Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2022
Institutional positions in Novartis AG as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,088
- −33 vs. Q2 2022
- Shares held
- 179.7M
- −19.6M (−9.8%) vs. Q2 2022
- Total value
- $13.7B
- −$3.18B (−18.9%) vs. Q2 2022
- New holders
- 63
- 322 more added
- Sold out
- 96
- 458 more reduced
21 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FDx Advisors, Inc. | 58,723 | $4.46M | 0.20% | −5,878−9.1% | Reduced |
| Zeke Capital Advisors, LLC | 59,610 | $4.53M | 0.33% | −280.0% | Reduced |
| Osterweis Capital Management Inc | 59,921 | $4.55M | 0.34% | −455−0.8% | Reduced |
| Capital World Investors | 60,463 | $4.63M | 0.00% | −888,490−93.6% | Reduced |
| Simplex Trading, LLC | 60,959 | $4.63M | 0.18% | +36,194+146.1% | Added |
| Mirae Asset Global Investments Co., Ltd. | 61,832 | $4.70M | 0.01% | −69,171−52.8% | Reduced |
| Dearborn Partners LLC | 63,522 | $4.83M | 0.21% | −120.0% | Reduced |
| Schonfeld Strategic Advisors LLC | 63,688 | $4.84M | 0.04% | +63,688 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 63,778 | $4.85M | 0.03% | +15,339+31.7% | Added |
| O'Shaughnessy Asset Management, LLC | 63,985 | $4.86M | 0.09% | −2,497−3.8% | Reduced |
| Pinnacle Associates Ltd | 64,060 | $4.87M | 0.11% | −1,665−2.5% | Reduced |
| Altrius Capital Management Inc | 65,137 | $4.95M | 1.89% | +16,108+32.9% | Added |
| Northwestern Mutual Wealth Management Co | 65,170 | $4.95M | 0.01% | −3,923−5.7% | Reduced |
| Peapack Gladstone Financial Corp | 65,439 | $4.97M | 0.10% | +2,866+4.6% | Added |
| Trust Co of Vermont | 65,900 | $5.01M | 0.40% | −1,307−1.9% | Reduced |
| Atria Investments LLC | 66,712 | $5.07M | 0.11% | −3,660−5.2% | Reduced |
| Fifth Third Bancorp | 67,261 | $5.11M | 0.03% | −6,679−9.0% | Reduced |
| Liontrust Investment Partners LLP | 67,394 | $5.12M | 0.08% | −53,990−44.5% | Reduced |
| Camden National Bank | 68,443 | $5.20M | 1.16% | +308+0.5% | Added |
| Timber Creek Capital Management LLC | 68,710 | $5.22M | 2.07% | −856−1.2% | Reduced |
| Ethic Inc. | 70,273 | $5.34M | 0.36% | −11,612−14.2% | Reduced |
| TCW Group Inc | 72,159 | $5.49M | 0.08% | +120+0.2% | Added |
| Kestra Advisory Services, LLC | 72,546 | $5.51M | 0.06% | +34,499+90.7% | Added |
| Brown Brothers Harriman & Co | 73,593 | $5.59M | 0.05% | −10,102−12.1% | Reduced |
| Old Mission Capital LLC | 74,198 | $5.64M | 0.25% | −45,201−37.9% | Reduced |
| Live Oak Private Wealth LLC | 74,579 | $5.67M | 1.27% | +899+1.2% | Added |
| MML Investors Services, LLC | 76,548 | $5.82M | 0.04% | +1,042+1.4% | Added |
| Puzo Michael J | 77,724 | $5.91M | 2.25% | −6,760−8.0% | Reduced |
| New York State Common Retirement Fund | 79,327 | $6.03M | 0.01% | 00.0% | Unchanged |
| Franklin, Parlapiano, Turner & Welch, LLC | 79,768 | $6.06M | 2.16% | +955+1.2% | Added |
