Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2022
Institutional positions in Novartis AG as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,183
- +113 vs. Q3 2022
- Shares held
- 171.2M
- −8.02M (−4.5%) vs. Q3 2022
- Total value
- $15.5B
- +$1.86B (+13.7%) vs. Q3 2022
- New holders
- 173
- 298 more added
- Sold out
- 60
- 493 more reduced
18 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Stephens Inc | 6,690 | $606.9K | 0.01% | −1,469−18.0% | Reduced |
| Jeppson Wealth Management, LLC | 6,748 | $612.2K | 0.26% | +1,052+18.5% | Added |
| J.W. Cole Advisors, Inc. | 6,759 | $613.2K | 0.05% | +355+5.5% | Added |
| Vident Investment Advisory, LLC | 6,783 | $615.4K | 0.02% | +6,783 | New |
| Oarsman Capital, Inc. | 6,792 | $616.2K | 0.31% | −365−5.1% | Reduced |
| Sage Rhino Capital LLC | 6,803 | $617.2K | 0.20% | +399+6.2% | Added |
| Radnor Capital Management, LLC | 6,825 | $623.0K | 0.15% | −520−7.1% | Reduced |
| Wedbush Securities Inc | 6,866 | $623.0K | 0.03% | −120−1.7% | Reduced |
| Douglass Winthrop Advisors, LLC | 6,938 | $629.0K | 0.02% | −800−10.3% | Reduced |
| Farmers National Bank | 6,935 | $629.1K | 0.22% | −200−2.8% | Reduced |
| Fulton Bank, N.A. | 6,987 | $634.0K | 0.04% | −360−4.9% | Reduced |
| Rosenbaum Jay D. | 6,990 | $634.1K | 1.37% | −944−11.9% | Reduced |
| Cary Street Partner Investment Advisory LLC | 7,023 | $637.1K | 0.05% | −273−3.7% | Reduced |
| Harbour Investments, Inc. | 7,062 | $640.7K | 0.04% | +4,216+148.1% | Added |
| Advisory Resource Group | 7,093 | $643.5K | 0.19% | +3,496+97.2% | Added |
| FourThought Financial Partners, LLC | 7,096 | $643.8K | 0.09% | +7,096 | New |
| Grant/GrossMendelsohn, LLC | 7,025 | $648.3K | 0.33% | 00.0% | Unchanged |
| Tiaa, FSB | 7,232 | $656.1K | 0.00% | −536−6.9% | Reduced |
| Cary Street Partners Asset Management LLC | 7,255 | $658.2K | 0.13% | −104−1.4% | Reduced |
| Ascent Group, LLC | 7,258 | $658.4K | 0.08% | +48+0.7% | Added |
| Hilltop Holdings Inc. | 7,274 | $659.9K | 0.09% | +47+0.7% | Added |
| Moloney Securities Asset Management, LLC | 7,283 | $660.7K | 0.15% | +1,500+25.9% | Added |
| Parallel Advisors, LLC | 7,341 | $666.0K | 0.03% | −63−0.9% | Reduced |
| Essex Financial Services, Inc. | 7,405 | $671.0K | 0.07% | +10.0% | Added |
| Valmark Advisers, Inc. | 7,430 | $674.0K | 0.02% | −16−0.2% | Reduced |
| Intercontinental Wealth Advisors, LLC | 7,440 | $675.0K | 0.20% | −64−0.9% | Reduced |
| Central Trust Co | 7,457 | $676.5K | 0.02% | +76+1.0% | Added |
| Dakota Wealth Management | 7,525 | $682.7K | 0.05% | −130−1.7% | Reduced |
| Jacobi Capital Management LLC | 7,572 | $686.9K | 0.09% | +129+1.7% | Added |
| Total Clarity Wealth Management, Inc. | 7,578 | $687.4K | 0.35% | +10.0% | Added |
