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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q3 2022

Institutional positions in Novartis AG as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,088
−33 vs. Q2 2022
Shares held
179.7M
−19.6M (−9.8%) vs. Q2 2022
Total value
$13.7B
−$3.18B (−18.9%) vs. Q2 2022
New holders
63
322 more added
Sold out
96
458 more reduced

21 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 1,088 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,605 institutionsQ2 2026: 1,626 institutions
Value heldQ3 2022: $13.7B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,626$21.3B
Q1 20261,605$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2022.

Institutions holding NVS in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Harbor Investment Advisory, LLC1,935$147.0K0.02%00.0%Unchanged
Sutton Wealth Advisors Inc.1,935$147.1K0.06%+983+103.3%Added
North Star Investment Management Corp.1,978$150.0K0.01%00.0%Unchanged
Hexagon Capital Partners LLC1,988$151.0K0.04%+485+32.3%Added
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.2,083$158.0K0.00%+144+7.4%Added
Atlantic Trust, LLC2,175$166.0K0.06%+100+4.8%Added
Vigilant Capital Management, LLC2,277$173.0K0.02%00.0%Unchanged
Edmond de Rothschild Holding S.A.2,328$177.0K0.00%−97−4.0%Reduced
CoreFirst Bank & Trust2,330$177.0K0.15%00.0%Unchanged
JFS Wealth Advisors, LLC2,419$184.0K0.02%+100+4.3%Added
Dakota Community Bank & Trust NA2,475$188.0K1.30%+2,475New
EverSource Wealth Advisors, LLC2,574$196.0K0.04%−329−11.3%Reduced
Belpointe Asset Management LLC2,604$197.0K0.01%+27+1.0%Added
Strategic Blueprint, LLC2,635$200.0K0.03%+2,635New
Trustcore Financial Services, LLC2,650$201.0K0.02%−138−4.9%Reduced
Great Lakes Advisors, LLC2,639$201.0K0.00%−24−0.9%Reduced
LCM Capital Management Inc2,702$205.0K0.22%−10−0.4%Reduced
Tompkins Financial Corp2,694$205.0K0.03%00.0%Unchanged
Retirement Planning Co of New England, Inc.2,730$207.0K0.15%00.0%Unchanged
Twin Focus Capital Partners, LLC2,744$209.0K0.05%−70−2.5%Reduced
GFS Advisors, LLC2,750$209.0K0.05%00.0%Unchanged
Hutner Capital Management Inc2,766$210.0K0.15%−1,878−40.4%Reduced
Bristlecone Advisors, LLC2,763$210.0K0.03%00.0%Unchanged
Laraway Financial Inc2,770$210.0K0.23%00.0%Unchanged
Evoke Wealth, LLC2,782$211.0K0.01%+890+47.0%Added
Keel Point, LLC2,785$212.0K0.04%−77−2.7%Reduced
PDS Planning, Inc2,800$213.0K0.04%−787−21.9%Reduced
Shelton Capital Management2,800$213.0K0.01%00.0%Unchanged
Lyell Wealth Management, LP2,800$213.0K0.04%00.0%Unchanged
Wealth Alliance Advisory Group, LLC2,801$213.0K0.09%00.0%Unchanged
Jacobs & Co2,825$214.0K0.03%00.0%Unchanged
Coulter & Justus Financial Services, LLC2,810$214.0K0.17%+200+7.7%Added
Pacifica Partners Inc.2,818$215.0K0.16%00.0%Unchanged
Allred Capital Management, LLC2,844$216.0K0.13%00.0%Unchanged
Ronald Blue Trust, Inc.2,547$216.0K0.00%+303+13.5%Added
Coastal Bridge Advisors, LLC2,838$216.0K0.06%+2,838New
Clearbridge Investments, LLC2,890$220.0K0.00%−5,143−64.0%Reduced
Community Bank & Trust, Waco, Texas2,898$220.0K0.08%00.0%Unchanged
Flagship Harbor Advisors, LLC2,909$221.0K0.03%+35+1.2%Added
Stiles Financial Services Inc2,911$221.0K0.13%+230+8.6%Added
Spire Wealth Management2,933$223.0K0.01%−1,766−37.6%Reduced
High Net Worth Advisory Group LLC2,928$223.0K0.10%−176−5.7%Reduced
UMA Financial Services, Inc.2,880$223.0K0.07%00.0%Unchanged
