Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2022
Institutional positions in Novartis AG as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,088
- −33 vs. Q2 2022
- Shares held
- 179.7M
- −19.6M (−9.8%) vs. Q2 2022
- Total value
- $13.7B
- −$3.18B (−18.9%) vs. Q2 2022
- New holders
- 63
- 322 more added
- Sold out
- 96
- 458 more reduced
21 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CVA Family Office, LLC | 3,391 | $258.0K | 0.07% | +2,675+373.6% | Added |
| InterOcean Capital Group, LLC | 3,414 | $259.0K | 0.01% | −624−15.5% | Reduced |
| Toronto Dominion Bank | 3,420 | $259.0K | 0.00% | 00.0% | Unchanged |
| Veracity Capital LLC | 3,423 | $260.0K | 0.14% | −117−3.3% | Reduced |
| Wulff, Hansen & Co. | 3,425 | $260.0K | 0.33% | 00.0% | Unchanged |
| Paradigm Capital Management, LLC | 3,445 | $262.0K | 0.35% | −175−4.8% | Reduced |
| Ancora Advisors, LLC | 3,448 | $262.0K | 0.01% | −7−0.2% | Reduced |
| Heck Capital Advisors, LLC | 3,456 | $262.7K | 0.05% | +61+1.8% | Added |
| Colonial Trust Co | 3,463 | $263.0K | 0.08% | +3,463 | New |
| Courier Capital LLC | 3,469 | $264.0K | 0.03% | +399+13.0% | Added |
| Capstone Financial Advisors, Inc. | 3,479 | $264.0K | 0.02% | +3,479 | New |
| Pinnacle Bancorp, Inc. | 3,498 | $266.0K | 0.11% | −174−4.7% | Reduced |
| Round Rock Advisors, LLC | 3,500 | $266.0K | 0.12% | 00.0% | Unchanged |
| Veritable, L.P. | 3,512 | $267.0K | 0.01% | −87−2.4% | Reduced |
| Valeo Financial Advisors, LLC | 3,511 | $267.0K | 0.02% | +575+19.6% | Added |
| Meridian Wealth Management, LLC | 3,522 | $268.0K | 0.03% | −555−13.6% | Reduced |
| V Wealth Advisors LLC | 3,528 | $268.0K | 0.05% | −22−0.6% | Reduced |
| Rehmann Capital Advisory Group | 3,536 | $268.8K | 0.03% | +154+4.6% | Added |
| Henry James International Management, Inc. | 3,551 | $270.0K | 0.15% | 00.0% | Unchanged |
| Buckingham Strategic Partners | 3,558 | $270.0K | 0.02% | +1,031+40.8% | Added |
| Intrua Financial, LLC | 3,568 | $271.0K | 0.07% | −564−13.6% | Reduced |
| Inlet Private Wealth, LLC | 3,576 | $272.0K | 0.08% | 00.0% | Unchanged |
| Davis R M Inc | 3,572 | $272.0K | 0.01% | +58+1.7% | Added |
| Great Valley Advisor Group, Inc. | 3,576 | $272.0K | 0.02% | +269+8.1% | Added |
| Advisory Resource Group | 3,597 | $273.0K | 0.09% | −43−1.2% | Reduced |
| DF Dent & Co Inc | 3,607 | $274.0K | 0.00% | +115+3.3% | Added |
| Dynamic Technology Lab Private Ltd | 3,600 | $274.0K | 0.03% | +3,600 | New |
| Nwam LLC | 3,615 | $275.0K | 0.03% | −1,152−24.2% | Reduced |
| Private Trust Co NA | 3,614 | $275.0K | 0.04% | −216−5.6% | Reduced |
| Patriot Investment Management Inc. | 3,632 | $276.0K | 0.03% | −535−12.8% | Reduced |
| Round Hill Asset Management | 3,642 | $277.0K | 0.19% | 00.0% | Unchanged |
| Robertson Stephens Wealth Management, LLC | 3,709 | $281.0K | 0.03% | −173−4.5% | Reduced |
| Newman Dignan & Sheerar, Inc. | 3,699 | $281.0K | 0.10% | 00.0% | Unchanged |
| Summit Financial Group Inc | 3,694 | $281.0K | 0.12% | 00.0% | Unchanged |
| First Personal Financial Services | 3,720 | $283.0K | 0.08% | −223−5.7% | Reduced |
| West Coast Financial LLC | 3,726 | $283.0K | 0.05% | −165−4.2% | Reduced |
| Vicus Capital | 3,735 | $284.0K | 0.03% | −326−8.0% | Reduced |
| Madison Asset Management, LLC | 3,752 | $285.0K | 0.00% | −748,018−99.5% | Reduced |
| Merrion Investment Management Co, LLC | 3,750 | $285.0K | 0.28% | 00.0% | Unchanged |
| Perigon Wealth Management, LLC | 3,744 | $285.0K | 0.02% | +135+3.7% | Added |
| Arete Wealth Advisors, LLC | 3,750 | $285.0K | 0.03% | +3,750 | New |
| Riverview Trust Co | 3,763 | $286.0K | 0.28% | 00.0% | Unchanged |
| Pinnacle Financial Partners Inc | 3,774 | $286.0K | 0.01% | +3,774 | New |
| Hendershot Investments Inc. | 3,781 | $287.0K | 0.05% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 3,778 | $287.0K | 0.05% | +280+8.0% | Added |
| Wealthspire Advisors, LLC | 3,774 | $287.0K | 0.01% | +628+20.0% | Added |
| Optas, LLC | 3,768 | $287.0K | 0.13% | +1,176+45.4% | Added |
| Bedel Financial Consulting, Inc. | 3,506 | $287.0K | 0.08% | +3,506 | New |