| Cohen Capital Management, Inc. | 80,516 | $6.12M | 1.35% | −1,500−1.8% | Reduced |
| Rathbone Brothers plc | 81,661 | $6.21M | 0.08% | −2,165−2.6% | Reduced |
| Matthew Goff Investment Advisor, LLC | 81,888 | $6.22M | 1.78% | +1,774+2.2% | Added |
| Mengis Capital Management, Inc. | 82,728 | $6.29M | 1.49% | −3,133−3.6% | Reduced |
| Comerica Bank | 85,234 | $6.62M | 0.06% | −430−0.5% | Reduced |
| Welch & Forbes LLC | 88,107 | $6.70M | 0.13% | −1,986−2.2% | Reduced |
| Investment House LLC | 88,267 | $6.71M | 0.63% | +2,543+3.0% | Added |
| Zevin Asset Management LLC | 88,951 | $6.76M | 1.60% | +12,620+16.5% | Added |
| Baird Financial Group, Inc. | 89,218 | $6.78M | 0.02% | −5,893−6.2% | Reduced |
| Gabelli Funds LLC | 89,500 | $6.80M | 0.06% | 00.0% | Unchanged |
| American Assets Investment Management, LLC | 93,610 | $7.12M | 0.93% | 00.0% | Unchanged |
| Jarislowsky, Fraser Ltd | 94,240 | $7.16M | 0.05% | −12,562−11.8% | Reduced |
| Mercer Global Advisors Inc | 96,803 | $7.36M | 0.04% | +2,239+2.4% | Added |
| Fort Washington Investment Advisors Inc | 98,100 | $7.46M | 0.06% | −2,514−2.5% | Reduced |
| Blair William & Co | 98,850 | $7.51M | 0.03% | −100−0.1% | Reduced |
| Tweedy, Browne Co LLC | 100,709 | $7.66M | 0.34% | +2,279+2.3% | Added |
| CWM, LLC | 101,461 | $7.71M | 0.06% | +5,341+5.6% | Added |
| Clifford Swan Investment Counsel LLC | 103,638 | $7.88M | 0.37% | −4,862−4.5% | Reduced |
| ProVise Management Group, LLC | 105,286 | $8.00M | 0.89% | +8,377+8.6% | Added |
| Foster Victor Wealth Advisors, LLC | 105,813 | $8.05M | 1.17% | +9,008+9.3% | Added |
| NewEdge Wealth, LLC | 106,000 | $8.06M | 0.38% | +9,209+9.5% | Added |
| Bahl & Gaynor Inc | 106,803 | $8.12M | 0.05% | −7,610−6.7% | Reduced |
| Ingalls & Snyder LLC | 107,486 | $8.17M | 0.46% | −932−0.9% | Reduced |
| ExodusPoint Capital Management, LP | 108,751 | $8.27M | 0.12% | +102,783+1,722.2% | Added |
| Trust Co of Virginia | 108,913 | $8.28M | 1.05% | +4,389+4.2% | Added |
| Tower Bridge Advisors | 110,650 | $8.41M | 0.75% | −2,993−2.6% | Reduced |
| Captrust Financial Advisors | 110,806 | $8.42M | 0.05% | +14,877+15.5% | Added |
| Greenwood Gearhart Inc | 112,184 | $8.53M | 1.35% | +3,319+3.0% | Added |
| Susquehanna International Group, LLP | 112,493 | $8.55M | 0.02% | +34,590+44.4% | Added |
| U.S. Capital Wealth Advisors, LLC | 113,797 | $8.65M | 0.44% | +1,605+1.4% | Added |
| Qube Research & Technologies Ltd | 115,388 | $8.77M | 0.06% | −70,151−37.8% | Reduced |
| Euro Pacific Asset Management, LLC | 123,542 | $9.42M | 2.47% | −330−0.3% | Reduced |
| United Capital Financial Advisers, LLC | 128,266 | $9.75M | 0.06% | +85,625+200.8% | Added |
| CIBC World Markets Inc. | 131,524 | $10.0M | 0.04% | −3,852−2.8% | Reduced |
| Wilkins Investment Counsel Inc | 133,785 | $10.2M | 2.98% | +838+0.6% | Added |
