Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2022
Institutional positions in Novartis AG as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,137
- +4 vs. Q4 2021
- Shares held
- 208.2M
- −2.70M (−1.3%) vs. Q4 2021
- Total value
- $18.3B
- −$195.4M (−1.1%) vs. Q4 2021
- New holders
- 93
- 413 more added
- Sold out
- 89
- 414 more reduced
14 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Horizon Kinetics Asset Management LLC | 20,050 | $1.76M | 0.04% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 20,099 | $1.76M | 0.05% | +901+4.7% | Added |
| Somerset Trust Co | 20,109 | $1.76M | 0.68% | −1,375−6.4% | Reduced |
| Employees Retirement System of Texas | 20,475 | $1.80M | 0.02% | −13,338−39.4% | Reduced |
| Laurel Wealth Advisors, Inc. | 20,769 | $1.82M | 0.15% | +2,023+10.8% | Added |
| BTC Capital Management, Inc. | 20,748 | $1.83M | 0.18% | +10,065+94.2% | Added |
| JustInvest LLC | 20,915 | $1.83M | 0.09% | +9,054+76.3% | Added |
| Cerity Partners LLC | 23,955 | $1.85M | 0.03% | +1,125+4.9% | Added |
| Valley National Advisers Inc | 21,144 | $1.85M | 0.36% | −65−0.3% | Reduced |
| FineMark National Bank & Trust | 21,164 | $1.86M | 0.07% | −1,435−6.3% | Reduced |
| National Asset Management, Inc. | 21,166 | $1.86M | 0.06% | +717+3.5% | Added |
| Fca Corp | 21,191 | $1.86M | 0.65% | +830+4.1% | Added |
| HC Financial Advisors Inc | 21,263 | $1.87M | 1.11% | −610−2.8% | Reduced |
| Eqis Capital Management, Inc. | 21,534 | $1.89M | 0.17% | +21,534 | New |
| Sandy Spring Bank | 21,666 | $1.90M | 0.10% | −405−1.8% | Reduced |
| Synovus Financial Corp | 21,770 | $1.91M | 0.02% | −870−3.8% | Reduced |
| NBT Bank N A | 22,098 | $1.94M | 0.26% | −467−2.1% | Reduced |
| Palisade Asset Management, LLC | 22,099 | $1.94M | 0.22% | +800+3.8% | Added |
| Commerce Bank | 22,244 | $1.95M | 0.01% | −629−2.7% | Reduced |
| Kahn Brothers Group Inc | 22,378 | $1.96M | 0.25% | 00.0% | Unchanged |
| Telos Capital Management, Inc. | 22,496 | $1.97M | 0.26% | −220−1.0% | Reduced |
| Providence Capital Advisors, LLC | 22,817 | $1.99M | 0.53% | +1,835+8.7% | Added |
| Advisor Partners LLC | 23,034 | $2.02M | 0.13% | +2,933+14.6% | Added |
| Signaturefd, LLC | 23,038 | $2.02M | 0.06% | +3,455+17.6% | Added |
| Cascade Investment Advisors, Inc. | 23,217 | $2.04M | 1.24% | −223−1.0% | Reduced |
| Snowden Capital Advisors LLC | 23,669 | $2.08M | 0.08% | +20,307+604.0% | Added |
| Dempze Nancy E | 23,893 | $2.10M | 1.53% | −1,693−6.6% | Reduced |
| Cox Capital Mgt LLC | 23,958 | $2.10M | 1.32% | +14+0.1% | Added |
| Trust Co of Toledo NA | 24,186 | $2.12M | 0.33% | −65−0.3% | Reduced |
| Clearstead Advisors, LLC | 24,414 | $2.14M | 0.15% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 24,670 | $2.17M | 0.02% | +712+3.0% | Added |
