Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Page Arthur B | 26,566 | $2.44M | 2.29% | +170+0.6% | Added |
| Naviter Wealth, LLC | 26,633 | $2.45M | 0.86% | +391+1.5% | Added |
| Bokf, NA | 27,297 | $2.51M | 0.05% | −4,969−15.4% | Reduced |
| Telos Capital Management, Inc. | 27,336 | $2.51M | 0.35% | +187+0.7% | Added |
| Steward Partners Investment Advisory, LLC | 27,344 | $2.52M | 0.04% | +1,438+5.6% | Added |
| Boston Partners | 27,690 | $2.55M | 0.00% | −2,410−8.0% | Reduced |
| Hall Laurie J Trustee | 27,702 | $2.55M | 1.09% | +1,775+6.8% | Added |
| Broderick Brian C | 27,950 | $2.57M | 0.72% | −525−1.8% | Reduced |
| Kidder Stephen W | 27,995 | $2.58M | 0.90% | −1,100−3.8% | Reduced |
| AE Wealth Management LLC | 28,046 | $2.58M | 0.02% | −9,013−24.3% | Reduced |
| Peapack Gladstone Financial Corp | 28,213 | $2.59M | 0.05% | −35,291−55.6% | Reduced |
| McIntyre Freedman & Flynn Investment Advisers Inc | 28,140 | $2.59M | 2.20% | −2,010−6.7% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 28,204 | $2.59M | 0.01% | −23,097−45.0% | Reduced |
| Northeast Investment Management | 28,520 | $2.62M | 0.16% | −64−0.2% | Reduced |
| Signaturefd, LLC | 28,683 | $2.64M | 0.07% | +1,979+7.4% | Added |
| Brinker Capital Investments, LLC | 28,840 | $2.65M | 0.03% | −501−1.7% | Reduced |
| Orion Portfolio Solutions, LLC | 28,840 | $2.65M | 0.03% | +28,840 | New |
| Employees Retirement System of Texas | 28,874 | $2.66M | 0.04% | −21,083−42.2% | Reduced |
| Arvest Trust Co N A | 29,239 | $2.69M | 0.17% | +6,234+27.1% | Added |
| Foyston, Gordon, & Payne Inc | 29,330 | $2.70M | 0.73% | −673−2.2% | Reduced |
| Hantz Financial Services, Inc. | 29,346 | $2.70M | 0.07% | +112+0.4% | Added |
| Naples Global Advisors, LLC | 29,399 | $2.70M | 0.34% | +55+0.2% | Added |
| apricus wealth, LLC | 29,541 | $2.72M | 2.48% | +560+1.9% | Added |
| Capital World Investors | 29,754 | $2.72M | 0.00% | +491+1.7% | Added |
| FORA Capital, LLC | 30,040 | $2.76M | 0.28% | +13,564+82.3% | Added |
| Moors & Cabot, Inc. | 30,047 | $2.76M | 0.19% | +265+0.9% | Added |
| Crossmark Global Holdings, Inc. | 30,078 | $2.77M | 0.07% | +466+1.6% | Added |
| Summit Global Investments | 30,453 | $2.80M | 0.22% | +183+0.6% | Added |
| Beacon Financial Group | 29,334 | $2.81M | 0.39% | −3,942−11.8% | Reduced |
| Cubic Asset Management, LLC | 30,758 | $2.83M | 0.79% | −850−2.7% | Reduced |
| Private Asset Management Inc | 30,949 | $2.85M | 0.47% | +865+2.9% | Added |
| Oppenheimer & Co Inc | 31,060 | $2.86M | 0.06% | −493−1.6% | Reduced |
| Everett Harris & Co | 31,319 | $2.88M | 0.05% | −950−2.9% | Reduced |
| AMG National Trust Bank | 31,799 | $2.93M | 0.10% | −216−0.7% | Reduced |
| Kestra Advisory Services, LLC | 32,352 | $2.98M | 0.03% | −15,609−32.5% | Reduced |
| Delaney Dennis R | 32,671 | $3.01M | 2.56% | +220+0.7% | Added |
| WealthTrust Axiom LLC | 33,200 | $3.05M | 1.04% | −150.0% | Reduced |
| EP Wealth Advisors, LLC | 19,260 | $3.07M | 0.06% | +14,185+279.5% | Added |
| Chesley Taft & Associates LLC | 33,337 | $3.07M | 0.20% | +150+0.5% | Added |
| Haverford Trust Co | 33,716 | $3.10M | 0.04% | +1,631+5.1% | Added |
| First Hawaiian Bank | 33,843 | $3.11M | 0.11% | −1,254−3.6% | Reduced |
| Azzad Asset Management Inc | 34,160 | $3.14M | 0.45% | −2,284−6.3% | Reduced |
| We Are One Seven, LLC | 34,218 | $3.15M | 0.20% | +1,263+3.8% | Added |
| Advisors Capital Management, LLC | 34,415 | $3.17M | 0.08% | +4,051+13.3% | Added |
| Providence Capital Advisors, LLC | 34,696 | $3.19M | 0.84% | +588+1.7% | Added |
| Perennial Advisors, LLC | 35,348 | $3.25M | 0.93% | +310+0.9% | Added |
| Argent Trust Co | 35,761 | $3.29M | 0.21% | +1,323+3.8% | Added |
| Advisory Services Network, LLC | 36,034 | $3.32M | 0.09% | +1,936+5.7% | Added |
| Patten & Patten Inc | 36,443 | $3.35M | 0.29% | −10,139−21.8% | Reduced |
| Bradley Foster & Sargent Inc | 37,679 | $3.47M | 0.08% | −432−1.1% | Reduced |
