Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2022
Institutional positions in Novartis AG as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,137
- +4 vs. Q4 2021
- Shares held
- 208.2M
- −2.70M (−1.3%) vs. Q4 2021
- Total value
- $18.3B
- −$195.4M (−1.1%) vs. Q4 2021
- New holders
- 93
- 413 more added
- Sold out
- 89
- 414 more reduced
14 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bedel Financial Consulting, Inc. | 1,601 | $141.0K | 0.04% | +43+2.8% | Added |
| MCF Advisors LLC | 1,608 | $141.0K | 0.01% | +1,608 | New |
| Baldwin Brothers Inc | 1,659 | $146.0K | 0.02% | −30−1.8% | Reduced |
| Hazlett, Burt & Watson, Inc. | 1,664 | $146.0K | 0.12% | +1,664 | New |
| CKW Financial Group | 1,700 | $149.0K | 0.02% | +138+8.8% | Added |
| Private Capital Group, LLC | 1,825 | $160.0K | 0.04% | −121−6.2% | Reduced |
| Investment Research & Advisory Group, Inc. | 1,825 | $160.0K | 0.10% | 00.0% | Unchanged |
| Key Financial Inc | 1,859 | $163.0K | 0.08% | +1,000+116.4% | Added |
| First PREMIER Bank | 1,865 | $164.0K | 0.04% | −200−9.7% | Reduced |
| Harbor Investment Advisory, LLC | 1,935 | $170.0K | 0.02% | +122+6.7% | Added |
| Hills Bank & Trust Co | 1,985 | $174.0K | 0.02% | −248−11.1% | Reduced |
| North Star Investment Management Corp. | 1,978 | $174.0K | 0.01% | +16+0.8% | Added |
| Allworth Financial LP | 2,005 | $176.0K | 0.00% | −40−2.0% | Reduced |
| Atlantic Trust, LLC | 2,075 | $182.0K | 0.12% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 2,230 | $196.0K | 0.13% | 00.0% | Unchanged |
| Ironwood Investment Counsel, LLC | 2,287 | $200.0K | 0.05% | −50−2.1% | Reduced |
| Vigilant Capital Management, LLC | 2,277 | $200.0K | 0.02% | 00.0% | Unchanged |
| Prio Wealth Limited Partnership | 2,295 | $201.0K | 0.01% | −1,021−30.8% | Reduced |
| Ieq Capital, LLC | 2,296 | $201.0K | 0.00% | +2,296 | New |
| Hotaling Investment Management, LLC | 2,315 | $203.0K | 0.08% | −1,315−36.2% | Reduced |
| Mairs & Power Inc | 2,309 | $203.0K | 0.00% | −227−9.0% | Reduced |
| Perigon Wealth Management, LLC | 2,312 | $203.0K | 0.01% | +2,312 | New |
| HBK Sorce Advisory LLC | 2,320 | $204.0K | 0.01% | −99−4.1% | Reduced |
| River Wealth Advisors LLC | 2,331 | $205.0K | 0.03% | −87−3.6% | Reduced |
| Tranquilli Financial Advisor LLC | 2,333 | $205.0K | 0.15% | −33−1.4% | Reduced |
| Quad-Cities Investment Group, LLC | 2,336 | $205.0K | 0.13% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 2,336 | $205.0K | 0.02% | +2,336 | New |
| Essex LLC | 2,350 | $206.0K | 0.06% | 00.0% | Unchanged |
| Wimmer Associates 1, LLC | 2,351 | $206.0K | 0.11% | +2,351 | New |
| Collective Family Office LLC | 2,348 | $206.0K | 0.08% | +2,348 | New |
| Aire Advisors, LLC | 2,340 | $206.0K | 0.07% | +2,340 | New |
| IFG Advisory, LLC | 2,360 | $207.0K | 0.02% | +21+0.9% | Added |
| Choate Investment Advisors | 2,382 | $209.0K | 0.01% | 00.0% | Unchanged |
| Whalerock Point Partners, LLC | 2,390 | $209.7K | 0.07% | 00.0% | Unchanged |
| Summit X, LLC | 2,374 | $210.0K | 0.05% | +101+4.4% | Added |
| Shoker Investment Counsel, Inc. | 2,405 | $211.0K | 0.10% | 00.0% | Unchanged |
| Crawford Investment Counsel Inc | 2,424 | $213.0K | 0.00% | +81+3.5% | Added |
| JJJ Advisors Inc. | 2,421 | $213.0K | 0.06% | +888+57.9% | Added |
| BNP Paribas Arbitrage, SA | 2,432 | $213.4K | 0.00% | −4,553−65.2% | Reduced |
| Washington Trust Advisors, Inc. | 2,446 | $214.0K | 0.02% | −13−0.5% | Reduced |
| Good Life Advisors, LLC | 2,447 | $215.0K | 0.03% | −10−0.4% | Reduced |
| Sheets Smith Wealth Management | 2,450 | $215.0K | 0.03% | 00.0% | Unchanged |
| Lion Street Advisors, LLC | 2,447 | $215.0K | 0.11% | 00.0% | Unchanged |
| Buckingham Strategic Partners | 2,474 | $217.0K | 0.02% | −863−25.9% | Reduced |
| Great Valley Advisor Group, Inc. | 2,484 | $217.0K | 0.01% | −172−6.5% | Reduced |
| Magnus Financial Group LLC | 2,471 | $217.0K | 0.04% | +15+0.6% | Added |
| Analyst IMS Investment Management Services Ltd. | 2,500 | $219.0K | 0.02% | −1,300−34.2% | Reduced |