| Five Oceans Advisors | 7,586 | $688.2K | 0.48% | 00.0% | Unchanged |
| Cyndeo Wealth Partners, LLC | 7,594 | $688.9K | 0.08% | +7,594 | New |
| Cubist Systematic Strategies, LLC | 7,612 | $690.6K | 0.01% | −46,284−85.9% | Reduced |
| Kestra Private Wealth Services, LLC | 7,690 | $697.6K | 0.04% | +370+5.1% | Added |
| Kingsview Wealth Management, LLC | 7,693 | $697.9K | 0.03% | +182+2.4% | Added |
| Banco de Sabadell, S.A | 7,689 | $701.0K | 0.59% | +1,499+24.2% | Added |
| West Family Investments, Inc. | 7,746 | $702.7K | 0.24% | −4,142−34.8% | Reduced |
| Continuum Advisory, LLC | 7,782 | $706.0K | 0.13% | −410−5.0% | Reduced |
| Romano Brothers and Company | 7,800 | $707.6K | 0.11% | 00.0% | Unchanged |
| B. Metzler seel. Sohn & Co. AG | 7,804 | $708.0K | 0.01% | −617−7.3% | Reduced |
| Mission Wealth Management, LP | 7,819 | $709.3K | 0.03% | +87+1.1% | Added |
| Avidian Wealth Solutions, LLC | 7,872 | $714.1K | 0.05% | 00.0% | Unchanged |
| Marotta Asset Management | 7,882 | $715.1K | 0.17% | −122−1.5% | Reduced |
| Anchor Investment Management, LLC | 7,884 | $715.2K | 0.10% | −300−3.7% | Reduced |
| Semmax Financial Advisors Inc. | 7,752 | $716.0K | 0.29% | −432−5.3% | Reduced |
| Stratos Wealth Advisors, LLC | 7,901 | $716.8K | 0.06% | +7,901 | New |
| Headlands Technologies LLC | 7,901 | $717.0K | 0.57% | +7,901 | New |
| Ballentine Partners, LLC | 7,907 | $717.3K | 0.02% | −1,785−18.4% | Reduced |
| OmniStar Financial Group, Inc. | 8,002 | $725.9K | 0.82% | +76+1.0% | Added |
| Ahl Investment Management, Inc. | 8,012 | $726.8K | 0.68% | −325−3.9% | Reduced |
| Lee Danner & Bass Inc | 8,013 | $727.0K | 0.07% | 00.0% | Unchanged |
| Burns J W & Co Inc | 8,028 | $728.0K | 0.13% | −545−6.4% | Reduced |
| Lantz Financial LLC | 8,054 | $730.7K | 0.33% | −49−0.6% | Reduced |
| Gladstone Institutional Advisory LLC | 8,112 | $735.9K | 0.05% | +89+1.1% | Added |
| Lincoln National Corp | 8,135 | $738.0K | 0.02% | +1,193+17.2% | Added |
| KB Financial Partners, LLC | 8,130 | $738.0K | 0.25% | −692−7.8% | Reduced |
| D.B. Root & Company, LLC | 8,171 | $741.3K | 0.31% | −435−5.1% | Reduced |
| Montag A & Associates Inc | 8,177 | $741.8K | 0.05% | −384−4.5% | Reduced |
| Means Investment Co., Inc. | 8,199 | $743.8K | 0.15% | −30−0.4% | Reduced |
| Bangor Savings Bank | 8,356 | $758.0K | 0.09% | −2,890−25.7% | Reduced |
| Cypress Asset Management Inc | 8,383 | $760.5K | 0.28% | 00.0% | Unchanged |
| Armor Investment Advisors, LLC | 8,384 | $760.6K | 0.46% | +227+2.8% | Added |
| Legacy Financial Advisors, Inc. | 8,388 | $760.9K | 0.16% | +2,013+31.6% | Added |
| Dillon & Associates Inc | 8,369 | $762.0K | 0.16% | −80−0.9% | Reduced |
| 1620 Investment Advisors, Inc. | 8,604 | $780.6K | 0.95% | +223+2.7% | Added |
