Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2022
Institutional positions in Novartis AG as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,137
- +4 vs. Q4 2021
- Shares held
- 208.2M
- −2.70M (−1.3%) vs. Q4 2021
- Total value
- $18.3B
- −$195.4M (−1.1%) vs. Q4 2021
- New holders
- 93
- 413 more added
- Sold out
- 89
- 414 more reduced
14 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| United Capital Financial Advisers, LLC | 41,091 | $3.61M | 0.02% | +291+0.7% | Added |
| Fairfield, Bush & Co. | 41,623 | $3.65M | 1.83% | +58+0.1% | Added |
| Bradley Foster & Sargent Inc | 41,793 | $3.67M | 0.08% | −3,309−7.3% | Reduced |
| Hayek Kallen Investment Management | 41,945 | $3.68M | 1.36% | −875−2.0% | Reduced |
| Cardinal Capital Management | 42,136 | $3.70M | 0.75% | +1,615+4.0% | Added |
| Catalyst Capital Advisors LLC | 42,580 | $3.74M | 0.16% | +2,500+6.2% | Added |
| Glenmede Trust Co NA | 42,889 | $3.76M | 0.02% | −1,026−2.3% | Reduced |
| Smithbridge Asset Management Inc | 43,413 | $3.81M | 1.26% | +1,449+3.5% | Added |
| Notis-McConarty Edward | 43,994 | $3.86M | 1.38% | +80+0.2% | Added |
| Keybank National Association | 44,002 | $3.86M | 0.02% | −270−0.6% | Reduced |
| Qube Research & Technologies Ltd | 44,213 | $3.88M | 0.04% | +44,213 | New |
| Woodmont Investment Counsel LLC | 44,308 | $3.89M | 0.45% | +10,447+30.9% | Added |
| Country Club Bank | 44,319 | $3.90M | 0.34% | +44,319 | New |
| Pekin Hardy Strauss, Inc. | 44,502 | $3.90M | 0.53% | −3,023−6.4% | Reduced |
| Cinctive Capital Management LP | 45,000 | $3.95M | 0.18% | +45,000 | New |
| Advisory Services Network, LLC | 45,126 | $3.96M | 0.12% | +8,271+22.4% | Added |
| Wetherby Asset Management Inc | 45,685 | $4.01M | 0.23% | +1,424+3.2% | Added |
| Nixon Peabody Trust Co | 45,786 | $4.02M | 1.38% | −5,912−11.4% | Reduced |
| Susquehanna International Group, LLP | 45,915 | $4.03M | 0.01% | +45,915 | New |
| First Hawaiian Bank | 46,953 | $4.12M | 0.13% | −957−2.0% | Reduced |
| Walled Lake Planning & Wealth Management, LLC | 46,977 | $4.12M | 2.45% | +46,977 | New |
| Farmers & Merchants Investments Inc | 47,455 | $4.16M | 0.16% | −546−1.1% | Reduced |
| Garland Capital Management Inc | 47,630 | $4.18M | 2.77% | +175+0.4% | Added |
| Whittier Trust Co | 47,887 | $4.20M | 0.07% | −1,245−2.5% | Reduced |
| Mar Vista Investment Partners LLC | 47,974 | $4.21M | 0.13% | +5,511+13.0% | Added |
| Carret Asset Management, LLC | 49,128 | $4.31M | 0.49% | +475+1.0% | Added |
| Avalon Investment & Advisory | 50,048 | $4.39M | 0.11% | +12,548+33.5% | Added |
| Guardian Capital Advisors LP | 47,563 | $4.41M | 0.43% | +4,200+9.7% | Added |
| Parcion Private Wealth LLC | 51,333 | $4.51M | 0.42% | −5,729−10.0% | Reduced |