| Tekla Capital Management LLC | 136,225 | $10.4M | 0.42% | 00.0% | Unchanged |
| Guyasuta Investment Advisors Inc | 137,308 | $10.4M | 0.90% | +1,194+0.9% | Added |
| Grandfield & Dodd, LLC | 139,203 | $10.6M | 0.86% | +1,734+1.3% | Added |
| Advisor Group Holdings, Inc. | 139,219 | $10.6M | 0.02% | +476+0.3% | Added |
| Reynders McVeigh Capital Management, LLC | 139,608 | $10.6M | 0.82% | +2,387+1.7% | Added |
| Citadel Advisors LLC | 140,173 | $10.7M | 0.01% | +77,778+124.7% | Added |
| Richard C. Young & CO., LTD. | 141,158 | $10.7M | 1.64% | −972−0.7% | Reduced |
| Edgemoor Investment Advisors, Inc. | 141,501 | $10.8M | 1.43% | −1,910−1.3% | Reduced |
| Grimes & Company, Inc. | 142,646 | $10.8M | 0.57% | +1,341+0.9% | Added |
| National Bank of Canada | 144,199 | $10.9M | 0.06% | +6,990+5.1% | Added |
| Gamble Jones Investment Counsel | 145,389 | $11.1M | 0.90% | +674+0.5% | Added |
| Manufacturers Life Insurance Company, The | 147,047 | $11.2M | 0.01% | −18,044−10.9% | Reduced |
| Somerville Kurt F | 153,900 | $11.7M | 2.35% | −1,155−0.7% | Reduced |
| Federated Hermes, Inc. | 159,877 | $12.2M | 0.04% | +16,398+11.4% | Added |
| First Fiduciary Investment Counsel, Inc. | 160,779 | $12.2M | 3.07% | −886−0.5% | Reduced |
| Nichols & Pratt Advisers LLP | 167,476 | $12.7M | 1.13% | −94,695−36.1% | Reduced |
| Citigroup Inc | 168,131 | $12.8M | 0.02% | +1,420+0.9% | Added |
| Banco Santander, S.A. | 171,079 | $13.0M | 0.17% | −187−0.1% | Reduced |
| Price T Rowe Associates Inc | 94,603 | $13.3M | 0.00% | +53,220+128.6% | Added |
| Segall Bryant & Hamill, LLC | 177,453 | $13.5M | 0.16% | −3,095−1.7% | Reduced |
| Exencial Wealth Advisors, LLC | 178,238 | $13.5M | 0.82% | +19,925+12.6% | Added |
| Bartlett & Co. LLC | 181,265 | $13.8M | 0.30% | −2,848−1.5% | Reduced |
| Bartlett & Co. Wealth Management LLC | 181,265 | $13.8M | 0.30% | −2,848−1.5% | Reduced |
| Tocqueville Asset Management L.P. | 181,379 | $13.8M | 0.28% | −3,281−1.8% | Reduced |
| CORDA Investment Management, LLC. | 182,496 | $13.9M | 1.24% | −2,053−1.1% | Reduced |
| Pacer Advisors, Inc. | 182,540 | $13.9M | 0.10% | +44,305+32.1% | Added |
| Optiver Holding B.V. | 183,543 | $14.0M | 0.01% | +34,811+23.4% | Added |
| Assetmark, Inc | 184,892 | $14.1M | 0.07% | +13,214+7.7% | Added |
| Oak Associates, Ltd | 185,082 | $14.1M | 1.19% | −22,092−10.7% | Reduced |
| First Republic Investment Management, Inc. | 186,852 | $14.2M | 0.04% | −1,390−0.7% | Reduced |
| Hemenway Trust Co LLC | 188,742 | $14.3M | 1.69% | −468−0.2% | Reduced |
| US Bancorp | 191,342 | $14.5M | 0.03% | −66,954−25.9% | Reduced |
| Mariner, LLC | 192,376 | $14.6M | 0.06% | +31,377+19.5% | Added |
| DDD Partners, LLC | 193,934 | $14.7M | 2.67% | +35,985+22.8% | Added |
| Brookfield Asset Management Inc. | 195,744 | $14.9M | 0.05% | +90,571+86.1% | Added |