| Covenant Partners, LLC | 8,650 | $784.7K | 0.32% | −1,809−17.3% | Reduced |
| International Assets Investment Management, LLC | 8,695 | $785.7K | 0.08% | +8,695 | New |
| SkyView Investment Advisors, LLC | 8,666 | $786.0K | 0.24% | −438−4.8% | Reduced |
| Ariel Investments, LLC | 8,750 | $793.8K | 0.01% | 00.0% | Unchanged |
| Roundview Capital LLC | 8,786 | $797.1K | 0.09% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 8,232 | $797.5K | 0.01% | +59+0.7% | Added |
| Holderness Investments Co | 8,827 | $800.8K | 0.35% | +75+0.9% | Added |
| Mill Capital Management, LLC | 8,859 | $803.7K | 0.09% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 8,891 | $806.6K | 0.06% | −2,700−23.3% | Reduced |
| BSW Wealth Partners | 8,980 | $815.0K | 0.18% | +1,235+15.9% | Added |
| Colony Group LLC | 8,996 | $816.0K | 0.01% | +1,795+24.9% | Added |
| Elmwood Wealth Management, Inc. | 9,007 | $817.1K | 0.41% | −60−0.7% | Reduced |
| Beaton Management Co. Inc. | 9,043 | $820.0K | 0.55% | 00.0% | Unchanged |
| Epoch Investment Partners, Inc. | 9,071 | $822.9K | 0.00% | −210−2.3% | Reduced |
| Associated Banc-Corp | 9,175 | $832.4K | 0.03% | +27+0.3% | Added |
| Klingenstein Fields & Co LP | 9,228 | $837.2K | 0.04% | −14−0.2% | Reduced |
| Kathmere Capital Management, LLC | 9,251 | $839.3K | 0.15% | +9,251 | New |
| Beacon Investment Advisory Services, Inc. | 9,341 | $847.4K | 0.04% | −467−4.8% | Reduced |
| Intrust Bank NA | 9,349 | $848.1K | 0.12% | +1,677+21.9% | Added |
| Prospera Financial Services Inc | 9,359 | $849.1K | 0.04% | −806−7.9% | Reduced |
| Wealthsource Partners, LLC | 9,413 | $854.0K | 0.06% | +5,053+115.9% | Added |
| Eagle Asset Management Inc | 9,271 | $854.0K | 0.01% | −197−2.1% | Reduced |
| Graypoint LLC | 9,486 | $860.5K | 0.10% | −116−1.2% | Reduced |
| Mystic Asset Management, Inc. | 9,504 | $862.2K | 0.49% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 9,522 | $863.8K | 0.04% | +69+0.7% | Added |
| Financial Architects, Inc | 9,547 | $866.1K | 0.14% | −127−1.3% | Reduced |
| Freestone Capital Holdings, LLC | 9,602 | $871.1K | 0.04% | −11,470−54.4% | Reduced |
| Highland Capital Management, LLC | 9,632 | $874.0K | 0.06% | +250+2.7% | Added |
| Fortem Financial Group, LLC | 9,651 | $875.5K | 0.51% | −1,973−17.0% | Reduced |
| Hamel Associates, Inc. | 9,651 | $875.5K | 0.30% | 00.0% | Unchanged |
| Nicholas Hoffman & Company, LLC. | 9,651 | $875.5K | 0.09% | +10+0.1% | Added |
| Ergoteles LLC | 9,678 | $878.0K | 0.03% | +9,678 | New |
| Drexel Morgan & Co. | 9,720 | $881.8K | 0.18% | 00.0% | Unchanged |
| Becker Capital Management Inc | 9,826 | $891.4K | 0.04% | −34−0.3% | Reduced |
| Neville Rodie & Shaw Inc | 9,932 | $901.0K | 0.08% | 00.0% | Unchanged |