Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2022
Institutional positions in Novartis AG as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,142
- +15 vs. Q1 2022
- Shares held
- 199.7M
- −5.53M (−2.7%) vs. Q1 2022
- Total value
- $16.9B
- −$1.12B (−6.2%) vs. Q1 2022
- New holders
- 90
- 348 more added
- Sold out
- 75
- 448 more reduced
10 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kestra Advisory Services, LLC | 38,047 | $3.22M | 0.03% | +4,247+12.6% | Added |
| Country Club Bank | 38,123 | $3.23M | 0.30% | −6,196−14.0% | Reduced |
| Wade G W & Inc | 38,276 | $3.24M | 0.15% | +25,166+192.0% | Added |
| Cerity Partners LLC | 38,719 | $3.27M | 0.04% | +14,764+61.6% | Added |
| First Hawaiian Bank | 39,490 | $3.34M | 0.12% | −7,463−15.9% | Reduced |
| GWM Advisors LLC | 39,975 | $3.38M | 0.06% | +1,694+4.4% | Added |
| Bradley Foster & Sargent Inc | 40,318 | $3.41M | 0.09% | −1,475−3.5% | Reduced |
| Yousif Capital Management, LLC | 40,325 | $3.41M | 0.04% | +2,385+6.3% | Added |
| Sawtooth Solutions, LLC | 40,403 | $3.42M | 0.44% | +8,132+25.2% | Added |
| Hayek Kallen Investment Management | 41,045 | $3.47M | 1.51% | −900−2.1% | Reduced |
| Price T Rowe Associates Inc | 41,383 | $3.50M | 0.00% | +1,881+4.8% | Added |
| Keybank National Association | 41,899 | $3.54M | 0.02% | −2,103−4.8% | Reduced |
| Glenmede Trust Co NA | 41,975 | $3.55M | 0.02% | −914−2.1% | Reduced |
| Pittenger & Anderson Inc | 42,145 | $3.56M | 0.21% | +5,860+16.1% | Added |
| Cardinal Capital Management | 42,386 | $3.58M | 0.82% | +250+0.6% | Added |
| Scotia Capital Inc. | 42,403 | $3.58M | 0.03% | −23,762−35.9% | Reduced |
| Catalyst Capital Advisors LLC | 42,580 | $3.60M | 0.15% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 42,641 | $3.60M | 0.02% | +1,550+3.8% | Added |
| Smithbridge Asset Management Inc | 43,913 | $3.71M | 1.43% | +500+1.2% | Added |
| Notis-McConarty Edward | 44,139 | $3.73M | 1.55% | +145+0.3% | Added |
| Lowell Blake & Associates Inc. | 45,131 | $3.81M | 1.47% | −22,947−33.7% | Reduced |
| Pekin Hardy Strauss, Inc. | 45,152 | $3.82M | 0.60% | +650+1.5% | Added |
| Guardian Capital Advisors LP | 46,968 | $3.88M | 0.45% | −595−1.3% | Reduced |
| Woodmont Investment Counsel LLC | 45,975 | $3.89M | 0.48% | +1,667+3.8% | Added |
| Allianz Asset Management GmbH | 46,316 | $3.92M | 0.00% | −73,785−61.4% | Reduced |
| Farmers & Merchants Investments Inc | 47,138 | $3.98M | 0.17% | −317−0.7% | Reduced |
| Cinctive Capital Management LP | 47,144 | $3.98M | 0.18% | +2,144+4.8% | Added |
| Azzad Asset Management Inc | 46,650 | $3.99M | 0.39% | +15,668+50.6% | Added |
| Wetherby Asset Management Inc | 47,168 | $3.99M | 0.27% | +1,483+3.2% | Added |
| Avalon Investment & Advisory | 47,950 | $4.05M | 0.11% | −2,098−4.2% | Reduced |