| Hollow Brook Wealth Management LLC | 3,788 | $288.0K | 0.16% | −2,000−34.6% | Reduced |
| Twin Lakes Capital Management, LLC | 3,789 | $288.0K | 0.23% | 00.0% | Unchanged |
| MMBG Investment Advisors Co. | 3,796 | $289.0K | 0.04% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 3,845 | $292.0K | 0.02% | 00.0% | Unchanged |
| Norway Savings Bank | 3,853 | $293.0K | 0.16% | −815−17.5% | Reduced |
| Smart Money Group LLC | 3,874 | $294.0K | 0.20% | 00.0% | Unchanged |
| Sound View Wealth Advisors Group, LLC | 3,877 | $295.0K | 0.07% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 3,895 | $296.0K | 0.04% | −191−4.7% | Reduced |
| XTX Topco Ltd | 3,899 | $296.0K | 0.07% | +3,899 | New |
| Stokes Family Office, LLC | 3,913 | $297.0K | 0.04% | −1,248−24.2% | Reduced |
| Concord Wealth Partners | 3,910 | $297.0K | 0.09% | +90+2.4% | Added |
| HB Wealth Management, LLC | 3,901 | $297.0K | 0.01% | +667+20.6% | Added |
| Sargent Bickham Lagudis LLC | 3,926 | $298.0K | 0.03% | −481−10.9% | Reduced |
| Norris Perne & French LLP | 3,935 | $299.0K | 0.03% | 00.0% | Unchanged |
| Ategra Capital Management, LLC | 3,991 | $303.4K | 0.16% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 4,004 | $304.0K | 0.03% | +1,349+50.8% | Added |
| Annex Advisory Services, LLC | 4,026 | $306.0K | 0.02% | −931−18.8% | Reduced |
| Mattern Wealth Management LLC | 4,029 | $306.0K | 0.12% | 00.0% | Unchanged |
| M&R Capital Management Inc | 4,050 | $307.0K | 0.09% | 00.0% | Unchanged |
| RNC Capital Management LLC | 4,074 | $310.0K | 0.02% | −81−1.9% | Reduced |
| Penobscot Investment Management Company, Inc. | 4,075 | $310.0K | 0.06% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 4,080 | $310.0K | 0.03% | +40+1.0% | Added |
| Ropes Wealth Advisors LLC | 4,093 | $311.0K | 0.07% | −1,065−20.6% | Reduced |
| Benchmark Investment Advisors LLC | 4,107 | $312.0K | 0.34% | −256−5.9% | Reduced |
| Global Retirement Partners, LLC | 3,845 | $312.0K | 0.02% | −320−7.7% | Reduced |
| Monticello Wealth Management, LLC | 4,111 | $312.0K | 0.04% | 00.0% | Unchanged |
| Essex Investment Management Co LLC | 4,101 | $312.0K | 0.05% | 00.0% | Unchanged |
| Penn Mutual Asset Management, LLC | 4,120 | $313.0K | 0.41% | +4,120 | New |
| S.A. Mason LLC | 4,136 | $314.0K | 0.25% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 4,161 | $316.0K | 0.03% | −60−1.4% | Reduced |
| Atlas Capital Advisors LLC | 4,187 | $318.3K | 0.06% | −3,019−41.9% | Reduced |
| Beck Mack & Oliver LLC | 4,200 | $319.0K | 0.01% | −1,000−19.2% | Reduced |
| Wesbanco Bank Inc | 4,197 | $319.0K | 0.02% | −951−18.5% | Reduced |
| Modera Wealth Management, LLC | 4,198 | $319.0K | 0.02% | −188−4.3% | Reduced |
| Kenfarb & Co. | 4,200 | $319.0K | 0.30% | 00.0% | Unchanged |
| Paradigm Asset Management Co LLC | 4,213 | $320.2K | 0.11% | +1,200+39.8% | Added |
| Violich Capital Management, Inc. | 4,250 | $323.0K | 0.06% | −400−8.6% | Reduced |
| Andesa Financial Management Inc. | 4,253 | $324.0K | 0.11% | +1,364+47.2% | Added |
| Moody National Bank Trust Division | 4,285 | $326.0K | 0.03% | −105−2.4% | Reduced |
| Pointe Capital Management LLC | 4,298 | $327.0K | 0.26% | +54+1.3% | Added |
| Montecito Bank & Trust | 4,318 | $328.0K | 0.09% | −70−1.6% | Reduced |
| Capital Analysts, LLC | 4,315 | $328.0K | 0.02% | −60−1.4% | Reduced |
| Ameritas Advisory Services, LLC | 4,324 | $329.0K | 0.02% | +69+1.6% | Added |
| Capital Investment Advisory Services, LLC | 4,340 | $330.0K | 0.04% | −284−6.1% | Reduced |
| Wealth Alliance | 4,342 | $330.0K | 0.07% | +921+26.9% | Added |
| Wealthsource Partners, LLC | 4,360 | $331.0K | 0.02% | −2,344−35.0% | Reduced |
| LaFleur & Godfrey LLC | 4,373 | $332.0K | 0.06% | −2,126−32.7% | Reduced |
| GSB Wealth Management, LLC | 4,368 | $332.0K | 0.12% | 00.0% | Unchanged |
| Cypress Capital Group | 4,381 | $333.0K | 0.06% | −55−1.2% | Reduced |
| Aull & Monroe Investment Management Corp | 4,375 | $333.0K | 0.18% | 00.0% | Unchanged |
| Circle Wealth Management, LLC | 4,381 | $333.0K | 0.05% | 00.0% | Unchanged |
| Qtron Investments LLC | 4,412 | $335.0K | 0.08% | −1,912−30.2% | Reduced |