Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2022
Institutional positions in Novartis AG as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,137
- +4 vs. Q4 2021
- Shares held
- 208.2M
- −2.70M (−1.3%) vs. Q4 2021
- Total value
- $18.3B
- −$195.4M (−1.1%) vs. Q4 2021
- New holders
- 93
- 413 more added
- Sold out
- 89
- 414 more reduced
14 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Klingenstein Fields & Co LP | 8,257 | $725.0K | 0.03% | −1,222−12.9% | Reduced |
| Connectus Wealth, LLC | 8,271 | $727.0K | 0.02% | −5,360−39.3% | Reduced |
| Clearbridge Investments, LLC | 8,325 | $731.0K | 0.00% | −30,990−78.8% | Reduced |
| Means Investment Co., Inc. | 8,329 | $731.0K | 0.13% | +66+0.8% | Added |
| Heritage Wealth Management, LLC | 8,335 | $731.0K | 0.20% | +8,335 | New |
| BSW Wealth Partners | 8,354 | $733.0K | 0.19% | +2,617+45.6% | Added |
| Abundance Wealth Counselors | 8,359 | $734.0K | 0.20% | +1,612+23.9% | Added |
| Epoch Investment Partners, Inc. | 8,416 | $738.0K | 0.00% | +5,140+156.9% | Added |
| Dillon & Associates Inc | 8,449 | $744.0K | 0.14% | 00.0% | Unchanged |
| Foresight Wealth Management, LLC | 8,476 | $744.0K | 0.30% | +1,769+26.4% | Added |
| Central Trust Co | 8,525 | $748.0K | 0.02% | +136+1.6% | Added |
| Anchor Investment Management, LLC | 8,584 | $753.2K | 0.10% | 00.0% | Unchanged |
| D.B. Root & Company, LLC | 8,648 | $758.0K | 0.28% | +82+1.0% | Added |
| Mather Group, LLC. | 8,657 | $760.0K | 0.02% | −10−0.1% | Reduced |
| TD Waterhouse Canada Inc. | 8,335 | $762.6K | 0.01% | +2,493+42.7% | Added |
| Cypress Asset Management Inc | 8,713 | $765.0K | 0.22% | −1,900−17.9% | Reduced |
| Cadence Bank NA | 8,751 | $767.0K | 0.21% | 00.0% | Unchanged |
| Moody National Bank Trust Division | 8,743 | $767.0K | 0.02% | +341+4.1% | Added |
| Rosenbaum Jay D. | 8,750 | $768.0K | 1.21% | +370+4.4% | Added |
| Roundview Capital LLC | 8,762 | $769.0K | 0.08% | −77−0.9% | Reduced |
| Mystic Asset Management, Inc. | 8,804 | $772.0K | 0.42% | −700−7.4% | Reduced |
| OmniStar Financial Group, Inc. | 8,837 | $775.0K | 0.77% | +468+5.6% | Added |
| Kestra Private Wealth Services, LLC | 8,936 | $784.0K | 0.04% | +758+9.3% | Added |
| Ellevest, Inc. | 8,930 | $784.0K | 0.07% | +1,610+22.0% | Added |
| Armor Investment Advisors, LLC | 8,951 | $785.0K | 0.44% | +929+11.6% | Added |
| Lantz Financial LLC | 8,992 | $789.0K | 0.32% | +686+8.3% | Added |
| Williams Jones Wealth Management, LLC. | 9,006 | $790.0K | 0.01% | +1,979+28.2% | Added |
| Evergreen Capital Management LLC | 9,053 | $794.0K | 0.03% | +1,936+27.2% | Added |
| Dorsey & Whitney Trust CO LLC | 9,167 | $805.0K | 0.07% | −261−2.8% | Reduced |
| Gladstone Institutional Advisory LLC | 9,250 | $812.0K | 0.05% | −2,224−19.4% | Reduced |