| Founders Financial Securities LLC | 2,491 | $219.0K | 0.04% | +2,491 | New |
| Terry L. Blaker | 2,515 | $221.0K | 0.02% | 00.0% | Unchanged |
| Straight Path Wealth Management | 2,514 | $221.0K | 0.19% | 00.0% | Unchanged |
| Eagle Harbor Asset Management Inc | 2,519 | $221.0K | 0.29% | +2,519 | New |
| Brown Advisory Securities, LLC | 2,517 | $222.0K | 0.13% | 00.0% | Unchanged |
| Optas, LLC | 2,527 | $222.0K | 0.07% | +2,527 | New |
| Northside Capital Management, LLC | 2,546 | $223.0K | 0.06% | 00.0% | Unchanged |
| Holistic Financial Partners | 2,544 | $223.0K | 0.14% | +2,544 | New |
| Wealthspire Advisors, LLC | 2,550 | $224.0K | 0.01% | −2,498−49.5% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 2,553 | $224.0K | 0.01% | −103−3.9% | Reduced |
| Prudent Man Advisors, LLC | 2,557 | $224.0K | 0.09% | 00.0% | Unchanged |
| Fiera Capital Corp | 2,550 | $224.0K | 0.00% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 2,577 | $224.0K | 0.16% | 00.0% | Unchanged |
| BBR Partners, LLC | 2,565 | $225.0K | 0.02% | −708−21.6% | Reduced |
| Axxcess Wealth Management, LLC | 2,569 | $225.0K | 0.02% | −44−1.7% | Reduced |
| Blue Fin Capital, Inc. | 2,564 | $225.0K | 0.07% | +9+0.4% | Added |
| Brewin Dolphin Ltd | 2,570 | $226.0K | 0.01% | 00.0% | Unchanged |
| Eagle Strategies LLC | 2,574 | $226.0K | 0.09% | +50+2.0% | Added |
| Essex Savings Bank | 2,581 | $227.0K | 0.08% | −33−1.3% | Reduced |
| JFS Wealth Advisors, LLC | 2,603 | $228.0K | 0.02% | −314−10.8% | Reduced |
| Tower Research Capital LLC (TRC) | 2,617 | $229.0K | 0.00% | −7,598−74.4% | Reduced |
| Professional Advisory Services Inc | 2,627 | $231.0K | 0.03% | −276,159−99.1% | Reduced |
| Ledyard National Bank | 2,651 | $233.0K | 0.02% | −989−27.2% | Reduced |
| Trustcore Financial Services, LLC | 2,650 | $233.0K | 0.02% | +750+39.5% | Added |
| Great Lakes Advisors, LLC | 2,663 | $234.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 2,673 | $235.0K | 0.01% | +299+12.6% | Added |
| Stock Yards Bank & Trust Co | 2,691 | $236.0K | 0.01% | 00.0% | Unchanged |
| Appleton Partners Inc | 2,686 | $236.0K | 0.02% | 00.0% | Unchanged |
| Stiles Financial Services Inc | 2,700 | $237.0K | 0.12% | +93+3.6% | Added |
| Retirement Planning Co of New England, Inc. | 2,725 | $239.0K | 0.14% | +94+3.6% | Added |
| Aptus Capital Advisors, LLC | 2,726 | $239.0K | 0.01% | +139+5.4% | Added |
| Beck Bode, LLC | 2,722 | $239.0K | 0.05% | +2,722 | New |
| Keel Point, LLC | 2,731 | $240.0K | 0.04% | −177−6.1% | Reduced |
| LCM Capital Management Inc | 2,732 | $240.0K | 0.19% | +49+1.8% | Added |
| Cornell Pochily Investment Advisors, Inc. | 2,751 | $241.0K | 0.09% | −50−1.8% | Reduced |
| 9258 Wealth Management, LLC | 2,755 | $242.0K | 0.06% | −138−4.8% | Reduced |
| Bristlecone Advisors, LLC | 2,763 | $242.0K | 0.03% | 00.0% | Unchanged |
| Opal Wealth Advisors, LLC | 2,763 | $242.0K | 0.21% | +153+5.9% | Added |
| Laraway Financial Inc | 2,770 | $243.0K | 0.22% | 00.0% | Unchanged |
| Laidlaw Wealth Management LLC | 2,785 | $244.0K | 0.04% | −30−1.1% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 2,781 | $244.0K | 0.00% | 00.0% | Unchanged |
| Palladiem, LLC | 2,793 | $245.0K | 0.22% | 00.0% | Unchanged |
| Twin Focus Capital Partners, LLC | 2,795 | $245.0K | 0.05% | +129+4.8% | Added |
| Lyell Wealth Management, LP | 2,800 | $246.0K | 0.03% | +2,800 | New |
| Andesa Financial Management Inc. | 2,848 | $249.0K | 0.13% | −438−13.3% | Reduced |
| Pacifica Partners Inc. | 2,849 | $249.0K | 0.16% | 00.0% | Unchanged |
| Savant Capital, LLC | 2,838 | $249.0K | 0.01% | −24−0.8% | Reduced |
| Washington Trust Co | 2,834 | $249.0K | 0.01% | +2+0.1% | Added |
| Allred Capital Management, LLC | 2,844 | $249.0K | 0.13% | +23+0.8% | Added |
| Claro Advisors LLC | 2,867 | $251.0K | 0.09% | 00.0% | Unchanged |
| Wealth Alliance Advisory Group, LLC | 2,872 | $252.0K | 0.11% | −8−0.3% | Reduced |
| Northstar Group, Inc. | 2,883 | $253.0K | 0.06% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 2,888 | $253.0K | 0.02% | +88+3.1% | Added |