Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2021
Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,147
- +80 vs. Q3 2021
- Shares held
- 211.3M
- −8.42M (−3.8%) vs. Q3 2021
- Total value
- $18.5B
- +$519.2M (+2.9%) vs. Q3 2021
- New holders
- 156
- 329 more added
- Sold out
- 76
- 473 more reduced
16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Essex Financial Services, Inc. | 8,304 | $726.0K | 0.07% | +481+6.1% | Added |
| Lantz Financial LLC | 8,306 | $727.0K | 0.33% | −184−2.2% | Reduced |
| OmniStar Financial Group, Inc. | 8,369 | $732.0K | 0.75% | +22+0.3% | Added |
| Northcape Wealth Management, LLC | 8,372 | $732.0K | 0.25% | +8,372 | New |
| Rosenbaum Jay D. | 8,380 | $733.0K | 1.08% | −357−4.1% | Reduced |
| Central Trust Co | 8,389 | $734.0K | 0.02% | −94−1.1% | Reduced |
| First Foundation Advisors | 8,388 | $734.0K | 0.03% | +318+3.9% | Added |
| Moody National Bank Trust Division | 8,402 | $735.0K | 0.02% | −25,781−75.4% | Reduced |
| Dillon & Associates Inc | 8,449 | $735.0K | 0.13% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 8,402 | $735.0K | 0.14% | +1,263+17.7% | Added |
| Prudential Financial Inc | 8,800 | $736.0K | 0.00% | −196−2.2% | Reduced |
| Level Four Advisory Services, LLC | 8,462 | $740.0K | 0.06% | −2,523−23.0% | Reduced |
| EP Wealth Advisors, LLC | 8,484 | $742.0K | 0.02% | +406+5.0% | Added |
| D.B. Root & Company, LLC | 8,566 | $749.0K | 0.27% | −103−1.2% | Reduced |
| KCM Investment Advisors LLC | 8,566 | $749.0K | 0.03% | +1,277+17.5% | Added |
| Anchor Investment Management, LLC | 8,584 | $750.8K | 0.09% | +334+4.0% | Added |
| Ballentine Partners, LLC | 8,644 | $756.0K | 0.02% | +20+0.2% | Added |
| TownSquare Capital, LLC | 8,649 | $757.0K | 0.02% | −1,732−16.7% | Reduced |
| Lee Danner & Bass Inc | 8,664 | $758.0K | 0.06% | −50−0.6% | Reduced |
| Mather Group, LLC. | 8,667 | $758.0K | 0.01% | +3,048+54.2% | Added |
| CAPROCK Group, Inc. | 8,692 | $760.0K | 0.06% | +2,592+42.5% | Added |
| MBB Public Markets I LLC | 8,719 | $763.0K | 0.02% | +8,719 | New |
| Summit Financial, LLC | 8,740 | $764.5K | 0.06% | +2,357+36.9% | Added |
| Cadence Bank NA | 8,751 | $766.0K | 0.21% | −5,982−40.6% | Reduced |
| CX Institutional | 8,827 | $772.0K | 0.06% | −1,375−13.5% | Reduced |
| Roundview Capital LLC | 8,839 | $773.0K | 0.08% | −897−9.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 8,900 | $779.0K | 0.01% | −17,500−66.3% | Reduced |
| Beacon Investment Advisory Services, Inc. | 9,060 | $792.0K | 0.03% | −55−0.6% | Reduced |
| Kovitz Investment Group Partners, LLC | 8,600 | $812.0K | 0.02% | +333+4.0% | Added |
| Beaton Management Co. Inc. | 9,347 | $818.0K | 0.49% | 00.0% | Unchanged |
| Dorsey & Whitney Trust CO LLC | 9,428 | $824.0K | 0.07% | +352+3.9% | Added |
| Guggenheim Capital LLC | 9,458 | $828.0K | 0.00% | +1,648+21.1% | Added |
| Klingenstein Fields & Co LP | 9,479 | $829.0K | 0.03% | −291−3.0% | Reduced |
| Nicholas Hoffman & Company, LLC. | 9,502 | $831.0K | 0.03% | +17+0.2% | Added |
| Mystic Asset Management, Inc. | 9,504 | $831.0K | 0.39% | +9,504 | New |
| Douglass Winthrop Advisors, LLC | 9,516 | $832.0K | 0.02% | −4,792−33.5% | Reduced |
| Avidian Wealth Solutions, LLC | 9,530 | $834.0K | 0.05% | +4,456+87.8% | Added |
| Princeton Global Asset Management LLC | 9,605 | $840.0K | 0.24% | −285−2.9% | Reduced |
| King Luther Capital Management Corp | 9,666 | $845.0K | 0.00% | −2,255−18.9% | Reduced |
| Fortem Financial Group, LLC | 9,701 | $849.0K | 0.39% | −2,546−20.8% | Reduced |
| Drexel Morgan & Co. | 9,720 | $850.0K | 0.25% | 00.0% | Unchanged |
| Altium Wealth Management LLC | 9,755 | $853.0K | 0.05% | −3,127−24.3% | Reduced |
| Graypoint LLC | 9,751 | $853.0K | 0.09% | −369−3.6% | Reduced |
| Patton Albertson Miller Group, LLC | 9,840 | $861.0K | 0.14% | −2,625−21.1% | Reduced |
| Fulton Bank, N.A. | 9,925 | $868.0K | 0.04% | −4,257−30.0% | Reduced |
| Delta Financial Advisors LLC | 9,936 | $869.0K | 0.35% | 00.0% | Unchanged |
| Neville Rodie & Shaw Inc | 9,932 | $869.0K | 0.06% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 10,000 | $874.0K | 0.47% | −22,400−69.1% | Reduced |
