Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2022
Institutional positions in Novartis AG as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,088
- −33 vs. Q2 2022
- Shares held
- 179.7M
- −19.6M (−9.8%) vs. Q2 2022
- Total value
- $13.7B
- −$3.18B (−18.9%) vs. Q2 2022
- New holders
- 63
- 322 more added
- Sold out
- 96
- 458 more reduced
21 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Alliancebernstein L.P. | 26,567 | $2.02M | 0.00% | +554+2.1% | Added |
| Veriti Management LLC | 26,908 | $2.04M | 0.30% | +1,284+5.0% | Added |
| Bayesian Capital Management, LP | 26,993 | $2.05M | 0.42% | +26,993 | New |
| Integrated Wealth Concepts LLC | 27,263 | $2.07M | 0.07% | +130+0.5% | Added |
| apricus wealth, LLC | 27,531 | $2.09M | 2.08% | +600+2.2% | Added |
| National Asset Management, Inc. | 27,749 | $2.11M | 0.06% | +5,834+26.6% | Added |
| Eagle Global Advisors LLC | 28,230 | $2.15M | 0.16% | −858−2.9% | Reduced |
| Summit Global Investments | 28,435 | $2.16M | 0.20% | +11,586+68.8% | Added |
| Brinker Capital Investments, LLC | 28,480 | $2.17M | 0.04% | −3,092−9.8% | Reduced |
| Naples Global Advisors, LLC | 28,894 | $2.20M | 0.30% | +1,150+4.1% | Added |
| Insight Advisors, LLC | 28,913 | $2.20M | 0.86% | +1,668+6.1% | Added |
| Davis Selected Advisers | 28,943 | $2.20M | 0.02% | 00.0% | Unchanged |
| Kidder Stephen W | 29,105 | $2.21M | 0.90% | −2,175−7.0% | Reduced |
| Whittier Trust Co of Nevada Inc | 29,325 | $2.23M | 0.09% | −585−2.0% | Reduced |
| Northeast Investment Management | 29,475 | $2.24M | 0.15% | −930−3.1% | Reduced |
| Crossmark Global Holdings, Inc. | 29,723 | $2.26M | 0.06% | +4,233+16.6% | Added |
| Cullen/Frost Bankers, Inc. | 29,911 | $2.27M | 0.05% | +220+0.7% | Added |
| Econ Financial Services Corp | 30,288 | $2.30M | 1.90% | +30,288 | New |
| Broderick Brian C | 30,405 | $2.31M | 0.72% | −1,980−6.1% | Reduced |
| Foyston, Gordon, & Payne Inc | 30,718 | $2.33M | 0.64% | +19,546+175.0% | Added |
| Moors & Cabot, Inc. | 30,920 | $2.35M | 0.18% | −297−1.0% | Reduced |
| Hantz Financial Services, Inc. | 31,147 | $2.37M | 0.08% | +837+2.8% | Added |
| Bokf, NA | 31,376 | $2.38M | 0.05% | −297−0.9% | Reduced |
| Private Asset Management Inc | 31,759 | $2.41M | 0.43% | −3,584−10.1% | Reduced |
| Americana Partners, LLC | 31,929 | $2.43M | 0.43% | +19,735+161.8% | Added |
| AMG National Trust Bank | 32,015 | $2.43M | 0.09% | −17−0.1% | Reduced |
| JustInvest LLC | 32,003 | $2.43M | 0.11% | +1,088+3.5% | Added |
| Millennium Management LLC | 32,066 | $2.44M | 0.00% | +26,412+467.1% | Added |
| Haverford Trust Co | 32,499 | $2.47M | 0.03% | 00.0% | Unchanged |
| Delaney Dennis R | 32,701 | $2.48M | 2.39% | +32,701 | New |
| Smith, Salley & Associates | 32,808 | $2.49M | 0.23% | +170+0.5% | Added |