| Mar Vista Investment Partners LLC | 47,974 | $4.05M | 0.17% | 00.0% | Unchanged |
| Whittier Trust Co | 48,352 | $4.09M | 0.08% | +465+1.0% | Added |
| Walled Lake Planning & Wealth Management, LLC | 48,424 | $4.09M | 2.82% | +1,447+3.1% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 48,439 | $4.09M | 0.02% | +48,439 | New |
| Carret Asset Management, LLC | 48,748 | $4.12M | 0.57% | −380−0.8% | Reduced |
| Altrius Capital Management Inc | 49,029 | $4.14M | 1.35% | +49,029 | New |
| Sepio Capital, LP | 49,099 | $4.15M | 0.42% | −2,870−5.5% | Reduced |
| Garland Capital Management Inc | 49,095 | $4.15M | 3.10% | +1,465+3.1% | Added |
| Advisory Services Network, LLC | 49,234 | $4.16M | 0.14% | +4,108+9.1% | Added |
| HighTower Trust Services, LTA | 38,384 | $4.34M | 0.73% | +38,384 | New |
| Parcion Private Wealth LLC | 50,632 | $4.35M | 0.43% | −701−1.4% | Reduced |
| Beach Investment Counsel Inc | 51,569 | $4.36M | 0.55% | −3,365−6.1% | Reduced |
| Patten & Patten Inc | 51,585 | $4.36M | 0.38% | −2,738−5.0% | Reduced |
| American Research & Management Co. | 51,602 | $4.36M | 1.12% | −816−1.6% | Reduced |
| Prentiss Smith & Co Inc | 54,147 | $4.58M | 3.53% | −879−1.6% | Reduced |
| Narwhal Capital Management | 55,369 | $4.68M | 0.64% | +956+1.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 57,226 | $4.84M | 0.03% | +2,986+5.5% | Added |
| Fiduciary Trust Co | 57,816 | $4.89M | 0.10% | −870−1.5% | Reduced |
| Edgestream Partners, L.P. | 59,479 | $5.03M | 0.40% | −15,253−20.4% | Reduced |
| Zeke Capital Advisors, LLC | 59,638 | $5.04M | 0.33% | +5,868+10.9% | Added |
| Osterweis Capital Management Inc | 60,376 | $5.10M | 0.38% | +220.0% | Added |
| Citadel Advisors LLC | 62,395 | $5.27M | 0.01% | +58,105+1,354.4% | Added |
| Peapack Gladstone Financial Corp | 62,573 | $5.29M | 0.12% | −1,142−1.8% | Reduced |
| Cubist Systematic Strategies, LLC | 63,434 | $5.36M | 0.04% | +26,138+70.1% | Added |
| Dearborn Partners LLC | 63,534 | $5.37M | 0.23% | −260.0% | Reduced |
| FDx Advisors, Inc. | 64,601 | $5.46M | 0.21% | +1,784+2.8% | Added |
| Everett Harris & Co | 64,822 | $5.48M | 0.09% | −7,229−10.0% | Reduced |
| Pinnacle Associates Ltd | 65,725 | $5.56M | 0.12% | −583−0.9% | Reduced |
| O'Shaughnessy Asset Management, LLC | 66,482 | $5.62M | 0.10% | +14,666+28.3% | Added |
| Trust Co of Vermont | 67,207 | $5.68M | 0.43% | −1,521−2.2% | Reduced |
| Camden National Bank | 68,135 | $5.76M | 1.19% | +1,724+2.6% | Added |
| Northwestern Mutual Wealth Management Co | 69,093 | $5.84M | 0.01% | +9,345+15.6% | Added |
| Jones Financial Companies LLLP | 69,373 | $5.86M | 0.01% | −27,398−28.3% | Reduced |
| Timber Creek Capital Management LLC | 69,566 | $5.88M | 1.94% | −398−0.6% | Reduced |
| Atria Investments LLC | 70,372 | $5.95M | 0.12% | −4,693−6.3% | Reduced |
