital Management, Inc. | 81,868 | $7.53M | 1.59% | −390−0.5% | Reduced |
| Matthew Goff Investment Advisor, LLC | 82,165 | $7.56M | 1.88% | −339−0.4% | Reduced |
| Zevin Asset Management LLC | 82,538 | $7.59M | 1.55% | −7,350−8.2% | Reduced |
| Banco Santander, S.A. | 84,209 | $7.75M | 0.11% | −55,970−39.9% | Reduced |
| Investment House LLC | 84,235 | $7.75M | 0.64% | −522−0.6% | Reduced |
| Blair William & Co | 88,764 | $8.17M | 0.03% | −1,956−2.2% | Reduced |
| Gabelli Funds LLC | 89,500 | $8.23M | 0.06% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 92,018 | $8.47M | 0.04% | −4,258−4.4% | Reduced |
| Optiver Holding B.V. | 92,697 | $8.53M | 0.39% | −298,790−76.3% | Reduced |
| American Assets Investment Management, LLC | 93,610 | $8.61M | 0.99% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 94,843 | $8.73M | 0.00% | +376+0.4% | Added |
| CWM, LLC | 95,308 | $8.77M | 0.06% | −2,177−2.2% | Reduced |
| Price T Rowe Associates Inc | 97,502 | $8.97M | 0.00% | +3,673+3.9% | Added |
| Fort Washington Investment Advisors Inc | 97,578 | $8.98M | 0.07% | 00.0% | Unchanged |
| Tweedy, Browne Co LLC | 97,828 | $9.00M | 0.49% | −1,078−1.1% | Reduced |
| Clifford Swan Investment Counsel LLC | 98,092 | $9.02M | 0.38% | −3,779−3.7% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 99,790 | $9.18M | 0.42% | +5,156+5.4% | Added |
| Ethic Inc. | 101,103 | $9.30M | 0.38% | −2,691−2.6% | Reduced |
| Tower Bridge Advisors | 105,649 | $9.72M | 0.80% | −2,471−2.3% | Reduced |
| Ingalls & Snyder LLC | 106,026 | $9.75M | 0.50% | +420+0.4% | Added |
| Schonfeld Strategic Advisors LLC | 106,277 | $9.78M | 0.09% | +106,277 | New |
| Bahl & Gaynor Inc | 106,305 | $9.78M | 0.05% | −1,196−1.1% | Reduced |
| ProVise Management Group, LLC | 113,609 | $10.5M | 1.00% | +567+0.5% | Added |
| Captrust Financial Advisors | 114,347 | $10.5M | 0.05% | +4,285+3.9% | Added |
| Nichols & Pratt Advisers LLP | 118,181 | $10.9M | 0.84% | −39,587−25.1% | Reduced |
| Foster Victor Wealth Advisors, LLC | 118,903 | $11.1M | 1.35% | +5,704+5.0% | Added |
| O'Shaughnessy Asset Management, LLC | 123,232 | $11.3M | 0.18% | −6,696−5.2% | Reduced |
| United Capital Financial Advisers, LLC | 123,861 | $11.4M | 0.06% | −3,521−2.8% | Reduced |
| Euro Pacific Asset Management, LLC | 124,140 | $11.4M | 2.45% | +269+0.2% | Added |
| NewEdge Wealth, LLC | 126,529 | $11.6M | 0.44% | +13,847+12.3% | Added |
| CIBC World Markets Inc. | 129,936 | $12.0M | 0.04% | −1,642−1.2% | Reduced |
| Adage Capital Partners GP, L.L.C. | 131,984 | $12.1M | 0.03% | +131,984 | New |
| National Bank of Canada | 133,445 | $12.2M | 0.03% | −11,776−8.1% | Reduced |
| Reynders McVeigh Capital Management, LLC | 133,051 | $12.2M | 0.84% | −7,704−5.5% | Reduced |
| Wilkins Investment Counsel Inc | 134,710 | $12.4M | 3.26% | −250−0.2% | Reduced |
| Tekla Capital Management LLC | 136,225 | $12.5M | 0.48% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 137,347 | $12.6M | 0.04% | −514,595−78.9% | Reduced |