| Oppenheimer & Co Inc | 33,138 | $2.52M | 0.06% | −1,541−4.4% | Reduced |
| Beacon Financial Group | 32,921 | $2.53M | 0.39% | +1,391+4.4% | Added |
| AE Wealth Management LLC | 33,536 | $2.55M | 0.02% | +2,351+7.5% | Added |
| Siena Capital LLC | 33,604 | $2.55M | 1.66% | +518+1.6% | Added |
| Cubic Asset Management, LLC | 33,793 | $2.57M | 0.76% | −100−0.3% | Reduced |
| Fairfield, Bush & Co. | 34,042 | $2.59M | 1.83% | −3,103−8.4% | Reduced |
| Providence Capital Advisors, LLC | 34,110 | $2.59M | 0.78% | +698+2.1% | Added |
| Chesley Taft & Associates LLC | 34,347 | $2.61M | 0.19% | −350−1.0% | Reduced |
| Summitry LLC | 34,393 | $2.61M | 0.20% | +2,259+7.0% | Added |
| Advisors Capital Management, LLC | 31,639 | $2.64M | 0.07% | +2,713+9.4% | Added |
| Employees Retirement System of Texas | 35,093 | $2.67M | 0.04% | +14,618+71.4% | Added |
| WealthTrust Axiom LLC | 35,290 | $2.68M | 1.02% | −100−0.3% | Reduced |
| Perennial Advisors, LLC | 35,525 | $2.70M | 0.89% | +2,035+6.1% | Added |
| First Hawaiian Bank | 35,654 | $2.71M | 0.11% | −3,836−9.7% | Reduced |
| Advisory Services Network, LLC | 36,009 | $2.74M | 0.10% | −13,225−26.9% | Reduced |
| Country Club Bank | 36,295 | $2.78M | 0.27% | −1,828−4.8% | Reduced |
| Glenmede Trust Co NA | 36,771 | $2.79M | 0.02% | −5,204−12.4% | Reduced |
| Cetera Advisor Networks LLC | 36,797 | $2.80M | 0.03% | +3,173+9.4% | Added |
| Argent Trust Co | 37,301 | $2.83M | 0.21% | +857+2.4% | Added |
| Logan Capital Management Inc | 37,733 | $2.87M | 0.17% | +3,230+9.4% | Added |
| Davenport & Co LLC | 37,727 | $2.87M | 0.03% | +5,069+15.5% | Added |
| Moreno Evelyn V | 38,554 | $2.93M | 1.32% | −33,330−46.4% | Reduced |
| GWM Advisors LLC | 39,107 | $2.97M | 0.05% | −868−2.2% | Reduced |
| Bradley Foster & Sargent Inc | 39,353 | $2.99M | 0.08% | −965−2.4% | Reduced |
| Cerity Partners LLC | 39,861 | $3.03M | 0.04% | +1,142+2.9% | Added |
| Yousif Capital Management, LLC | 40,325 | $3.06M | 0.04% | 00.0% | Unchanged |
| Barclays PLC | 40,330 | $3.06M | 0.00% | +38,754+2,459.0% | Added |
| Lowell Blake & Associates Inc. | 40,505 | $3.08M | 1.21% | −4,626−10.3% | Reduced |
| Hayek Kallen Investment Management | 40,945 | $3.11M | 1.46% | −100−0.2% | Reduced |
| Gluskin Sheff & Assoc Inc | 41,054 | $3.12M | 0.19% | −31,096−43.1% | Reduced |
| Scotia Capital Inc. | 41,557 | $3.16M | 0.03% | −846−2.0% | Reduced |
| Cardinal Capital Management | 41,840 | $3.18M | 0.75% | −546−1.3% | Reduced |
| Wetherby Asset Management Inc | 42,123 | $3.20M | 0.23% | −5,045−10.7% | Reduced |
| Catalyst Capital Advisors LLC | 42,580 | $3.24M | 0.12% | 00.0% | Unchanged |
| Keeler Thomas Management LLC | 42,942 | $3.26M | 1.66% | +24,117+128.1% | Added |
