Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2022
Institutional positions in Novartis AG as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,183
- +113 vs. Q3 2022
- Shares held
- 171.2M
- −8.02M (−4.5%) vs. Q3 2022
- Total value
- $15.5B
- +$1.86B (+13.7%) vs. Q3 2022
- New holders
- 173
- 298 more added
- Sold out
- 60
- 493 more reduced
18 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LCM Capital Management Inc | 2,713 | $246.1K | 0.24% | +11+0.4% | Added |
| Retirement Planning Co of New England, Inc. | 2,722 | $246.9K | 0.16% | −8−0.3% | Reduced |
| GFS Advisors, LLC | 2,750 | $249.0K | 0.06% | 00.0% | Unchanged |
| Bristlecone Advisors, LLC | 2,763 | $250.7K | 0.03% | 00.0% | Unchanged |
| Blueprint Investment Partners LLC | 2,766 | $250.9K | 0.05% | +2,766 | New |
| Laraway Financial Inc | 2,767 | $251.0K | 0.26% | −3−0.1% | Reduced |
| River Wealth Advisors LLC | 2,771 | $251.4K | 0.05% | −422−13.2% | Reduced |
| Pitcairn Co | 2,776 | $251.8K | 0.03% | −348−11.1% | Reduced |
| Professional Advisory Services Inc | 2,780 | $252.0K | 0.04% | +2,780 | New |
| Opal Wealth Advisors, LLC | 2,780 | $252.2K | 0.14% | +2,780 | New |
| Shelton Capital Management | 2,800 | $254.0K | 0.03% | 00.0% | Unchanged |
| Lyell Wealth Management, LP | 2,800 | $254.0K | 0.04% | 00.0% | Unchanged |
| Coulter & Justus Financial Services, LLC | 2,810 | $254.9K | 0.17% | 00.0% | Unchanged |
| Wealth Alliance Advisory Group, LLC | 2,810 | $254.9K | 0.10% | +9+0.3% | Added |
| Kendall Capital Management | 2,816 | $255.0K | 0.13% | −325−10.3% | Reduced |
| Twin Focus Capital Partners, LLC | 2,814 | $255.3K | 0.05% | +70+2.6% | Added |
| Jacobs & Co | 2,825 | $256.0K | 0.03% | 00.0% | Unchanged |
| Clare Market Investments LLC | 2,827 | $256.5K | 0.12% | +2,827 | New |
| Northstar Group, Inc. | 2,833 | $257.0K | 0.07% | −110−3.7% | Reduced |
| Almanack Investment Partners, LLC. | 2,838 | $257.5K | 0.05% | +2,838 | New |
| Allred Capital Management, LLC | 2,844 | $258.0K | 0.14% | 00.0% | Unchanged |
| Marcum Wealth, LLC | 2,846 | $258.2K | 0.03% | −121−4.1% | Reduced |
| Coldstream Capital Management Inc | 2,865 | $259.9K | 0.01% | +2,865 | New |
| Flagship Harbor Advisors, LLC | 2,874 | $260.7K | 0.03% | −35−1.2% | Reduced |
| UMA Financial Services, Inc. | 2,850 | $262.3K | 0.07% | −30−1.0% | Reduced |
| Stiles Financial Services Inc | 2,911 | $264.1K | 0.15% | 00.0% | Unchanged |
| Patriot Investment Management Inc. | 2,962 | $265.1K | 0.02% | −670−18.4% | Reduced |
| High Net Worth Advisory Group LLC | 2,928 | $265.6K | 0.10% | 00.0% | Unchanged |
| Platform Technology Partners | 2,943 | $267.0K | 0.14% | −77−2.5% | Reduced |
| Dorchester Wealth Management Co | 2,945 | $267.2K | 0.06% | 00.0% | Unchanged |
| Smith, Salley & Associates | 2,947 | $267.4K | 0.02% | −29,861−91.0% | Reduced |
| Latitude Advisors, LLC | 2,949 | $267.6K | 0.20% | −256−8.0% | Reduced |
| Redwood Wealth Management Group, LLC | 2,953 | $267.9K | 0.33% | +2,953 | New |
| Grey Fox Wealth Advisors, LLC | 2,964 | $268.9K | 0.18% | +2,964 | New |
| Hurlow Wealth Management Group, Inc. | 2,969 | $269.3K | 0.14% | 00.0% | Unchanged |
| Change Path, LLC | 2,985 | $271.0K | 0.01% | +2,985 | New |
| Clearbridge Investments, LLC | 2,988 | $271.0K | 0.00% | +98+3.4% | Added |
| Viawealth, LLC | 3,018 | $271.5K | 0.22% | +3,018 | New |
| Keel Point, LLC | 2,996 | $271.8K | 0.04% | +211+7.6% | Added |
| Koshinski Asset Management, Inc. | 3,004 | $272.5K | 0.03% | +33+1.1% | Added |
| Philadelphia Trust Co | 3,012 | $273.0K | 0.03% | 00.0% | Unchanged |
| Enterprise Financial Services Corp | 3,019 | $273.9K | 0.19% | −37−1.2% | Reduced |
| Value Partners Investments Inc. | 3,025 | $274.3K | 0.02% | −370−10.9% | Reduced |
| Carmichael Hill & Associates, Inc. | 3,028 | $274.7K | 0.15% | −50−1.6% | Reduced |
| Savant Capital, LLC | 3,559 | $276.2K | 0.01% | +3,559 | New |
| Weatherly Asset Management L. P. | 3,050 | $276.7K | 0.04% | −92−2.9% | Reduced |
| Icapital Wealth LLC | 3,052 | $276.9K | 0.21% | 00.0% | Unchanged |
| Aptus Capital Advisors, LLC | 3,069 | $278.4K | 0.01% | +26+0.9% | Added |