| Glenmede Trust Co NA | 38,173 | $3.51M | 0.02% | +2,450+6.9% | Added |
| Private Advisor Group, LLC | 38,722 | $3.56M | 0.03% | −5,459−12.4% | Reduced |
| Hayek Kallen Investment Management | 39,188 | $3.60M | 1.63% | −1,157−2.9% | Reduced |
| Logan Capital Management Inc | 39,358 | $3.62M | 0.18% | +117+0.3% | Added |
| Catalyst Capital Advisors LLC | 39,589 | $3.64M | 0.11% | −991−2.4% | Reduced |
| Beach Investment Counsel Inc | 39,695 | $3.65M | 0.49% | −3,300−7.7% | Reduced |
| Yousif Capital Management, LLC | 40,484 | $3.72M | 0.05% | +159+0.4% | Added |
| Davenport & Co LLC | 40,615 | $3.74M | 0.03% | +3,504+9.4% | Added |
| Fairfield, Bush & Co. | 41,211 | $3.79M | 1.34% | +7,461+22.1% | Added |
| Keybank National Association | 41,428 | $3.81M | 0.02% | −1,024−2.4% | Reduced |
| Cardinal Capital Management | 41,443 | $3.81M | 0.79% | −100−0.2% | Reduced |
| Smithbridge Asset Management Inc | 41,997 | $3.86M | 0.97% | +1,370+3.4% | Added |
| Avalon Investment & Advisory | 42,250 | $3.89M | 0.11% | −1,294−3.0% | Reduced |
| JustInvest LLC | 42,398 | $3.90M | 0.14% | +6,519+18.2% | Added |
| Scotia Capital Inc. | 42,513 | $3.91M | 0.03% | +266+0.6% | Added |
| Woodmont Investment Counsel LLC | 42,968 | $3.95M | 0.43% | −364−0.8% | Reduced |
| Carret Asset Management, LLC | 43,053 | $3.96M | 0.55% | −3,993−8.5% | Reduced |
| Notis-McConarty Edward | 43,241 | $3.98M | 1.58% | −440−1.0% | Reduced |
| Pekin Hardy Strauss, Inc. | 43,702 | $4.02M | 0.62% | −29−0.1% | Reduced |
| Y.D. More Investments Ltd | 43,806 | $4.03M | 0.98% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 44,908 | $4.13M | 0.24% | +50.0% | Added |
| Auto-Owners Insurance Co | 45,143 | $4.15M | 0.14% | 00.0% | Unchanged |
| Atria Investments LLC | 46,221 | $4.25M | 0.08% | −17,452−27.4% | Reduced |
| Mirabella Financial Services LLP | 60,958 | $4.28M | 0.92% | +60,958 | New |
| Aquatic Capital Management LLC | 46,800 | $4.31M | 0.27% | +46,800 | New |
| Farmers & Merchants Investments Inc | 47,282 | $4.35M | 0.17% | +2,120+4.7% | Added |
| Jones Financial Companies LLLP | 47,944 | $4.41M | 0.01% | −5,951−11.0% | Reduced |
| Guardian Capital Advisors LP | 45,853 | $4.42M | 0.51% | −55−0.1% | Reduced |
| Whittier Trust Co | 48,335 | $4.45M | 0.08% | −485−1.0% | Reduced |
| Russell Investments Group, Ltd. | 49,266 | $4.53M | 0.01% | −55,484−53.0% | Reduced |
| WS Portfolio Advisory, LLC | 49,475 | $4.55M | 1.16% | −38,525−43.8% | Reduced |
| Vestmark Advisory Solutions, Inc. | 49,781 | $4.58M | 0.20% | +96+0.2% | Added |
| Pittenger & Anderson Inc | 50,820 | $4.68M | 0.24% | −3,250−6.0% | Reduced |
| Cornerstone Wealth Group, LLC | 51,510 | $4.74M | 0.84% | +348+0.7% | Added |
| Mar Vista Investment Partners LLC | 51,661 | $4.75M | 0.21% | +1,582+3.2% | Added |
| Prentiss Smith & Co Inc | 52,649 | $4.84M | 3.59% | −629−1.2% | Reduced |
| Baldwin Brothers Inc | 52,735 | $4.85M | 0.42% | +227+0.4% | Added |
| Walled Lake Planning & Wealth Management, LLC | 53,081 | $4.88M | 2.56% | +3,845+7.8% | Added |
| Bleakley Financial Group, LLC | 53,096 | $4.88M | 0.16% | +5,249+11.0% | Added |
| Garland Capital Management Inc | 53,885 | $4.96M | 3.37% | −3,035−5.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 54,239 | $4.99M | 0.02% | −2,065−3.7% | Reduced |
| NorthCrest Asset Manangement, LLC | 54,333 | $5.00M | 0.21% | +49,721+1,078.1% | Added |
| Narwhal Capital Management | 55,173 | $5.08M | 0.64% | −106−0.2% | Reduced |
| Fiduciary Trust Co | 55,324 | $5.09M | 0.09% | −1,742−3.1% | Reduced |
| FDx Advisors, Inc. | 57,787 | $5.24M | 0.23% | 00.0% | Unchanged |
| Sawtooth Solutions, LLC | 56,984 | $5.24M | 0.14% | +8,509+17.6% | Added |
| Seven Eight Capital, LP | 57,388 | $5.28M | 1.10% | +57,388 | New |
| Old Mission Capital LLC | 57,892 | $5.33M | 0.16% | −29,626−33.9% | Reduced |
| Sphera Funds Management Ltd. | 60,000 | $5.52M | 1.20% | +60,000 | New |
| Greenwood Gearhart Inc | 60,763 | $5.59M | 0.71% | −54,632−47.3% | Reduced |