| O'Shaughnessy Asset Management, LLC | 51,816 | $4.55M | 0.08% | +20,301+64.4% | Added |
| Sepio Capital, LP | 51,969 | $4.56M | 0.40% | −5,703−9.9% | Reduced |
| American Research & Management Co. | 52,418 | $4.60M | 1.01% | −2,542−4.6% | Reduced |
| Zeke Capital Advisors, LLC | 53,770 | $4.72M | 0.24% | +5,641+11.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 54,240 | $4.76M | 0.02% | −106−0.2% | Reduced |
| Patten & Patten Inc | 54,323 | $4.77M | 0.35% | −137−0.3% | Reduced |
| Narwhal Capital Management | 54,413 | $4.78M | 0.56% | −2,757−4.8% | Reduced |
| Beach Investment Counsel Inc | 54,934 | $4.82M | 0.51% | −1,050−1.9% | Reduced |
| Prentiss Smith & Co Inc | 55,026 | $4.83M | 2.90% | −1,665−2.9% | Reduced |
| Fiduciary Trust Co | 58,686 | $5.15M | 0.09% | −3,473−5.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 59,748 | $5.24M | 0.01% | +280.0% | Added |
| Osterweis Capital Management Inc | 60,354 | $5.30M | 0.29% | −222−0.4% | Reduced |
| Pacer Advisors, Inc. | 60,450 | $5.30M | 0.04% | +9,491+18.6% | Added |
| Investment House LLC | 61,803 | $5.42M | 0.40% | −4,970−7.4% | Reduced |
| Simplex Trading, LLC | 61,959 | $5.44M | 0.17% | −55,900−47.4% | Reduced |
| FDx Advisors, Inc. | 62,817 | $5.51M | 0.19% | +3,847+6.5% | Added |
| Dearborn Partners LLC | 63,560 | $5.58M | 0.21% | −3,767−5.6% | Reduced |
| Peapack Gladstone Financial Corp | 63,715 | $5.59M | 0.11% | −11,947−15.8% | Reduced |
| Brinker Capital Investments, LLC | 66,038 | $5.79M | 0.09% | +2,929+4.6% | Added |
| AMG National Trust Bank | 66,104 | $5.80M | 0.19% | +115+0.2% | Added |
| Scotia Capital Inc. | 66,165 | $5.81M | 0.04% | −3,591−5.1% | Reduced |
| Pinnacle Associates Ltd | 66,308 | $5.82M | 0.10% | −273−0.4% | Reduced |
| Camden National Bank | 66,411 | $5.83M | 1.06% | +285+0.4% | Added |
| Lowell Blake & Associates Inc. | 68,078 | $5.97M | 2.25% | −1,694−2.4% | Reduced |
| Trust Co of Vermont | 68,728 | $6.03M | 0.41% | −842−1.2% | Reduced |
| Timber Creek Capital Management LLC | 69,964 | $6.14M | 1.86% | +95+0.1% | Added |
| Matthew Goff Investment Advisor, LLC | 70,628 | $6.20M | 1.45% | +9,993+16.5% | Added |
| Live Oak Private Wealth LLC | 71,946 | $6.31M | 1.22% | +2,588+3.7% | Added |
| Everett Harris & Co | 72,051 | $6.32M | 0.09% | −30,307−29.6% | Reduced |
| Guardian Capital LP | 72,118 | $6.33M | 0.12% | +6,651+10.2% | Added |
| MML Investors Services, LLC | 72,151 | $6.33M | 0.04% | +4,528+6.7% | Added |
| Private Advisor Group, LLC | 72,625 | $6.37M | 0.05% | +3,333+4.8% | Added |
| TCW Group Inc | 72,830 | $6.39M | 0.06% | −38−0.1% | Reduced |
| Edgestream Partners, L.P. | 74,732 | $6.56M | 0.52% | +74,732 | New |
| Atria Investments LLC | 75,065 | $6.59M | 0.12% | −1,520−2.0% | Reduced |
| Zevin Asset Management LLC | 76,103 | $6.68M | 1.28% | +14,489+23.5% | Added |