| EagleClaw Capital Managment, LLC | 24,810 | $2.18M | 0.50% | −150−0.6% | Reduced |
| Forum Financial Management, LP | 24,935 | $2.19M | 0.11% | −14−0.1% | Reduced |
| Connolly Sarah T. | 25,073 | $2.20M | 1.29% | +536+2.2% | Added |
| Baker Tilly Wealth Management, LLC | 25,149 | $2.21M | 0.24% | +3,888+18.3% | Added |
| Abbot Financial Management, Inc. | 25,444 | $2.23M | 1.09% | −399−1.5% | Reduced |
| Cohen Lawrence B | 25,683 | $2.25M | 1.34% | −144−0.6% | Reduced |
| Mirador Capital Partners LP | 25,747 | $2.26M | 0.46% | +956+3.9% | Added |
| Hall Laurie J Trustee | 25,847 | $2.27M | 0.87% | +135+0.5% | Added |
| apricus wealth, LLC | 25,161 | $2.30M | 1.87% | +1,755+7.5% | Added |
| Integrated Wealth Concepts LLC | 26,228 | $2.30M | 0.07% | +1,378+5.5% | Added |
| Cardinal Capital Management, Inc. | 26,355 | $2.31M | 0.11% | −154,571−85.4% | Reduced |
| Naples Global Advisors, LLC | 26,568 | $2.33M | 0.27% | +430+1.6% | Added |
| Geneos Wealth Management Inc. | 26,611 | $2.33M | 0.10% | +1,070+4.2% | Added |
| Crossmark Global Holdings, Inc. | 26,730 | $2.35M | 0.05% | +1,690+6.7% | Added |
| Stonebridge Capital Management Inc | 26,850 | $2.36M | 0.85% | −65−0.2% | Reduced |
| Advisors Capital Management, LLC | 26,980 | $2.37M | 0.06% | +4,031+17.6% | Added |
| Steward Partners Investment Advisory, LLC | 27,158 | $2.38M | 0.04% | +4,717+21.0% | Added |
| Parsons Capital Management Inc | 27,278 | $2.39M | 0.18% | −313−1.1% | Reduced |
| Park National Corp | 27,385 | $2.40M | 0.10% | −4,202−13.3% | Reduced |
| Page Arthur B | 27,816 | $2.44M | 1.90% | +120.0% | Added |
| We Are One Seven, LLC | 32,558 | $2.45M | 0.26% | −372−1.1% | Reduced |
| AE Wealth Management LLC | 27,962 | $2.45M | 0.02% | −433−1.5% | Reduced |
| Quantbot Technologies LP | 28,028 | $2.46M | 0.21% | −15,004−34.9% | Reduced |
| Huntington National Bank | 28,041 | $2.46M | 0.02% | +76+0.3% | Added |
| Alliancebernstein L.P. | 28,117 | $2.47M | 0.00% | −800−2.8% | Reduced |
| Schechter Investment Advisors, LLC | 28,384 | $2.49M | 0.23% | +379+1.4% | Added |
| Hantz Financial Services, Inc. | 28,763 | $2.52M | 0.07% | +3,511+13.9% | Added |
| Royal Fund Management, LLC | 29,362 | $2.58M | 0.38% | −1,706−5.5% | Reduced |
| Cetera Advisor Networks LLC | 29,585 | $2.60M | 0.03% | +1,196+4.2% | Added |
| Atlantic Union Bankshares Corp | 29,911 | $2.63M | 0.23% | −4,380−12.8% | Reduced |
| Cullen/Frost Bankers, Inc. | 30,015 | $2.63M | 0.05% | −1,355−4.3% | Reduced |
| Logan Capital Management Inc | 30,021 | $2.63M | 0.13% | +1,822+6.5% | Added |
| Ipswich Investment Management Co., Inc. | 30,094 | $2.64M | 0.66% | +1,600+5.6% | Added |
| Eagle Global Advisors LLC | 30,303 | $2.66M | 0.16% | +142+0.5% | Added |