| Ascent Wealth Partners, LLC | 9,328 | $818.0K | 0.15% | +1,397+17.6% | Added |
| King Luther Capital Management Corp | 9,334 | $819.0K | 0.00% | −332−3.4% | Reduced |
| Fulton Bank, N.A. | 9,375 | $822.0K | 0.04% | −550−5.5% | Reduced |
| Beacon Investment Advisory Services, Inc. | 9,369 | $822.0K | 0.04% | +309+3.4% | Added |
| Semmax Financial Advisors Inc. | 9,373 | $823.0K | 0.32% | −1,474−13.6% | Reduced |
| Douglass Winthrop Advisors, LLC | 9,516 | $835.0K | 0.02% | 00.0% | Unchanged |
| Beaton Management Co. Inc. | 9,519 | $835.0K | 0.52% | +172+1.8% | Added |
| KCM Investment Advisors LLC | 9,537 | $837.0K | 0.03% | +971+11.3% | Added |
| Stephens Inc | 9,550 | $838.0K | 0.01% | −2,682−21.9% | Reduced |
| Nicholas Hoffman & Company, LLC. | 9,592 | $842.0K | 0.03% | +90+0.9% | Added |
| Diversified Trust Co | 9,604 | $843.0K | 0.03% | −740−7.2% | Reduced |
| Latitude Advisors, LLC | 9,625 | $845.0K | 0.19% | +2,776+40.5% | Added |
| Graypoint LLC | 9,706 | $852.0K | 0.08% | −45−0.5% | Reduced |
| Drexel Morgan & Co. | 9,720 | $853.0K | 0.25% | 00.0% | Unchanged |
| Associated Banc-Corp | 9,794 | $859.0K | 0.03% | −424−4.1% | Reduced |
| Financial Architects, Inc | 9,863 | $865.0K | 0.12% | −1,600−14.0% | Reduced |
| Patton Albertson Miller Group, LLC | 9,853 | $865.0K | 0.15% | +13+0.1% | Added |
| Burns J W & Co Inc | 9,873 | $866.0K | 0.14% | −884−8.2% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 9,882 | $867.0K | 0.16% | +2,032+25.9% | Added |
| Becker Capital Management Inc | 9,920 | $870.0K | 0.04% | −2,273−18.6% | Reduced |
| Neville Rodie & Shaw Inc | 9,932 | $871.0K | 0.06% | 00.0% | Unchanged |
| Delta Financial Advisors LLC | 9,936 | $872.0K | 0.37% | 00.0% | Unchanged |
| Summit Financial, LLC | 10,067 | $883.4K | 0.07% | +1,327+15.2% | Added |
| Bluestein R H & Co | 10,100 | $886.0K | 0.04% | 00.0% | Unchanged |
| Elmwood Wealth Management, Inc. | 10,137 | $890.0K | 0.46% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 10,137 | $890.0K | 0.52% | +139+1.4% | Added |
| Quadrant Capital Group LLC | 10,148 | $890.0K | 0.11% | +3,038+42.7% | Added |
| Eagle Asset Management Inc | 10,182 | $893.0K | 0.00% | −883−8.0% | Reduced |
| CX Institutional | 10,202 | $895.0K | 0.07% | +1,375+15.6% | Added |
| Ariel Investments, LLC | 10,224 | $897.0K | 0.01% | −407−3.8% | Reduced |
| FRG Family Wealth Advisors LLC | 10,275 | $902.0K | 0.18% | 00.0% | Unchanged |
| Bangor Savings Bank | 10,283 | $902.0K | 0.09% | +10,283 | New |
| Highland Capital Management, LLC | 10,297 | $904.0K | 0.05% | 00.0% | Unchanged |
| Prudential Financial Inc | 10,300 | $904.0K | 0.00% | +1,500+17.0% | Added |
| Parallel Advisors, LLC | 10,313 | $907.0K | 0.04% | −1,684−14.0% | Reduced |