| Moreno Evelyn V | 71,884 | $6.08M | 1.42% | −34,018−32.1% | Reduced |
| TCW Group Inc | 72,039 | $6.09M | 0.08% | −791−1.1% | Reduced |
| Gluskin Sheff & Assoc Inc | 72,150 | $6.10M | 0.33% | −8,159−10.2% | Reduced |
| Live Oak Private Wealth LLC | 73,680 | $6.23M | 1.31% | +1,734+2.4% | Added |
| Fifth Third Bancorp | 73,940 | $6.25M | 0.03% | −3,554−4.6% | Reduced |
| MML Investors Services, LLC | 75,506 | $6.38M | 0.05% | +3,355+4.6% | Added |
| Zevin Asset Management LLC | 76,331 | $6.45M | 1.46% | +228+0.3% | Added |
| Susquehanna International Group, LLP | 77,903 | $6.58M | 0.01% | +31,988+69.7% | Added |
| Franklin, Parlapiano, Turner & Welch, LLC | 78,813 | $6.66M | 2.25% | +936+1.2% | Added |
| Private Advisor Group, LLC | 79,127 | $6.69M | 0.06% | +6,502+9.0% | Added |
| New York State Common Retirement Fund | 79,327 | $6.71M | 0.01% | 00.0% | Unchanged |
| Matthew Goff Investment Advisor, LLC | 80,114 | $6.77M | 1.82% | +9,486+13.4% | Added |
| Ethic Inc. | 81,885 | $6.92M | 0.48% | +4,598+5.9% | Added |
| Cohen Capital Management, Inc. | 82,016 | $6.93M | 1.42% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 83,695 | $7.08M | 0.06% | −13,094−13.5% | Reduced |
| Rathbone Brothers plc | 83,826 | $7.09M | 0.08% | −6,280−7.0% | Reduced |
| Puzo Michael J | 84,484 | $7.14M | 2.54% | −1,975−2.3% | Reduced |
| Investment House LLC | 85,724 | $7.25M | 0.64% | +23,921+38.7% | Added |
| Mengis Capital Management, Inc. | 85,861 | $7.26M | 1.59% | −135−0.2% | Reduced |
| Comerica Bank | 85,664 | $7.37M | 0.06% | +4,112+5.0% | Added |
| Buckhead Capital Management LLC | 87,629 | $7.41M | 1.83% | +2,861+3.4% | Added |
| Gabelli Funds LLC | 89,500 | $7.57M | 0.06% | −2,500−2.7% | Reduced |
| Welch & Forbes LLC | 90,093 | $7.62M | 0.14% | −661−0.7% | Reduced |
| American Assets Investment Management, LLC | 93,610 | $7.91M | 0.99% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 94,564 | $7.99M | 0.05% | +14,190+17.7% | Added |
| Baird Financial Group, Inc. | 95,111 | $8.04M | 0.02% | −366−0.4% | Reduced |
| Foster Victor Wealth Advisors, LLC | 96,805 | $8.11M | 1.21% | +6,968+7.8% | Added |
| Captrust Financial Advisors | 95,929 | $8.11M | 0.05% | +9,410+10.9% | Added |
| CWM, LLC | 96,120 | $8.13M | 0.06% | +3,971+4.3% | Added |
| NewEdge Wealth, LLC | 96,791 | $8.18M | 0.37% | +14,333+17.4% | Added |
| ProVise Management Group, LLC | 96,909 | $8.19M | 0.87% | +7,369+8.2% | Added |
| Tweedy, Browne Co LLC | 98,430 | $8.32M | 0.34% | −3,508−3.4% | Reduced |
| Blair William & Co | 98,950 | $8.36M | 0.04% | −1,215−1.2% | Reduced |
| Fort Washington Investment Advisors Inc | 100,614 | $8.51M | 0.07% | −2,450−2.4% | Reduced |
| Trust Co of Virginia | 104,524 | $8.84M | 1.06% | +4,439+4.4% | Added |