Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2022
Institutional positions in Novartis AG as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,183
- +113 vs. Q3 2022
- Shares held
- 171.2M
- −8.02M (−4.5%) vs. Q3 2022
- Total value
- $15.5B
- +$1.86B (+13.7%) vs. Q3 2022
- New holders
- 173
- 298 more added
- Sold out
- 60
- 493 more reduced
18 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cetera Advisor Networks LLC | 61,989 | $5.62M | 0.05% | +25,192+68.5% | Added |
| Trust Co of Vermont | 62,393 | $5.66M | 0.41% | −3,507−5.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 62,573 | $5.68M | 0.01% | −2,597−4.0% | Reduced |
| Dearborn Partners LLC | 63,093 | $5.72M | 0.23% | −429−0.7% | Reduced |
| Peapack Gladstone Financial Corp | 63,504 | $5.76M | 0.11% | −1,935−3.0% | Reduced |
| Atria Investments LLC | 63,673 | $5.78M | 0.12% | −3,039−4.6% | Reduced |
| Pinnacle Associates Ltd | 64,600 | $5.86M | 0.13% | +540+0.8% | Added |
| Rathbone Brothers plc | 66,385 | $6.02M | 0.07% | −15,276−18.7% | Reduced |
| Altrius Capital Management Inc | 67,284 | $6.10M | 1.92% | +2,147+3.3% | Added |
| Fifth Third Bancorp | 67,394 | $6.11M | 0.03% | +133+0.2% | Added |
| Ritholtz Wealth Management | 67,445 | $6.12M | 0.34% | +47,603+239.9% | Added |
| Timber Creek Capital Management LLC | 68,164 | $6.18M | 2.34% | −546−0.8% | Reduced |
| Camden National Bank | 68,182 | $6.19M | 1.29% | −261−0.4% | Reduced |
| Susquehanna International Group, LLP | 68,356 | $6.20M | 0.01% | −44,137−39.2% | Reduced |
| Brown Brothers Harriman & Co | 71,015 | $6.44M | 0.06% | −2,578−3.5% | Reduced |
| Moreno Evelyn V | 71,597 | $6.50M | 1.50% | +33,043+85.7% | Added |
| TCW Group Inc | 72,181 | $6.55M | 0.09% | +220.0% | Added |
| Baird Financial Group, Inc. | 72,940 | $6.62M | 0.02% | −16,278−18.2% | Reduced |
| HSBC Holdings PLC | 73,350 | $6.63M | 0.01% | +73,350 | New |
| Live Oak Private Wealth LLC | 75,480 | $6.85M | 1.42% | +901+1.2% | Added |
| Cerity Partners LLC | 68,237 | $6.98M | 0.05% | +28,376+71.2% | Added |
| Puzo Michael J | 77,799 | $7.06M | 2.55% | +75+0.1% | Added |
| MML Investors Services, LLC | 78,375 | $7.11M | 0.05% | +1,827+2.4% | Added |
| Welch & Forbes LLC | 79,791 | $7.24M | 0.13% | −8,316−9.4% | Reduced |
| New York State Common Retirement Fund | 80,216 | $7.28M | 0.01% | +889+1.1% | Added |
| Franklin, Parlapiano, Turner & Welch, LLC | 80,241 | $7.28M | 2.39% | +473+0.6% | Added |
| Cohen Capital Management, Inc. | 80,516 | $7.30M | 1.49% | 00.0% | Unchanged |
| Mengis Capital Management, Inc. | 82,258 | $7.46M | 1.63% | −470−0.6% | Reduced |
| Matthew Goff Investment Advisor, LLC | 82,504 | $7.48M | 1.95% | +616+0.8% | Added |
| Investment House LLC | 84,757 | $7.69M | 0.72% | −3,510−4.0% | Reduced |
