Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2022
Institutional positions in Novartis AG as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,088
- −33 vs. Q2 2022
- Shares held
- 179.7M
- −19.6M (−9.8%) vs. Q2 2022
- Total value
- $13.7B
- −$3.18B (−18.9%) vs. Q2 2022
- New holders
- 63
- 322 more added
- Sold out
- 96
- 458 more reduced
21 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| YHB Investment Advisors, Inc. | 4,403 | $335.0K | 0.04% | −290−6.2% | Reduced |
| Moneta Group Investment Advisors LLC | 4,420 | $336.0K | 0.01% | −182−4.0% | Reduced |
| Aspiriant, LLC | 4,436 | $336.0K | 0.02% | +6+0.1% | Added |
| Principal Street Partners, LLC | 4,419 | $336.0K | 0.09% | +1,106+33.4% | Added |
| Strategic Global Advisors, LLC | 4,439 | $337.0K | 0.06% | +203+4.8% | Added |
| Moody Lynn & Lieberson, LLC | 4,471 | $340.0K | 0.03% | −283−6.0% | Reduced |
| Keebeck Alpha, LP | 4,482 | $341.0K | 0.18% | 00.0% | Unchanged |
| Blueshift Asset Management, LLC | 4,565 | $347.0K | 0.07% | −3,525−43.6% | Reduced |
| Marino, Stram & Associates LLC | 4,565 | $347.0K | 0.13% | +60+1.3% | Added |
| Panagora Asset Management Inc | 4,564 | $347.0K | 0.00% | +4,564 | New |
| Busey Wealth Management | 4,666 | $355.0K | 0.02% | −128−2.7% | Reduced |
| Dynamic Advisor Solutions LLC | 4,682 | $356.0K | 0.03% | −196−4.0% | Reduced |
| HM Payson & Co | 4,689 | $356.0K | 0.01% | +1,295+38.2% | Added |
| Cullinan Associates Inc | 4,700 | $357.0K | 0.02% | +200+4.4% | Added |
| Cannell Peter B & Co Inc | 4,706 | $358.0K | 0.01% | −390−7.7% | Reduced |
| Regatta Capital Group, LLC | 4,237 | $358.0K | 0.15% | +533+14.4% | Added |
| Ashfield Capital Partners, LLC | 4,727 | $359.0K | 0.03% | 00.0% | Unchanged |
| Spinnaker Trust | 4,720 | $359.0K | 0.03% | 00.0% | Unchanged |
| First American Trust, FSB | 4,784 | $364.0K | 0.06% | 00.0% | Unchanged |
| Brandywine Oak Private Wealth LLC | 4,806 | $365.0K | 0.05% | −458−8.7% | Reduced |
| Plancorp, LLC | 4,830 | $367.0K | 0.02% | −78−1.6% | Reduced |
| Independent Advisor Alliance | 4,863 | $370.0K | 0.02% | +279+6.1% | Added |
| Canal Capital Management, LLC | 4,904 | $373.0K | 0.11% | +65+1.3% | Added |
| Cohen Investment Advisors LLC | 4,927 | $375.0K | 0.34% | +81+1.7% | Added |
| Institute for Wealth Management, LLC. | 4,948 | $376.0K | 0.08% | +72+1.5% | Added |
| Valley Brook Capital Group | 4,984 | $378.0K | 0.41% | 00.0% | Unchanged |
| Helen Stephens Group, LLC | 4,984 | $379.0K | 0.27% | +734+17.3% | Added |
| Allen Investment Management LLC | 5,000 | $380.0K | 0.01% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 5,016 | $381.0K | 0.23% | 00.0% | Unchanged |
| Brighton Jones LLC | 5,012 | $381.0K | 0.02% | +394+8.5% | Added |