| Sittner & Nelson, LLC | 9,998 | $875.0K | 0.51% | +300+3.1% | Added |
| Bluestein R H & Co | 10,100 | $883.0K | 0.03% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 10,114 | $885.0K | 0.01% | +1,124+12.5% | Added |
| Elmwood Wealth Management, Inc. | 10,137 | $887.0K | 0.42% | +10,137 | New |
| Associated Banc-Corp | 10,218 | $894.0K | 0.03% | −125−1.2% | Reduced |
| Tower Research Capital LLC (TRC) | 10,215 | $894.0K | 0.02% | +10,015+5,007.5% | Added |
| Voya Financial Advisors, Inc. | 10,245 | $896.0K | 0.10% | +203+2.0% | Added |
| FRG Family Wealth Advisors LLC | 10,275 | $899.0K | 0.17% | +565+5.8% | Added |
| Ritholtz Wealth Management | 10,284 | $900.0K | 0.06% | +3,662+55.3% | Added |
| Highland Capital Management, LLC | 10,297 | $901.0K | 0.05% | +350+3.5% | Added |
| Apollon Wealth Management, LLC | 10,329 | $904.0K | 0.07% | +6,013+139.3% | Added |
| Diversified Trust Co | 10,344 | $905.0K | 0.03% | +907+9.6% | Added |
| Verdence Capital Advisors LLC | 10,362 | $906.0K | 0.11% | +436+4.4% | Added |
| Holderness Investments Co | 10,395 | $909.0K | 0.27% | +403+4.0% | Added |
| Moser Wealth Advisors, LLC | 10,465 | $915.0K | 0.55% | 00.0% | Unchanged |
| GFS Advisors, LLC | 10,475 | $916.0K | 0.15% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 10,517 | $919.9K | 0.01% | −178−1.7% | Reduced |
| Mayflower Financial Advisors, LLC | 10,518 | $920.0K | 0.12% | +240+2.3% | Added |
| Astrantus Ltd | 10,561 | $924.0K | 0.69% | +10,561 | New |
| Thornburg Investment Management Inc | 10,595 | $927.0K | 0.01% | +1,225+13.1% | Added |
| Cypress Asset Management Inc | 10,613 | $928.0K | 0.22% | −206−1.9% | Reduced |
| Ariel Investments, LLC | 10,631 | $930.0K | 0.01% | −7,905−42.6% | Reduced |
| BTC Capital Management, Inc. | 10,683 | $938.0K | 0.09% | +568+5.6% | Added |
| Ar Asset Management Inc | 10,750 | $940.0K | 0.24% | 00.0% | Unchanged |
| Burns J W & Co Inc | 10,757 | $941.0K | 0.14% | −135−1.2% | Reduced |
| Spire Wealth Management | 10,754 | $941.0K | 0.02% | +5,186+93.1% | Added |
| Knowledge Leaders Capital, LLC | 10,788 | $944.0K | 0.69% | −1,540−12.5% | Reduced |
| Financial Advocates Investment Management | 10,786 | $944.0K | 0.07% | +6+0.1% | Added |
| Sit Investment Associates Inc | 10,800 | $945.0K | 0.02% | −6,700−38.3% | Reduced |
| Semmax Financial Advisors Inc. | 10,847 | $949.0K | 0.35% | −2,974−21.5% | Reduced |
| Eagle Asset Management Inc | 11,065 | $967.0K | 0.00% | −3,006−21.4% | Reduced |
| Covenant Partners, LLC | 11,106 | $971.0K | 0.36% | −3,709−25.0% | Reduced |
| Assetmark, Inc | 11,133 | $974.0K | 0.00% | +5,436+95.4% | Added |
| Tiaa, FSB | 11,213 | $981.0K | 0.00% | −508−4.3% | Reduced |
| Arvest Trust Co N A | 11,376 | $995.0K | 0.05% | +11,376 | New |
| JNBA Financial Advisors | 11,437 | $1.00M | 0.12% | −100−0.9% | Reduced |
| Financial Architects, Inc | 11,463 | $1.00M | 0.14% | −673−5.5% | Reduced |
| Gladstone Institutional Advisory LLC | 11,474 | $1.00M | 0.08% | −3,093−21.2% | Reduced |
| Greenwich Wealth Management LLC | 11,571 | $1.01M | 0.08% | +185+1.6% | Added |
| Benjamin Edwards Inc | 11,633 | $1.02M | 0.33% | +11,126+2,194.5% | Added |
| Silvercrest Asset Management Group LLC | 11,676 | $1.02M | 0.01% | +38+0.3% | Added |
| Cutter & CO Brokerage, Inc. | 11,694 | $1.02M | 0.28% | +2,090+21.8% | Added |
| Atlas Capital Advisors LLC | 11,788 | $1.03M | 0.15% | +2,719+30.0% | Added |
| Abbrea Capital, LLC | 11,831 | $1.03M | 0.14% | 00.0% | Unchanged |
| JustInvest LLC | 11,861 | $1.04M | 0.06% | +2,050+20.9% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 11,873 | $1.04M | 0.01% | −2,153−15.4% | Reduced |
| Pathstone Family Office, LLC | 11,917 | $1.04M | 0.03% | −206−1.7% | Reduced |
| Carnegie Capital Asset Management, LLC | 11,916 | $1.04M | 0.03% | +800+7.2% | Added |
| Simmons Bank | 11,923 | $1.04M | 0.07% | −91−0.8% | Reduced |
| Stratos Wealth Partners, LTD. | 11,929 | $1.04M | 0.02% | +181+1.5% | Added |
| Proequities, Inc. | 11,926 | $1.04M | 0.06% | +1,458+13.9% | Added |
| Mount Yale Investment Advisors, LLC | 11,932 | $1.04M | 0.11% | −6,488−35.2% | Reduced |