| Arkadios Wealth Advisors | 3,075 | $279.0K | 0.04% | −820−21.1% | Reduced |
| Thoroughbred Financial Services, LLC | 3,083 | $279.0K | 0.05% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 3,076 | $279.1K | 0.13% | 00.0% | Unchanged |
| Annex Advisory Services, LLC | 3,085 | $279.9K | 0.02% | −941−23.4% | Reduced |
| Quad-Cities Investment Group, LLC | 3,088 | $280.1K | 0.21% | −19−0.6% | Reduced |
| SageView Advisory Group, LLC | 3,091 | $280.4K | 0.02% | +3,091 | New |
| Angeles Wealth Management, LLC | 3,109 | $282.0K | 0.05% | +3,109 | New |
| Global Trust Asset Management, LLC | 3,118 | $282.9K | 0.14% | −68−2.1% | Reduced |
| First Citizens Bank & Trust Co | 3,117 | $283.0K | 0.01% | +23+0.7% | Added |
| Peddock Capital Advisors, LLC | 3,124 | $283.4K | 0.11% | 00.0% | Unchanged |
| Allworth Financial LP | 3,128 | $283.8K | 0.00% | −93−2.9% | Reduced |
| Prime Capital Investment Advisors, LLC | 3,130 | $284.0K | 0.01% | +3,130 | New |
| Centaurus Financial, Inc. | 3,126 | $284.0K | 0.03% | −878−21.9% | Reduced |
| HM Payson & Co | 3,136 | $284.5K | 0.01% | −1,553−33.1% | Reduced |
| Edge Capital Group, LLC | 3,141 | $284.9K | 0.02% | +84+2.7% | Added |
| Red Cedar Capital, LLC | 3,140 | $285.0K | 0.18% | 00.0% | Unchanged |
| Spire Wealth Management | 3,143 | $285.0K | 0.02% | +210+7.2% | Added |
| Marks Group Wealth Management, Inc | 3,146 | $285.4K | 0.04% | +3,146 | New |
| Investors Research Corp | 3,153 | $286.0K | 0.08% | 00.0% | Unchanged |
| D'Orazio & Associates, Inc. | 3,174 | $287.9K | 0.07% | +3,174 | New |
| RFP Financial Group LLC | 3,177 | $288.2K | 0.13% | +3,177 | New |
| Parkside Financial Bank & Trust | 3,189 | $289.3K | 0.08% | +39+1.2% | Added |
| Argent Advisors, Inc. | 3,203 | $290.6K | 0.15% | 00.0% | Unchanged |
| Argonautica Private Wealth Management, Inc | 3,214 | $291.6K | 0.15% | +3,214 | New |
| Pacifica Partners Inc. | 3,211 | $292.9K | 0.20% | +393+13.9% | Added |
| Prudent Man Advisors, LLC | 3,234 | $293.0K | 0.12% | +3,234 | New |
| Financial & Tax Architects, LLC | 3,206 | $295.2K | 0.10% | +3,206 | New |
| Andesa Financial Management Inc. | 3,254 | $295.2K | 0.16% | −999−23.5% | Reduced |
| Aaron Wealth Advisors | 3,256 | $295.4K | 0.04% | +3,256 | New |
| InterOcean Capital Group, LLC | 3,257 | $295.5K | 0.01% | −157−4.6% | Reduced |
| Crew Capital Management, Ltd. | 3,270 | $296.7K | 0.43% | 00.0% | Unchanged |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3,276 | $297.2K | 0.09% | +3,276 | New |
| Keudell/Morrison Wealth Management | 3,279 | $297.5K | 0.10% | −90−2.7% | Reduced |
| Pallas Capital Advisors LLC | 3,241 | $298.4K | 0.03% | +176+5.7% | Added |
| Rehmann Capital Advisory Group | 3,302 | $299.6K | 0.03% | −234−6.6% | Reduced |
| Charter Trust Co | 3,307 | $300.0K | 0.02% | +71+2.2% | Added |
| Venturi Wealth Management, LLC | 3,320 | $301.2K | 0.03% | +177+5.6% | Added |
| Family Legacy, Inc. | 3,250 | $301.6K | 0.13% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 3,342 | $303.0K | 0.01% | −106−3.1% | Reduced |
| Kanawha Capital Management LLC | 3,340 | $303.0K | 0.03% | +74+2.3% | Added |
| Paradigm Capital Management, LLC | 3,345 | $303.5K | 0.44% | −100−2.9% | Reduced |
| Boston Financial Mangement LLC | 3,367 | $305.5K | 0.01% | +375+12.5% | Added |
| Buckingham Strategic Partners | 3,377 | $306.4K | 0.02% | −181−5.1% | Reduced |
| Hyman Charles D | 3,381 | $307.0K | 0.02% | +7+0.2% | Added |
| Madison Asset Management, LLC | 3,393 | $308.0K | 0.00% | −359−9.6% | Reduced |
| Formidable Asset Management, LLC | 3,396 | $308.0K | 0.07% | +3,396 | New |
| Glenview Trust Co | 3,397 | $308.2K | 0.01% | 00.0% | Unchanged |
| Merrion Investment Management Co, LLC | 3,400 | $308.4K | 0.29% | −350−9.3% | Reduced |
| Parcion Private Wealth LLC | 3,414 | $309.7K | 0.03% | −48,148−93.4% | Reduced |
| Panagora Asset Management Inc | 3,420 | $310.3K | 0.00% | −1,144−25.1% | Reduced |
| Veracity Capital LLC | 3,422 | $310.5K | 0.15% | −10.0% | Reduced |
| Wulff, Hansen & Co. | 3,425 | $310.7K | 0.38% | 00.0% | Unchanged |