| North Star Asset Management Inc | 5,026 | $382.0K | 0.03% | 00.0% | Unchanged |
| Alhambra Investment Partners LLC | 5,034 | $383.0K | 0.29% | 00.0% | Unchanged |
| Smithfield Trust Co | 5,085 | $386.0K | 0.03% | −1,016−16.7% | Reduced |
| Northwest Capital Management Inc | 5,150 | $391.0K | 0.23% | 00.0% | Unchanged |
| Hoylecohen, LLC | 5,160 | $392.0K | 0.04% | −99−1.9% | Reduced |
| American Trust Investment Advisors, LLC | 5,155 | $392.0K | 0.25% | −5−0.1% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 5,157 | $392.0K | 0.07% | +210+4.2% | Added |
| Caldwell Trust Co | 5,170 | $393.0K | 0.06% | −10.0% | Reduced |
| Leuthold Group, LLC | 5,187 | $394.0K | 0.06% | 00.0% | Unchanged |
| Community Bank, N.A. | 5,188 | $394.0K | 0.06% | +155+3.1% | Added |
| First Foundation Advisors | 5,200 | $395.0K | 0.02% | −1,108−17.6% | Reduced |
| Curated Wealth Partners LLC | 5,215 | $396.0K | 0.12% | −1,004−16.1% | Reduced |
| Claro Advisors LLC | 4,695 | $397.0K | 0.16% | 00.0% | Unchanged |
| Davidson Trust Co | 5,236 | $398.0K | 0.38% | −384−6.8% | Reduced |
| Aveo Capital Partners, LLC | 5,263 | $400.0K | 0.07% | +170+3.3% | Added |
| Salem Investment Counselors Inc | 5,297 | $403.0K | 0.02% | −85−1.6% | Reduced |
| Cape Cod Five Cents Savings Bank | 5,320 | $404.0K | 0.05% | −200−3.6% | Reduced |
| Engineers Gate Manager LP | 5,328 | $405.0K | 0.03% | −4,272−44.5% | Reduced |
| M Holdings Securities, Inc. | 5,332 | $405.0K | 0.04% | 00.0% | Unchanged |
| Principle Wealth Partners LLC | 5,322 | $405.0K | 0.05% | 00.0% | Unchanged |
| Hartford Investment Management Co | 5,368 | $408.0K | 0.01% | −597−10.0% | Reduced |
| Beddow Capital Management Inc | 5,365 | $408.0K | 0.25% | −250−4.5% | Reduced |
| FNY Investment Advisers, LLC | 5,380 | $408.0K | 0.28% | +5,380 | New |
| Icon Wealth Advisors, LLC | 5,367 | $408.0K | 0.05% | +5,367 | New |
| Woodstock Corp | 5,446 | $414.0K | 0.06% | 00.0% | Unchanged |
| Security Asset Management | 5,463 | $415.0K | 0.25% | 00.0% | Unchanged |
| BKD Wealth Advisors, LLC | 5,520 | $419.0K | 0.02% | −447−7.5% | Reduced |
| CFO4Life Group, LLC | 5,556 | $422.0K | 0.11% | +83+1.5% | Added |
| Apollon Wealth Management, LLC | 5,582 | $424.0K | 0.03% | +1,638+41.5% | Added |
| BancorpSouth Bank | 5,568 | $424.0K | 0.04% | +5,568 | New |
| Capital Investment Advisors, LLC | 5,619 | $427.0K | 0.01% | −443−7.3% | Reduced |
| Fort Sheridan Advisors LLC | 5,622 | $427.0K | 0.14% | −25−0.4% | Reduced |
| Altfest L J & Co Inc | 5,673 | $431.0K | 0.08% | 00.0% | Unchanged |
| Intellectus Partners, LLC | 5,669 | $431.0K | 0.15% | 00.0% | Unchanged |
| Canandaigua National Corp | 5,698 | $433.0K | 0.08% | −89−1.5% | Reduced |