Dorchester Wealth Management Co2,945$224.0K0.05%00.0%Unchanged
Northstar Group, Inc.2,943$224.0K0.07%+60+2.1%Added
Essex Savings Bank2,959$224.0K0.09%+380+14.7%Added
IHT Wealth Management, LLC2,947$224.0K0.02%+2,947New
Koshinski Asset Management, Inc.2,971$226.0K0.03%−744−20.0%Reduced
Hurlow Wealth Management Group, Inc.2,969$226.0K0.13%−55−1.8%Reduced
Marcum Wealth, LLC2,967$226.0K0.03%−56−1.9%Reduced
Boston Financial Mangement LLC2,992$227.0K0.01%−4−0.1%Reduced
Hennion & Walsh Asset Management, Inc.2,986$227.0K0.01%+2,986New
H. L. Ormond & Company, LLC3,003$229.0K0.37%−199−6.2%Reduced
Philadelphia Trust Co3,012$229.0K0.03%00.0%Unchanged
Platform Technology Partners3,020$230.0K0.13%00.0%Unchanged
Aptus Capital Advisors, LLC3,043$231.0K0.01%+271+9.8%Added
Edge Capital Group, LLC3,057$232.0K0.02%−77−2.5%Reduced
Enterprise Financial Services Corp3,056$232.0K0.17%−58−1.9%Reduced
Fiera Capital Corp3,050$232.0K0.00%00.0%Unchanged
Icapital Wealth LLC3,052$232.0K0.17%00.0%Unchanged
Peoples Financial Services Corp.3,076$234.0K0.12%00.0%Unchanged
Thoroughbred Financial Services, LLC3,083$234.0K0.04%00.0%Unchanged
Carmichael Hill & Associates, Inc.3,078$234.0K0.14%00.0%Unchanged
Cornerstone Wealth Management, LLC3,075$234.0K0.03%+177+6.1%Added
First Citizens Bank & Trust Co3,094$235.0K0.01%+386+14.3%Added
Occidental Asset Management, LLC3,105$236.0K0.07%00.0%Unchanged
Quad-Cities Investment Group, LLC3,107$236.0K0.18%+3,107New
Peddock Capital Advisors, LLC3,124$237.0K0.10%00.0%Unchanged
Stonegate Investment Group, LLC3,113$237.0K0.01%+139+4.7%Added
Pitcairn Co3,124$237.0K0.03%+272+9.5%Added
Venturi Wealth Management, LLC3,143$239.0K0.02%−725−18.7%Reduced
Kendall Capital Management3,141$239.0K0.14%−152−4.6%Reduced
Weatherly Asset Management L. P.3,142$239.0K0.03%00.0%Unchanged
Red Cedar Capital, LLC3,140$239.0K0.17%00.0%Unchanged
Parkside Financial Bank & Trust3,150$240.0K0.08%−35−1.1%Reduced
Investors Research Corp3,153$240.0K0.07%00.0%Unchanged
Harbour Investments, Inc.2,846$241.0K0.02%00.0%Unchanged
Global Trust Asset Management, LLC3,186$242.0K0.13%−78−2.4%Reduced
Argent Advisors, Inc.3,203$243.0K0.14%+100+3.2%Added
River Wealth Advisors LLC3,193$243.0K0.05%+740+30.2%Added
Western Wealth Management, LLC3,229$244.0K0.01%00.0%Unchanged
Latitude Advisors, LLC3,205$244.0K0.20%−2−0.1%Reduced
Hartline Investment Corp3,205$244.0K0.20%+3,205New
Foster & Motley Inc3,225$245.0K0.02%−180−5.3%Reduced
Allworth Financial LP3,221$245.0K0.00%+1,024+46.6%Added
Charter Trust Co3,236$246.0K0.02%+49+1.5%Added
Pallas Capital Advisors LLC3,065$246.0K0.03%+10+0.3%Added
Family Legacy, Inc.3,250$247.0K0.12%00.0%Unchanged
Kanawha Capital Management LLC3,266$248.0K0.03%−57−1.7%Reduced
Washington Trust Co3,255$248.0K0.01%+500+18.1%Added
Diversified Trust Co3,274$249.0K0.01%−6,518−66.6%Reduced
Crew Capital Management, Ltd.3,270$249.0K0.34%00.0%Unchanged
jvl associates llc3,300$251.0K0.15%00.0%Unchanged
Tranquilli Financial Advisor LLC3,301$251.0K0.20%+3,301New
Resources Investment Advisors, LLC.3,350$255.0K0.01%−142−4.1%Reduced
Hyman Charles D3,374$256.0K0.02%00.0%Unchanged
Keudell/Morrison Wealth Management3,369$256.0K0.10%+163+5.1%Added
Glenview Trust Co3,397$258.0K0.01%00.0%Unchanged
Chicago Capital, LLC3,390$258.0K0.01%00.0%Unchanged
Value Partners Investments Inc.3,395$258.0K0.03%+361+11.9%Added