| Jarislowsky, Fraser Ltd | 85,334 | $7.74M | 0.05% | −8,906−9.5% | Reduced |
| Comerica Bank | 84,338 | $7.79M | 0.06% | −896−1.1% | Reduced |
| Old Mission Capital LLC | 87,518 | $7.94M | 0.35% | +13,320+18.0% | Added |
| WS Portfolio Advisory, LLC | 88,000 | $7.98M | 2.27% | +88,000 | New |
| Gabelli Funds LLC | 89,500 | $8.12M | 0.06% | 00.0% | Unchanged |
| Zevin Asset Management LLC | 89,888 | $8.15M | 1.77% | +937+1.1% | Added |
| Blair William & Co | 90,720 | $8.23M | 0.04% | −8,130−8.2% | Reduced |
| American Assets Investment Management, LLC | 93,610 | $8.49M | 0.98% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 93,829 | $8.51M | 0.00% | −774−0.8% | Reduced |
| Manufacturers Life Insurance Company, The | 94,467 | $8.57M | 0.01% | −52,580−35.8% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 94,634 | $8.59M | 0.40% | −19,163−16.8% | Reduced |
| Mercer Global Advisors Inc | 96,276 | $8.73M | 0.04% | −527−0.5% | Reduced |
| CWM, LLC | 97,485 | $8.84M | 0.07% | −3,976−3.9% | Reduced |
| Fort Washington Investment Advisors Inc | 97,578 | $8.85M | 0.07% | −522−0.5% | Reduced |
| Tweedy, Browne Co LLC | 98,906 | $8.97M | 0.48% | −1,803−1.8% | Reduced |
| Clifford Swan Investment Counsel LLC | 101,871 | $9.24M | 0.40% | −1,767−1.7% | Reduced |
| Ethic Inc. | 103,794 | $9.42M | 0.51% | +33,521+47.7% | Added |
| Russell Investments Group, Ltd. | 104,750 | $9.50M | 0.02% | +79,517+315.1% | Added |
| Ingalls & Snyder LLC | 105,606 | $9.58M | 0.52% | −1,880−1.7% | Reduced |
| Bahl & Gaynor Inc | 107,501 | $9.75M | 0.06% | +698+0.7% | Added |
| Tower Bridge Advisors | 108,120 | $9.81M | 0.81% | −2,530−2.3% | Reduced |
| Trust Co of Virginia | 109,300 | $9.92M | 1.13% | +387+0.4% | Added |
| Captrust Financial Advisors | 110,062 | $9.98M | 0.05% | −744−0.7% | Reduced |
| Simplex Trading, LLC | 111,100 | $10.1M | 0.48% | +50,141+82.3% | Added |
| NewEdge Wealth, LLC | 112,682 | $10.2M | 0.44% | +6,682+6.3% | Added |
| ProVise Management Group, LLC | 113,042 | $10.3M | 1.04% | +7,756+7.4% | Added |
| Foster Victor Wealth Advisors, LLC | 113,199 | $10.4M | 1.33% | +7,386+7.0% | Added |
| Greenwood Gearhart Inc | 115,395 | $10.5M | 1.48% | +3,211+2.9% | Added |
| Euro Pacific Asset Management, LLC | 123,871 | $11.3M | 2.59% | +329+0.3% | Added |
| United Capital Financial Advisers, LLC | 127,382 | $11.6M | 0.06% | −884−0.7% | Reduced |
| O'Shaughnessy Asset Management, LLC | 129,928 | $11.8M | 0.19% | +65,943+103.1% | Added |
| CIBC World Markets Inc. | 131,578 | $11.9M | 0.05% | +540.0% | Added |
| Wilkins Investment Counsel Inc | 134,960 | $12.2M | 3.22% | +1,175+0.9% | Added |
| Advisor Group Holdings, Inc. | 135,789 | $12.3M | 0.02% | −3,430−2.5% | Reduced |
| Tekla Capital Management LLC | 136,225 | $12.4M | 0.47% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 136,519 | $12.4M | 0.03% | −23,358−14.6% | Reduced |
