Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2021
Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,147
- +80 vs. Q3 2021
- Shares held
- 211.3M
- −8.42M (−3.8%) vs. Q3 2021
- Total value
- $18.5B
- +$519.2M (+2.9%) vs. Q3 2021
- New holders
- 156
- 329 more added
- Sold out
- 76
- 473 more reduced
16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Leverty Financial Group, LLC | 1,627 | $142.0K | 0.11% | +1,627 | New |
| BerganKDV Wealth Management, LLC | 1,654 | $145.0K | 0.02% | +1,011+157.2% | Added |
| Cedar Wealth Management, LLC | 1,682 | $147.0K | 0.06% | +682+68.2% | Added |
| Baldwin Brothers Inc | 1,689 | $148.0K | 0.01% | −496−22.7% | Reduced |
| Harbor Investment Advisory, LLC | 1,813 | $159.0K | 0.02% | 00.0% | Unchanged |
| Investment Research & Advisory Group, Inc. | 1,825 | $160.0K | 0.10% | −588−24.4% | Reduced |
| Trustcore Financial Services, LLC | 1,900 | $166.0K | 0.02% | −100−5.0% | Reduced |
| Perkins Coie Trust Co | 1,930 | $169.0K | 0.05% | −12,423−86.6% | Reduced |
| Private Capital Group, LLC | 1,946 | $170.0K | 0.04% | −517−21.0% | Reduced |
| Thompson Siegel & Walmsley LLC | 1,947 | $170.0K | 0.00% | −93−4.6% | Reduced |
| Graves-Light Private Wealth Management, Inc. | 1,954 | $171.0K | 0.02% | +110+6.0% | Added |
| North Star Investment Management Corp. | 1,962 | $172.0K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 2,038 | $178.0K | 0.01% | +2,038 | New |
| Allworth Financial LP | 2,045 | $179.0K | 0.00% | +609+42.4% | Added |
| First PREMIER Bank | 2,065 | $181.0K | 0.05% | 00.0% | Unchanged |
| Atlantic Trust, LLC | 2,075 | $182.0K | 0.11% | 00.0% | Unchanged |
| Toronto Dominion Bank | 2,100 | $183.0K | 0.00% | −1,646−43.9% | Reduced |
| Hills Bank & Trust Co | 2,233 | $195.0K | 0.03% | −684−23.4% | Reduced |
| CoreFirst Bank & Trust | 2,230 | $195.0K | 0.13% | −500−18.3% | Reduced |
| Vigilant Capital Management, LLC | 2,277 | $199.0K | 0.01% | +965+73.6% | Added |
| Summit X, LLC | 2,273 | $200.0K | 0.05% | +2,273 | New |
| Enlightenment Research, LLC | 2,300 | $201.0K | 0.29% | +2,300 | New |
| Five Oceans Advisors | 2,314 | $202.0K | 0.18% | −156−6.3% | Reduced |
| IFG Advisory, LLC | 2,339 | $204.0K | 0.02% | −109−4.5% | Reduced |
| Ironwood Investment Counsel, LLC | 2,337 | $204.0K | 0.05% | +2,337 | New |
| Quad-Cities Investment Group, LLC | 2,336 | $204.0K | 0.13% | +2,336 | New |
| Southland Equity Partners LLC | 2,338 | $204.5K | 0.08% | +2,338 | New |
| Crawford Investment Counsel Inc | 2,343 | $205.0K | 0.00% | +2,343 | New |
| CPWM, LLC | 2,524 | $206.0K | 0.02% | 00.0% | Unchanged |
| Essex LLC | 2,350 | $206.0K | 0.06% | +2,350 | New |
| Tranquilli Financial Advisor LLC | 2,366 | $207.0K | 0.14% | −123−4.9% | Reduced |
| Belpointe Asset Management LLC | 2,374 | $208.0K | 0.01% | +688+40.8% | Added |
| Choate Investment Advisors | 2,382 | $208.0K | 0.01% | +2,382 | New |
| Whalerock Point Partners, LLC | 2,390 | $209.1K | 0.07% | +2,390 | New |
| Shoker Investment Counsel, Inc. | 2,405 | $210.0K | 0.10% | +2,405 | New |
| Van Strum & Towne Inc. | 2,412 | $211.0K | 0.08% | −200−7.7% | Reduced |
| HBK Sorce Advisory LLC | 2,419 | $212.0K | 0.01% | −3,105−56.2% | Reduced |
| River Wealth Advisors LLC | 2,418 | $212.0K | 0.03% | −268−10.0% | Reduced |
| Sheets Smith Wealth Management | 2,450 | $214.0K | 0.03% | 00.0% | Unchanged |
| Capital Advisors Inc | 2,445 | $214.0K | 0.01% | +2,445 | New |
| Lion Street Advisors, LLC | 2,447 | $214.0K | 0.10% | +2,447 | New |
| Good Life Advisors, LLC | 2,457 | $215.0K | 0.03% | −248−9.2% | Reduced |
| Magnus Financial Group LLC | 2,456 | $215.0K | 0.04% | 00.0% | Unchanged |
| Stokes Family Office, LLC | 2,453 | $215.0K | 0.03% | +2,453 | New |
| Washington Trust Advisors, Inc. | 2,459 | $215.0K | 0.01% | +2,459 | New |
| Mosaic Family Wealth, LLC | 2,504 | $219.0K | 0.06% | +2,504 | New |
| Terry L. Blaker | 2,515 | $220.0K | 0.02% | +2,515 | New |
| Vise Technologies, Inc. | 2,512 | $220.0K | 0.06% | +2,512 | New |