| Ethic Inc. | 77,287 | $6.78M | 0.47% | +37,008+91.9% | Added |
| Fifth Third Bancorp | 77,494 | $6.80M | 0.03% | −787−1.0% | Reduced |
| Franklin, Parlapiano, Turner & Welch, LLC | 77,877 | $6.83M | 2.03% | +3,986+5.4% | Added |
| New York State Common Retirement Fund | 79,327 | $6.96M | 0.01% | 00.0% | Unchanged |
| Gluskin Sheff & Assoc Inc | 80,309 | $7.05M | 0.31% | −1,738−2.1% | Reduced |
| Mercer Global Advisors Inc | 80,374 | $7.05M | 0.04% | +24,334+43.4% | Added |
| Cohen Capital Management, Inc. | 82,016 | $7.20M | 1.26% | 00.0% | Unchanged |
| NewEdge Wealth, LLC | 82,458 | $7.24M | 0.32% | +9,094+12.4% | Added |
| Freestone Capital Holdings, LLC | 82,956 | $7.28M | 0.29% | +10,834+15.0% | Added |
| Buckhead Capital Management LLC | 84,768 | $7.44M | 1.61% | −79−0.1% | Reduced |
| Comerica Bank | 81,552 | $7.44M | 0.05% | +3,532+4.5% | Added |
| Mengis Capital Management, Inc. | 85,996 | $7.55M | 1.45% | +967+1.1% | Added |
| Puzo Michael J | 86,459 | $7.59M | 2.28% | −3,110−3.5% | Reduced |
| Captrust Financial Advisors | 86,519 | $7.59M | 0.05% | +1,645+1.9% | Added |
| Russell Investments Group, Ltd. | 87,791 | $7.70M | 0.01% | −2,844−3.1% | Reduced |
| ProVise Management Group, LLC | 89,540 | $7.86M | 0.74% | +1,693+1.9% | Added |
| Rathbone Brothers plc | 90,106 | $7.91M | 0.08% | −2,951−3.2% | Reduced |
| Welch & Forbes LLC | 90,754 | $7.96M | 0.13% | −729−0.8% | Reduced |
| Gabelli Funds LLC | 92,000 | $8.07M | 0.05% | 00.0% | Unchanged |
| CWM, LLC | 92,149 | $8.09M | 0.06% | +3,262+3.7% | Added |
| Foster Victor Wealth Advisors, LLC | 89,837 | $8.14M | 1.12% | +16,070+21.8% | Added |
| American Assets Investment Management, LLC | 93,610 | $8.21M | 0.87% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 95,477 | $8.38M | 0.02% | +4,122+4.5% | Added |
| Jones Financial Companies LLLP | 96,771 | $8.49M | 0.01% | −45,893−32.2% | Reduced |
| Brown Brothers Harriman & Co | 96,789 | $8.49M | 0.06% | −27,201−21.9% | Reduced |
| Trust Co of Virginia | 100,085 | $8.78M | 0.94% | −516−0.5% | Reduced |
| Blair William & Co | 100,165 | $8.79M | 0.03% | −884−0.9% | Reduced |
| Tweedy, Browne Co LLC | 101,938 | $8.95M | 0.29% | −4,151−3.9% | Reduced |
| Fort Washington Investment Advisors Inc | 103,064 | $9.04M | 0.06% | −100−0.1% | Reduced |
| Ingalls & Snyder LLC | 105,098 | $9.22M | 0.42% | +6,961+7.1% | Added |
| Moreno Evelyn V | 105,902 | $9.29M | 1.88% | +5,083+5.0% | Added |
| Greenwood Gearhart Inc | 106,868 | $9.38M | 1.29% | +4,406+4.3% | Added |
| U.S. Capital Wealth Advisors, LLC | 108,179 | $9.49M | 0.35% | +17,645+19.5% | Added |
| Clifford Swan Investment Counsel LLC | 108,870 | $9.55M | 0.35% | −2,664−2.4% | Reduced |
| Majedie Asset Management Ltd | 113,784 | $9.96M | 0.82% | +113,784 | New |