Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2021
Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,147
- +80 vs. Q3 2021
- Shares held
- 211.3M
- −8.42M (−3.8%) vs. Q3 2021
- Total value
- $18.5B
- +$519.2M (+2.9%) vs. Q3 2021
- New holders
- 156
- 329 more added
- Sold out
- 76
- 473 more reduced
16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pacifica Partners Inc. | 2,849 | $255.0K | 0.17% | 00.0% | Unchanged |
| Quantinno Capital Management LP | 2,968 | $260.0K | 0.05% | +2,968 | New |
| Dorchester Wealth Management Co | 2,980 | $261.0K | 0.05% | 00.0% | Unchanged |
| Charter Trust Co | 2,986 | $262.0K | 0.02% | −100−3.2% | Reduced |
| DRW Securities, LLC | 3,000 | $262.0K | 0.02% | +3,000 | New |
| Community Bank & Trust, Waco, Texas | 3,008 | $263.0K | 0.08% | −4,741−61.2% | Reduced |
| Paradigm Asset Management Co LLC | 3,013 | $263.5K | 0.07% | +3,013 | New |
| Aveo Capital Partners, LLC | 3,019 | $264.0K | 0.05% | +59+2.0% | Added |
| Plimoth Trust Co LLC | 3,024 | $265.0K | 0.07% | −80−2.6% | Reduced |
| Mitchell Sinkler & Starr | 3,055 | $267.0K | 0.08% | +50+1.7% | Added |
| Icapital Wealth LLC | 3,052 | $267.0K | 0.10% | +3,052 | New |
| Platform Technology Partners | 3,066 | $268.0K | 0.12% | +8+0.3% | Added |
| Courier Capital LLC | 3,070 | $269.0K | 0.03% | 00.0% | Unchanged |
| Great Diamond Partners, LLC | 3,091 | $270.0K | 0.07% | −3,487−53.0% | Reduced |
| Parkside Financial Bank & Trust | 3,086 | $270.0K | 0.07% | −647−17.3% | Reduced |
| Murphy Capital Management Inc | 3,088 | $270.0K | 0.03% | −50−1.6% | Reduced |
| Argent Advisors, Inc. | 3,126 | $273.0K | 0.15% | 00.0% | Unchanged |
| Peddock Capital Advisors, LLC | 3,124 | $273.0K | 0.09% | 00.0% | Unchanged |
| Edge Capital Group, LLC | 3,137 | $274.0K | 0.02% | −10.0% | Reduced |
| Port Capital LLC | 3,133 | $274.0K | 0.02% | 00.0% | Unchanged |
| Red Cedar Capital, LLC | 3,140 | $275.0K | 0.16% | 00.0% | Unchanged |
| Investors Research Corp | 3,153 | $276.0K | 0.08% | 00.0% | Unchanged |
| Intersect Capital LLC | 3,193 | $279.0K | 0.05% | +52+1.7% | Added |
| Ascent Group, LLC | 3,207 | $279.0K | 0.04% | +3,207 | New |
| UMA Financial Services, Inc. | 3,138 | $280.0K | 0.07% | −517−14.1% | Reduced |
| Cozad Asset Management Inc | 3,198 | $280.0K | 0.04% | −165−4.9% | Reduced |
| Cerro Pacific Wealth Advisors LLC | 3,214 | $281.0K | 0.18% | −772−19.4% | Reduced |
| Philadelphia Trust Co | 3,212 | $281.0K | 0.02% | 00.0% | Unchanged |
| Marcum Wealth, LLC | 3,226 | $282.0K | 0.04% | +234+7.8% | Added |
| Cornerstone Wealth Management, LLC | 3,241 | $283.0K | 0.03% | +338+11.6% | Added |
| Linscomb & Williams, Inc. | 3,246 | $284.0K | 0.01% | −2−0.1% | Reduced |
| High Net Worth Advisory Group LLC | 3,244 | $284.0K | 0.10% | +3,244 | New |
| Crew Capital Management, Ltd. | 3,270 | $286.0K | 0.24% | 00.0% | Unchanged |
| BBR Partners, LLC | 3,273 | $286.0K | 0.03% | +708+27.6% | Added |
| Andesa Financial Management Inc. | 3,286 | $287.0K | 0.14% | −177−5.1% | Reduced |
| Peoples Financial Services Corp. | 3,276 | $287.0K | 0.11% | 00.0% | Unchanged |
| Epoch Investment Partners, Inc. | 3,276 | $287.0K | 0.00% | +3,276 | New |
| Arkadios Wealth Advisors | 3,295 | $288.0K | 0.04% | +1,304+65.5% | Added |
| Crescent Capital Consulting, LLC | 3,303 | $289.0K | 0.05% | 00.0% | Unchanged |
| Prio Wealth Limited Partnership | 3,316 | $290.0K | 0.01% | −685−17.1% | Reduced |
| Buckingham Strategic Partners | 3,337 | $291.0K | 0.06% | +3,337 | New |
| Kanawha Capital Management LLC | 3,344 | $292.0K | 0.02% | −76−2.2% | Reduced |
| Family Legacy, Inc. | 3,250 | $292.0K | 0.12% | 00.0% | Unchanged |
| Nwam LLC | 3,350 | $293.0K | 0.02% | +804+31.6% | Added |
| Snowden Capital Advisors LLC | 3,362 | $294.0K | 0.02% | −24,168−87.8% | Reduced |
| Global Trust Asset Management, LLC | 3,362 | $294.0K | 0.12% | −355−9.6% | Reduced |
| Weatherly Asset Management L. P. | 3,372 | $295.0K | 0.03% | 00.0% | Unchanged |
| Hyman Charles D | 3,374 | $295.0K | 0.02% | 00.0% | Unchanged |