| Whittier Trust Co of Nevada Inc | 30,691 | $2.69M | 0.10% | 00.0% | Unchanged |
| Northeast Investment Management | 30,795 | $2.70M | 0.14% | −311−1.0% | Reduced |
| Moors & Cabot, Inc. | 30,965 | $2.72M | 0.17% | +563+1.9% | Added |
| Azzad Asset Management Inc | 30,982 | $2.72M | 0.39% | +1,045+3.5% | Added |
| Foyston, Gordon, & Payne Inc | 31,680 | $2.78M | 0.68% | +35+0.1% | Added |
| Westwood Holdings Group Inc. | 31,782 | $2.79M | 0.03% | −2,822−8.2% | Reduced |
| Beacon Financial Group | 31,779 | $2.81M | 0.37% | +1,466+4.8% | Added |
| Perennial Advisors, LLC | 32,118 | $2.82M | 0.75% | −63−0.2% | Reduced |
| Sawtooth Solutions, LLC | 32,271 | $2.83M | 0.35% | −13,939−30.2% | Reduced |
| Beacon Pointe Advisors, LLC | 32,271 | $2.83M | 0.04% | +19,561+153.9% | Added |
| Haverford Trust Co | 32,565 | $2.86M | 0.03% | −10,045−23.6% | Reduced |
| Siena Capital LLC | 32,579 | $2.86M | 1.61% | +7,431+29.5% | Added |
| Davis Selected Advisers | 32,656 | $2.87M | 0.01% | −10,379−24.1% | Reduced |
| Davenport & Co LLC | 33,453 | $2.94M | 0.02% | +433+1.3% | Added |
| Kestra Advisory Services, LLC | 33,800 | $2.97M | 0.03% | −29,630−46.7% | Reduced |
| Cubic Asset Management, LLC | 33,993 | $2.98M | 0.69% | −100−0.3% | Reduced |
| Summitry LLC | 34,819 | $3.06M | 0.18% | −767−2.2% | Reduced |
| People's United Financial, Inc. | 35,064 | $3.08M | 0.09% | −1,341−3.7% | Reduced |
| Private Asset Management Inc | 35,522 | $3.12M | 0.42% | −3,443−8.8% | Reduced |
| Bokf, NA | 35,544 | $3.12M | 0.05% | −5,577−13.6% | Reduced |
| WealthTrust Axiom LLC | 35,720 | $3.13M | 0.98% | −50−0.1% | Reduced |
| Oppenheimer & Co Inc | 36,072 | $3.17M | 0.06% | +8,249+29.6% | Added |
| Glassy Mountain Advisors, Inc. | 36,181 | $3.17M | 1.63% | +1,163+3.3% | Added |
| Broderick Brian C | 36,233 | $3.18M | 0.81% | −4,867−11.8% | Reduced |
| Pittenger & Anderson Inc | 36,285 | $3.18M | 0.16% | +6,640+22.4% | Added |
| Argent Trust Co | 36,600 | $3.21M | 0.20% | −253−0.7% | Reduced |
| Vestmark Advisory Solutions, Inc. | 36,734 | $3.22M | 0.18% | +5,558+17.8% | Added |
| Cubist Systematic Strategies, LLC | 37,296 | $3.27M | 0.03% | −102,529−73.3% | Reduced |
| Chesley Taft & Associates LLC | 35,497 | $3.29M | 0.19% | −1,960−5.2% | Reduced |
| Yousif Capital Management, LLC | 37,940 | $3.33M | 0.04% | 00.0% | Unchanged |
| GWM Advisors LLC | 38,281 | $3.36M | 0.06% | +953+2.6% | Added |
| Regions Financial Corp | 38,356 | $3.37M | 0.03% | +1,133+3.0% | Added |
| Price T Rowe Associates Inc | 39,502 | $3.47M | 0.00% | +5,293+15.5% | Added |
| Smith, Salley & Associates | 39,769 | $3.49M | 0.26% | +934+2.4% | Added |
| Kidder Stephen W | 40,192 | $3.53M | 1.14% | −2,553−6.0% | Reduced |