| Guyasuta Investment Advisors Inc | 137,194 | $12.4M | 0.98% | −114−0.1% | Reduced |
| Banco Santander, S.A. | 140,179 | $12.7M | 0.19% | −30,900−18.1% | Reduced |
| Reynders McVeigh Capital Management, LLC | 140,755 | $12.8M | 0.94% | +1,147+0.8% | Added |
| Richard C. Young & CO., LTD. | 140,766 | $12.8M | 1.70% | −392−0.3% | Reduced |
| Edgemoor Investment Advisors, Inc. | 141,146 | $12.8M | 1.60% | −355−0.3% | Reduced |
| Grimes & Company, Inc. | 142,691 | $12.9M | 0.55% | +450.0% | Added |
| Gamble Jones Investment Counsel | 143,327 | $13.0M | 0.98% | −2,062−1.4% | Reduced |
| Somerville Kurt F | 143,605 | $13.0M | 2.53% | −10,295−6.7% | Reduced |
| National Bank of Canada | 145,221 | $13.2M | 0.04% | +1,022+0.7% | Added |
| Grandfield & Dodd, LLC | 152,063 | $13.8M | 1.01% | +12,860+9.2% | Added |
| Nichols & Pratt Advisers LLP | 157,768 | $14.3M | 1.15% | −9,708−5.8% | Reduced |
| Segall Bryant & Hamill, LLC | 158,119 | $14.3M | 0.16% | −19,334−10.9% | Reduced |
| First Fiduciary Investment Counsel, Inc. | 158,397 | $14.4M | 3.15% | −2,382−1.5% | Reduced |
| Bank of Montreal | 159,440 | $14.6M | 0.01% | −65,151−29.0% | Reduced |
| Qube Research & Technologies Ltd | 165,124 | $15.0M | 0.09% | +49,736+43.1% | Added |
| First Republic Investment Management, Inc. | 166,441 | $15.1M | 0.03% | −20,411−10.9% | Reduced |
| CORDA Investment Management, LLC. | 166,969 | $15.1M | 1.23% | −15,527−8.5% | Reduced |
| Exencial Wealth Advisors, LLC | 175,551 | $15.9M | 0.87% | −2,687−1.5% | Reduced |
| Oak Associates, Ltd | 175,742 | $15.9M | 1.34% | −9,340−5.0% | Reduced |
| Citigroup Inc | 176,546 | $16.0M | 0.02% | +8,415+5.0% | Added |
| Bartlett & Co. Wealth Management LLC | 177,871 | $16.1M | 0.32% | −3,394−1.9% | Reduced |
| Bartlett & Co. LLC | 177,871 | $16.1M | 0.32% | −3,394−1.9% | Reduced |
| Tocqueville Asset Management L.P. | 181,321 | $16.4M | 0.31% | −580.0% | Reduced |
| Hemenway Trust Co LLC | 184,917 | $16.8M | 1.87% | −3,825−2.0% | Reduced |
| Assetmark, Inc | 187,391 | $17.0M | 0.07% | +2,499+1.4% | Added |
| Mariner, LLC | 193,924 | $17.6M | 0.06% | +1,548+0.8% | Added |
| John G Ullman & Associates Inc | 194,211 | $17.6M | 2.81% | −3,683−1.9% | Reduced |
| DDD Partners, LLC | 197,981 | $18.0M | 2.87% | +4,047+2.1% | Added |
| First Manhattan Co | 202,022 | $18.3M | 0.07% | +922+0.5% | Added |
| M&T Bank Corp | 207,033 | $18.8M | 0.08% | +60.0% | Added |
| Rockefeller Capital Management L.P. | 213,585 | $19.4M | 0.10% | −243−0.1% | Reduced |
| Commonwealth Equity Services, LLC | 219,622 | $19.9M | 0.05% | +9,502+4.5% | Added |
| Douglas Lane & Associates, LLC | 220,356 | $20.0M | 0.33% | −80,450−26.7% | Reduced |
| Causeway Capital Management LLC | 222,832 | $20.2M | 0.59% | −47,998−17.7% | Reduced |