| DF Dent & Co Inc | 3,379 | $296.0K | 0.00% | −2,000−37.2% | Reduced |
| Shelton Capital Management | 3,400 | $297.0K | 0.01% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 3,400 | $297.0K | 0.02% | +246+7.8% | Added |
| Chicago Capital, LLC | 3,390 | $297.0K | 0.01% | +750+28.4% | Added |
| Rehmann Capital Advisory Group | 3,393 | $297.3K | 0.03% | −1,466−30.2% | Reduced |
| Carmichael Hill & Associates, Inc. | 3,408 | $298.0K | 0.15% | −400−10.5% | Reduced |
| Carroll Financial Associates, Inc. | 3,408 | $298.0K | 0.02% | −50−1.4% | Reduced |
| Kendall Capital Management | 3,418 | $299.0K | 0.14% | −9−0.3% | Reduced |
| HM Payson & Co | 3,429 | $300.0K | 0.01% | +402+13.3% | Added |
| Hurlow Wealth Management Group, Inc. | 3,326 | $301.0K | 0.24% | −784−19.1% | Reduced |
| Summit Trail Advisors, LLC | 3,445 | $301.0K | 0.02% | +3,445 | New |
| Bank of Hawaii | 3,449 | $302.0K | 0.02% | −144−4.0% | Reduced |
| Veracity Capital LLC | 3,461 | $303.0K | 0.12% | +15+0.4% | Added |
| Meridian Wealth Management, LLC | 3,483 | $305.0K | 0.03% | +200+6.1% | Added |
| Occidental Asset Management, LLC | 3,494 | $306.0K | 0.07% | +9+0.3% | Added |
| Teamwork Financial Advisors, LLC | 3,506 | $307.0K | 0.06% | −66−1.8% | Reduced |
| Smart Money Group LLC | 3,511 | $307.0K | 0.20% | +197+5.9% | Added |
| Hancock Whitney Corp | 3,511 | $307.0K | 0.01% | +478+15.8% | Added |
| Glenview Trust Co | 3,521 | $308.0K | 0.01% | +3,521 | New |
| Henry James International Management, Inc. | 3,551 | $311.0K | 0.10% | −8−0.2% | Reduced |
| Inlet Private Wealth, LLC | 3,576 | $313.0K | 0.08% | 00.0% | Unchanged |
| H. L. Ormond & Company, LLC | 3,587 | $313.0K | 0.37% | +3,587 | New |
| Veritable, L.P. | 3,628 | $317.0K | 0.00% | −319−8.1% | Reduced |
| Hotaling Investment Management, LLC | 3,630 | $318.0K | 0.11% | +3,630 | New |
| Ledyard National Bank | 3,640 | $319.0K | 0.03% | −187−4.9% | Reduced |
| Round Hill Asset Management | 3,642 | $319.0K | 0.16% | 00.0% | Unchanged |
| Newman Dignan & Sheerar, Inc. | 3,699 | $324.0K | 0.10% | −40−1.1% | Reduced |
| Ancora Advisors, LLC | 3,723 | $325.0K | 0.01% | −2,706−42.1% | Reduced |
| Twin Lakes Capital Management, LLC | 3,738 | $327.0K | 0.17% | 00.0% | Unchanged |
| Riverview Trust Co | 3,763 | $329.0K | 0.19% | 00.0% | Unchanged |
| Summit Financial Group Inc | 3,769 | $330.0K | 0.11% | 00.0% | Unchanged |
| BKD Wealth Advisors, LLC | 3,775 | $330.0K | 0.01% | +404+12.0% | Added |
| Keudell/Morrison Wealth Management | 3,791 | $332.0K | 0.13% | −156−4.0% | Reduced |
| Pointe Capital Management LLC | 3,798 | $332.0K | 0.21% | +150+4.1% | Added |
| MMBG Investment Advisors Co. | 3,796 | $332.0K | 0.03% | +3,796 | New |
| Analyst IMS Investment Management Services Ltd. | 3,800 | $333.0K | 0.03% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 3,801 | $333.0K | 0.03% | +756+24.8% | Added |
| Circle Wealth Management, LLC | 3,831 | $335.0K | 0.04% | 00.0% | Unchanged |
| Hendershot Investments Inc. | 3,827 | $335.0K | 0.05% | +3,827 | New |
| Blackston Financial Advisory Group, LLC | 3,832 | $335.0K | 0.19% | +3,832 | New |
| Pinnacle Bancorp, Inc. | 3,847 | $336.0K | 0.12% | −33−0.9% | Reduced |
| Texas Yale Capital Corp. | 3,845 | $336.0K | 0.02% | 00.0% | Unchanged |
| Berkeley Capital Partners, LLC | 3,844 | $336.0K | 0.14% | +981+34.3% | Added |
| Heck Capital Advisors, LLC | 3,849 | $336.7K | 0.06% | −276−6.7% | Reduced |
| Sound View Wealth Advisors Group, LLC | 3,877 | $339.0K | 0.06% | 00.0% | Unchanged |
| Advisory Resource Group | 3,939 | $342.0K | 0.11% | +613+18.4% | Added |
| RNC Capital Management LLC | 3,926 | $343.0K | 0.02% | +1,235+45.9% | Added |
| Merrion Investment Management Co, LLC | 3,938 | $344.0K | 0.25% | 00.0% | Unchanged |
| West Coast Financial LLC | 3,936 | $344.0K | 0.05% | +361+10.1% | Added |
| First Personal Financial Services | 3,944 | $345.0K | 0.08% | −199−4.8% | Reduced |
| B. Riley Wealth Management, Inc. | 3,952 | $346.0K | 0.02% | +258+7.0% | Added |
| PEAK6 Investments LLC | 3,989 | $349.0K | 0.01% | +2,662+200.6% | Added |