| Guyasuta Investment Advisors Inc | 137,579 | $12.7M | 0.98% | +385+0.3% | Added |
| Grimes & Company, Inc. | 139,088 | $12.8M | 0.52% | −3,603−2.5% | Reduced |
| Advisor Group Holdings, Inc. | 138,956 | $12.8M | 0.02% | +3,167+2.3% | Added |
| Edgemoor Investment Advisors, Inc. | 140,685 | $12.9M | 1.57% | −461−0.3% | Reduced |
| Richard C. Young & CO., LTD. | 142,437 | $13.1M | 1.80% | +1,671+1.2% | Added |
| Federated Hermes, Inc. | 142,906 | $13.1M | 0.03% | +6,387+4.7% | Added |
| Somerville Kurt F | 144,390 | $13.3M | 2.42% | +785+0.5% | Added |
| CORDA Investment Management, LLC. | 144,723 | $13.3M | 1.06% | −22,246−13.3% | Reduced |
| Segall Bryant & Hamill, LLC | 153,138 | $14.1M | 0.15% | −4,981−3.2% | Reduced |
| Grandfield & Dodd, LLC | 153,601 | $14.1M | 0.99% | +1,538+1.0% | Added |
| First Fiduciary Investment Counsel, Inc. | 154,293 | $14.2M | 3.14% | −4,104−2.6% | Reduced |
| Bank of Montreal | 156,143 | $14.4M | 0.01% | −3,297−2.1% | Reduced |
| First Republic Investment Management, Inc. | 159,717 | $14.7M | 0.03% | −6,724−4.0% | Reduced |
| Bartlett & Co. LLC | 167,593 | $15.4M | 0.30% | −10,278−5.8% | Reduced |
| Bartlett & Co. Wealth Management LLC | 167,593 | $15.4M | 0.30% | −10,278−5.8% | Reduced |
| Exencial Wealth Advisors, LLC | 168,535 | $15.5M | 0.80% | −7,016−4.0% | Reduced |
| ExodusPoint Capital Management, LP | 170,694 | $15.7M | 0.18% | +170,694 | New |
| Arrowstreet Capital, Limited Partnership | 176,652 | $16.3M | 0.02% | −3,950,430−95.7% | Reduced |
| Oak Associates, Ltd | 176,759 | $16.3M | 1.34% | +1,017+0.6% | Added |
| Tocqueville Asset Management L.P. | 178,224 | $16.4M | 0.31% | −3,097−1.7% | Reduced |
| Hemenway Trust Co LLC | 186,997 | $17.2M | 1.82% | +2,080+1.1% | Added |
| Assetmark, Inc | 187,794 | $17.3M | 0.07% | +403+0.2% | Added |
| John G Ullman & Associates Inc | 188,045 | $17.3M | 2.69% | −6,166−3.2% | Reduced |
| Brandes Investment Partners, LP | 189,651 | $17.4M | 0.37% | +171,040+919.0% | Added |
| Mariner, LLC | 191,105 | $17.6M | 0.05% | −2,819−1.5% | Reduced |
| Rockefeller Capital Management L.P. | 192,909 | $17.7M | 0.08% | −20,676−9.7% | Reduced |
| Boston Common Asset Management, LLC | 194,188 | $17.9M | 0.37% | −60,851−23.9% | Reduced |
| First Manhattan Co | 198,882 | $18.3M | 0.07% | −3,140−1.6% | Reduced |
| DDD Partners, LLC | 199,946 | $18.4M | 2.87% | +1,965+1.0% | Added |
| M&T Bank Corp | 202,422 | $18.6M | 0.07% | −4,611−2.2% | Reduced |
| Godsey & Gibb Associates | 203,658 | $18.7M | 2.20% | +203,658 | New |
| US Bancorp | 204,618 | $18.8M | 0.03% | −27,261−11.8% | Reduced |
| Douglas Lane & Associates, LLC | 208,004 | $19.1M | 0.32% | −12,352−5.6% | Reduced |
| Van Eck Associates Corp | 214,777 | $19.8M | 0.04% | −102,878−32.4% | Reduced |
| Liontrust Investment Partners LLP | 217,964 | $20.1M | 0.30% | +217,964 | New |
| Fayez Sarofim & Co | 236,245 | $21.7M | 0.08% | −110,285−31.8% | Reduced |