| Chilton Capital Management LLC | 10,426 | $914.0K | 0.05% | +2,265+27.8% | Added |
| Mayflower Financial Advisors, LLC | 10,457 | $918.0K | 0.12% | −61−0.6% | Reduced |
| GFS Advisors, LLC | 10,475 | $919.0K | 0.19% | 00.0% | Unchanged |
| Hamel Associates, Inc. | 10,491 | $921.0K | 0.33% | −3,798−26.6% | Reduced |
| Tiaa, FSB | 10,510 | $922.0K | 0.00% | −703−6.3% | Reduced |
| Verdence Capital Advisors LLC | 10,629 | $933.0K | 0.11% | +267+2.6% | Added |
| Balentine LLC | 10,672 | $936.0K | 0.03% | +3,538+49.6% | Added |
| Scott & Selber, Inc. | 10,674 | $937.0K | 0.36% | +10,674 | New |
| Fort Pitt Capital Group, LLC | 10,693 | $938.0K | 0.03% | +10,693 | New |
| Federation des caisses Desjardins du Quebec | 10,691 | $938.1K | 0.01% | +174+1.7% | Added |
| JNBA Financial Advisors | 10,722 | $941.0K | 0.12% | −715−6.3% | Reduced |
| Ar Asset Management Inc | 10,750 | $943.0K | 0.24% | 00.0% | Unchanged |
| Knowledge Leaders Capital, LLC | 10,788 | $947.0K | 0.68% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 10,800 | $948.0K | 0.03% | 00.0% | Unchanged |
| Holderness Investments Co | 10,821 | $950.0K | 0.32% | +426+4.1% | Added |
| Greenup Street Wealth Management LLC | 10,854 | $952.0K | 0.53% | −1,223−10.1% | Reduced |
| Sequoia Financial Advisors, LLC | 10,996 | $965.0K | 0.02% | +3,272+42.4% | Added |
| Financial Advocates Investment Management | 11,123 | $976.0K | 0.06% | +337+3.1% | Added |
| Silvercrest Asset Management Group LLC | 11,313 | $993.0K | 0.01% | −363−3.1% | Reduced |
| Mutual Advisors, LLC | 11,424 | $1.00M | 0.06% | −596−5.0% | Reduced |
| Cutter & CO Brokerage, Inc. | 11,429 | $1.00M | 0.30% | −265−2.3% | Reduced |
| Greenwich Wealth Management LLC | 11,476 | $1.01M | 0.10% | −95−0.8% | Reduced |
| Avantax Advisory Services, Inc. | 11,478 | $1.01M | 0.01% | +1,364+13.5% | Added |
| Veriti Management LLC | 11,627 | $1.02M | 0.12% | +3,746+47.5% | Added |
| Northcape Wealth Management, LLC | 11,643 | $1.02M | 0.30% | +3,271+39.1% | Added |
| MUFG Americas Holdings Corp | 11,658 | $1.02M | 0.02% | −1,052−8.3% | Reduced |
| Simmons Bank | 11,711 | $1.03M | 0.08% | −212−1.8% | Reduced |
| Stratos Wealth Partners, LTD. | 11,754 | $1.03M | 0.02% | −175−1.5% | Reduced |
| Annex Advisory Services, LLC | 11,757 | $1.03M | 0.08% | −2,081−15.0% | Reduced |
| Wedbush Securities Inc | 11,771 | $1.03M | 0.05% | −604−4.9% | Reduced |
| Atlas Capital Advisors LLC | 11,788 | $1.03M | 0.16% | 00.0% | Unchanged |
| Abbrea Capital, LLC | 11,831 | $1.04M | 0.15% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 11,838 | $1.04M | 0.10% | +3,146+36.2% | Added |
| Carnegie Capital Asset Management, LLC | 11,895 | $1.04M | 0.04% | −21−0.2% | Reduced |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 11,923 | $1.05M | 0.01% | +50+0.4% | Added |