| Straight Path Wealth Management | 2,514 | $220.0K | 0.19% | +2,514 | New |
| Brown Advisory Securities, LLC | 2,517 | $221.0K | 0.09% | −2,411−48.9% | Reduced |
| Eagle Strategies LLC | 2,524 | $221.0K | 0.09% | +2,524 | New |
| PDS Planning, Inc | 2,542 | $222.0K | 0.04% | −377−12.9% | Reduced |
| Mairs & Power Inc | 2,536 | $222.0K | 0.00% | +2,536 | New |
| Blue Fin Capital, Inc. | 2,555 | $223.0K | 0.06% | −909−26.2% | Reduced |
| Fiera Capital Corp | 2,550 | $223.0K | 0.00% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 2,577 | $223.0K | 0.16% | 00.0% | Unchanged |
| Northside Capital Management, LLC | 2,546 | $223.0K | 0.06% | 00.0% | Unchanged |
| Prudent Man Advisors, LLC | 2,557 | $224.0K | 0.09% | −541−17.5% | Reduced |
| Brewin Dolphin Ltd | 2,570 | $225.0K | 0.01% | −200−7.2% | Reduced |
| Aptus Capital Advisors, LLC | 2,587 | $226.0K | 0.01% | 00.0% | Unchanged |
| Tompkins Financial Corp | 2,599 | $227.0K | 0.04% | 00.0% | Unchanged |
| Essex Savings Bank | 2,614 | $228.0K | 0.08% | −8−0.3% | Reduced |
| Coulter & Justus Financial Services, LLC | 2,610 | $228.0K | 0.18% | +2,610 | New |
| Opal Wealth Advisors, LLC | 2,610 | $228.0K | 0.14% | +2,610 | New |
| Stiles Financial Services Inc | 2,607 | $228.0K | 0.11% | +2,607 | New |
| Great Valley Advisor Group, Inc. | 2,656 | $229.0K | 0.01% | −594−18.3% | Reduced |
| IFP Advisors, Inc | 2,585 | $229.0K | 0.00% | −307−10.6% | Reduced |
| Axxcess Wealth Management, LLC | 2,613 | $229.0K | 0.02% | +2,613 | New |
| Retirement Planning Co of New England, Inc. | 2,631 | $230.0K | 0.11% | +2,631 | New |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 2,656 | $232.0K | 0.01% | +2,656 | New |
| EverSource Wealth Advisors, LLC | 2,657 | $232.0K | 0.06% | +2,657 | New |
| Great Lakes Advisors, LLC | 2,663 | $233.0K | 0.00% | −100−3.6% | Reduced |
| Twin Focus Capital Partners, LLC | 2,666 | $233.0K | 0.05% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,682 | $235.0K | 0.01% | −2,361−46.8% | Reduced |
| LCM Capital Management Inc | 2,683 | $235.0K | 0.18% | +118+4.6% | Added |
| Gamco Investors, Inc. Et Al | 2,684 | $235.0K | 0.00% | +2,684 | New |
| Appleton Partners Inc | 2,686 | $235.0K | 0.02% | +2,686 | New |
| Stock Yards Bank & Trust Co | 2,691 | $236.0K | 0.01% | −37−1.4% | Reduced |
| Wintrust Investments LLC | 2,700 | $236.0K | 0.02% | +78+3.0% | Added |
| Enterprise Financial Services Corp | 2,725 | $238.0K | 0.04% | −513−15.8% | Reduced |
| Paloma Partners Management Co | 2,718 | $238.0K | 0.01% | +2,718 | New |
| Bristlecone Advisors, LLC | 2,763 | $242.0K | 0.03% | 00.0% | Unchanged |
| Laraway Financial Inc | 2,770 | $242.0K | 0.22% | +2,770 | New |
| Palladiem, LLC | 2,793 | $244.0K | 0.20% | 00.0% | Unchanged |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 2,781 | $244.0K | 0.00% | +268+10.7% | Added |
| Flagship Harbor Advisors, LLC | 2,800 | $245.0K | 0.02% | −2,758−49.6% | Reduced |
| Cornell Pochily Investment Advisors, Inc. | 2,801 | $245.0K | 0.10% | 00.0% | Unchanged |
| Laidlaw Wealth Management LLC | 2,815 | $246.0K | 0.04% | −158−5.3% | Reduced |
| Allred Capital Management, LLC | 2,821 | $246.0K | 0.12% | 00.0% | Unchanged |
| Edmond de Rothschild Holding S.A. | 2,817 | $246.0K | 0.01% | +831+41.8% | Added |
| Washington Trust Co | 2,832 | $248.0K | 0.01% | +2+0.1% | Added |
| Savant Capital, LLC | 2,862 | $250.0K | 0.01% | +326+12.9% | Added |
| Claro Advisors LLC | 2,867 | $251.0K | 0.09% | −77−2.6% | Reduced |
| Zions Bancorporation, N.A. | 2,873 | $251.0K | 0.02% | +858+42.6% | Added |
| BFSG, LLC | 2,885 | $252.0K | 0.04% | −1,055−26.8% | Reduced |
| Northstar Group, Inc. | 2,883 | $252.0K | 0.06% | −300−9.4% | Reduced |
| Wealth Alliance Advisory Group, LLC | 2,880 | $252.0K | 0.11% | −37−1.3% | Reduced |
| 9258 Wealth Management, LLC | 2,893 | $253.0K | 0.06% | +2,893 | New |
| Keel Point, LLC | 2,908 | $254.0K | 0.04% | −601−17.1% | Reduced |
| JFS Wealth Advisors, LLC | 2,917 | $255.0K | 0.02% | −74−2.5% | Reduced |