| Woodmont Investment Counsel LLC | 43,499 | $3.31M | 0.41% | −2,476−5.4% | Reduced |
| Private Advisor Group, LLC | 43,653 | $3.32M | 0.04% | −35,474−44.8% | Reduced |
| Keybank National Association | 43,678 | $3.32M | 0.02% | +1,779+4.2% | Added |
| Notis-McConarty Edward | 43,696 | $3.32M | 1.49% | −443−1.0% | Reduced |
| Beach Investment Counsel Inc | 43,905 | $3.34M | 0.47% | −7,664−14.9% | Reduced |
| Pekin Hardy Strauss, Inc. | 44,252 | $3.36M | 0.56% | −900−2.0% | Reduced |
| Guardian Capital Advisors LP | 46,493 | $3.50M | 0.44% | −475−1.0% | Reduced |
| Avalon Investment & Advisory | 46,100 | $3.50M | 0.11% | −1,850−3.9% | Reduced |
| Smithbridge Asset Management Inc | 46,151 | $3.51M | 1.44% | +2,238+5.1% | Added |
| Sepio Capital, LP | 46,348 | $3.52M | 0.35% | −2,751−5.6% | Reduced |
| Farmers & Merchants Investments Inc | 46,450 | $3.53M | 0.16% | −688−1.5% | Reduced |
| Mar Vista Investment Partners LLC | 47,049 | $3.58M | 0.16% | −925−1.9% | Reduced |
| Carret Asset Management, LLC | 47,703 | $3.63M | 0.54% | −1,045−2.1% | Reduced |
| Pittenger & Anderson Inc | 48,070 | $3.65M | 0.22% | +5,925+14.1% | Added |
| Walled Lake Planning & Wealth Management, LLC | 49,456 | $3.76M | 2.63% | +1,032+2.1% | Added |
| Patten & Patten Inc | 49,938 | $3.80M | 0.36% | −1,647−3.2% | Reduced |
| Vestmark Advisory Solutions, Inc. | 50,175 | $3.81M | 0.21% | +15,117+43.1% | Added |
| Cornerstone Wealth Group, LLC | 50,336 | $3.83M | 0.84% | +50,336 | New |
| Sawtooth Solutions, LLC | 50,378 | $3.83M | 0.56% | +9,975+24.7% | Added |
| Whittier Trust Co | 51,231 | $3.89M | 0.08% | +2,879+6.0% | Added |
| American Research & Management Co. | 51,290 | $3.90M | 1.08% | −312−0.6% | Reduced |
| Parcion Private Wealth LLC | 51,562 | $3.92M | 0.44% | +930+1.8% | Added |
| Everett Harris & Co | 52,139 | $3.96M | 0.07% | −12,683−19.6% | Reduced |
| FORA Capital, LLC | 52,631 | $4.00M | 0.77% | +27,818+112.1% | Added |
| We Are One Seven, LLC | 30,990 | $4.03M | 0.38% | +3,118+11.2% | Added |
| Azzad Asset Management Inc | 50,950 | $4.04M | 0.41% | +4,300+9.2% | Added |
| Cubist Systematic Strategies, LLC | 53,896 | $4.10M | 0.03% | −9,538−15.0% | Reduced |
| Prentiss Smith & Co Inc | 53,951 | $4.10M | 3.65% | −196−0.4% | Reduced |
| Garland Capital Management Inc | 54,685 | $4.16M | 3.62% | +5,590+11.4% | Added |
| Narwhal Capital Management | 55,369 | $4.21M | 0.61% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 56,403 | $4.29M | 0.02% | −823−1.4% | Reduced |
| Aquatic Capital Management LLC | 56,400 | $4.29M | 0.42% | +48,600+623.1% | Added |
| Jones Financial Companies LLLP | 58,300 | $4.43M | 0.01% | −11,073−16.0% | Reduced |
| Fiduciary Trust Co | 58,385 | $4.44M | 0.10% | +569+1.0% | Added |