| Jeppson Wealth Management, LLC | 5,696 | $433.0K | 0.20% | +905+18.9% | Added |
| Guggenheim Capital LLC | 5,716 | $435.0K | 0.00% | +289+5.3% | Added |
| Lindbrook Capital, LLC | 5,753 | $437.0K | 0.07% | +56+1.0% | Added |
| First City Capital Management, Inc. | 5,758 | $438.0K | 0.29% | −30−0.5% | Reduced |
| Moloney Securities Asset Management, LLC | 5,783 | $440.0K | 0.11% | −35−0.6% | Reduced |
| Boenning & Scattergood, Inc. | 5,796 | $441.0K | 0.09% | −7−0.1% | Reduced |
| BDO Wealth Advisors, LLC | 5,868 | $446.0K | 0.06% | +325+5.9% | Added |
| Keystone Financial Services | 5,632 | $448.0K | 0.26% | −343−5.7% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 5,945 | $452.0K | 0.17% | +541+10.0% | Added |
| Ellevest, Inc. | 5,958 | $453.0K | 0.04% | −4,846−44.9% | Reduced |
| Wipfli Financial Advisors LLC, | 5,956 | $453.0K | 0.03% | +5,956 | New |
| Cohen Klingenstein LLC | 6,000 | $456.0K | 0.02% | 00.0% | Unchanged |
| Deutsche Bank AG | 6,012 | $457.0K | 0.00% | +15+0.3% | Added |
| Schulhoff & Co Inc | 6,047 | $459.0K | 0.24% | 00.0% | Unchanged |
| Great Diamond Partners, LLC | 6,054 | $460.0K | 0.16% | −70−1.1% | Reduced |
| Argyle Capital Management Inc. | 6,050 | $460.0K | 0.18% | 00.0% | Unchanged |
| Altshuler Shaham Ltd | 6,109 | $464.0K | 0.01% | +2,000+48.7% | Added |
| St Germain D J Co Inc | 5,514 | $466.0K | 0.03% | 00.0% | Unchanged |
| Banco de Sabadell, S.A | 6,190 | $469.0K | 0.39% | −847−12.0% | Reduced |
| Thornburg Investment Management Inc | 6,172 | $469.0K | 0.01% | 00.0% | Unchanged |
| Rossmore Private Capital | 6,215 | $472.0K | 0.08% | 00.0% | Unchanged |
| Walter & Keenan Financial Consulting Co | 6,224 | $473.0K | 0.20% | −1,150−15.6% | Reduced |
| American Portfolios Advisors | 6,224 | $473.1K | 0.02% | +314+5.3% | Added |
| Hall Capital Management Co Inc | 6,249 | $475.0K | 0.32% | −647−9.4% | Reduced |
| Lido Advisors, LLC | 6,282 | $477.0K | 0.01% | +938+17.6% | Added |
| E&G Advisors, LP | 6,298 | $479.0K | 0.18% | 00.0% | Unchanged |
| Corient Capital Partners, LLC | 5,708 | $482.0K | 0.04% | +316+5.9% | Added |
| IFP Advisors, Inc | 7,733 | $484.0K | 0.01% | −77−1.0% | Reduced |
| Legacy Financial Advisors, Inc. | 6,375 | $485.0K | 0.12% | −1,380−17.8% | Reduced |
| First Affirmative Financial Network | 6,399 | $486.0K | 0.62% | −874−12.0% | Reduced |
| Mraz, Amerine & Associates, Inc. | 6,391 | $486.0K | 0.13% | +246+4.0% | Added |
| Sage Rhino Capital LLC | 6,404 | $487.0K | 0.20% | −1,125−14.9% | Reduced |
| J.W. Cole Advisors, Inc. | 6,404 | $487.0K | 0.04% | +391+6.5% | Added |
| Penbrook Management LLC | 6,460 | $491.0K | 0.42% | 00.0% | Unchanged |
| NTV Asset Management LLC | 6,503 | $494.0K | 0.10% | −223−3.3% | Reduced |