Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2021
Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,147
- +80 vs. Q3 2021
- Shares held
- 211.3M
- −8.42M (−3.8%) vs. Q3 2021
- Total value
- $18.5B
- +$519.2M (+2.9%) vs. Q3 2021
- New holders
- 156
- 329 more added
- Sold out
- 76
- 473 more reduced
16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Broderick Brian C | 41,100 | $3.60M | 0.86% | −27,295−39.9% | Reduced |
| Bokf, NA | 41,121 | $3.60M | 0.06% | +8,009+24.2% | Added |
| Squarepoint Ops LLC | 41,508 | $3.63M | 0.02% | +41,508 | New |
| Fairfield, Bush & Co. | 41,565 | $3.64M | 1.75% | −11,525−21.7% | Reduced |
| Smithbridge Asset Management Inc | 41,964 | $3.67M | 1.12% | +696+1.7% | Added |
| Mar Vista Investment Partners LLC | 42,463 | $3.71M | 0.10% | −95−0.2% | Reduced |
| Haverford Trust Co | 42,610 | $3.73M | 0.04% | 00.0% | Unchanged |
| Kidder Stephen W | 42,745 | $3.74M | 1.14% | −13,923−24.6% | Reduced |
| Hayek Kallen Investment Management | 42,820 | $3.75M | 1.34% | −115−0.3% | Reduced |
| Davis Selected Advisers | 43,035 | $3.76M | 0.02% | −1,933−4.3% | Reduced |
| Quantbot Technologies LP | 43,032 | $3.76M | 0.31% | +43,032 | New |
| Notis-McConarty Edward | 43,914 | $3.84M | 1.28% | −1,997−4.3% | Reduced |
| Glenmede Trust Co NA | 43,915 | $3.84M | 0.02% | +2,405+5.8% | Added |
| Country Club Trust Company, n.a. | 43,979 | $3.85M | 0.30% | +957+2.2% | Added |
| Keybank National Association | 44,272 | $3.87M | 0.02% | −840−1.9% | Reduced |
| Wetherby Asset Management Inc | 44,261 | $3.87M | 0.22% | +1,123+2.6% | Added |
| Guardian Capital Advisors LP | 43,363 | $3.89M | 0.37% | −3,630−7.7% | Reduced |
| Canal Capital Management, LLC | 44,745 | $3.91M | 0.94% | +2,006+4.7% | Added |
| Bradley Foster & Sargent Inc | 45,102 | $3.94M | 0.08% | −6,894−13.3% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 45,565 | $3.99M | 0.02% | +45,565 | New |
| Sawtooth Solutions, LLC | 46,210 | $4.04M | 0.45% | +27,789+150.9% | Added |
| Garland Capital Management Inc | 47,455 | $4.15M | 2.86% | −3,300−6.5% | Reduced |
| Pekin Hardy Strauss, Inc. | 47,525 | $4.16M | 0.57% | −4,149−8.0% | Reduced |
| First Hawaiian Bank | 47,910 | $4.19M | 0.12% | +38,650+417.4% | Added |
| Farmers & Merchants Investments Inc | 48,001 | $4.20M | 0.16% | −2,292−4.6% | Reduced |
| Zeke Capital Advisors, LLC | 48,129 | $4.21M | 0.25% | +4,752+11.0% | Added |
| Carret Asset Management, LLC | 48,653 | $4.26M | 0.47% | +1,100+2.3% | Added |
| Whittier Trust Co | 49,132 | $4.30M | 0.07% | −2,819−5.4% | Reduced |
| Pacer Advisors, Inc. | 50,959 | $4.46M | 0.05% | +710+1.4% | Added |
| Nixon Peabody Trust Co | 51,698 | $4.52M | 1.37% | +3,528+7.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 54,346 | $4.75M | 0.02% | +4,162+8.3% | Added |
| Patten & Patten Inc | 54,460 | $4.76M | 0.33% | −2,518−4.4% | Reduced |
| Allspring Global Investments Holdings, LLC | 54,791 | $4.79M | 0.01% | +54,791 | New |
| American Research & Management Co. | 54,960 | $4.81M | 1.04% | −150−0.3% | Reduced |
| Blueshift Asset Management, LLC | 55,647 | $4.87M | 0.43% | +5,826+11.7% | Added |
| Beach Investment Counsel Inc | 55,984 | $4.90M | 0.65% | −50−0.1% | Reduced |
| Mercer Global Advisors Inc | 56,040 | $4.90M | 0.03% | +3,634+6.9% | Added |
| Prentiss Smith & Co Inc | 56,691 | $4.96M | 2.34% | −29−0.1% | Reduced |
| Narwhal Capital Management | 57,170 | $5.00M | 0.57% | −12,768−18.3% | Reduced |
| Sepio Capital, LP | 57,672 | $5.04M | 0.38% | −1,199−2.0% | Reduced |
| FDx Advisors, Inc. | 58,970 | $5.16M | 0.14% | +11,566+24.4% | Added |
| Parcion Private Wealth LLC | 57,062 | $5.17M | 0.47% | +3,635+6.8% | Added |
| Northwestern Mutual Wealth Management Co | 59,720 | $5.22M | 0.01% | −6,775−10.2% | Reduced |
| Osterweis Capital Management Inc | 60,576 | $5.30M | 0.27% | −18,491−23.4% | Reduced |
| Matthew Goff Investment Advisor, LLC | 60,635 | $5.30M | 1.22% | +690+1.2% | Added |
| Zevin Asset Management LLC | 61,614 | $5.39M | 0.97% | −11,911−16.2% | Reduced |
| Fiduciary Trust Co | 62,159 | $5.44M | 0.09% | −5,264−7.8% | Reduced |
| Brinker Capital Investments, LLC | 63,109 | $5.52M | 0.08% | +3,278+5.5% | Added |
| Kestra Advisory Services, LLC | 63,430 | $5.55M | 0.06% | −49,738−44.0% | Reduced |
| Guardian Capital LP | 65,467 | $5.73M | 0.11% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 65,680 | $5.75M | 0.00% | −1,277−1.9% | Reduced |
| AMG National Trust Bank | 65,989 | $5.77M | 0.17% | −835−1.2% | Reduced |
| Camden National Bank | 66,126 | $5.78M | 1.02% | −488−0.7% | Reduced |
| Pinnacle Associates Ltd | 66,581 | $5.82M | 0.10% | −7,179−9.7% | Reduced |
| Investment House LLC | 66,773 | $5.84M | 0.38% | −12,740−16.0% | Reduced |
| Dearborn Partners LLC | 67,327 | $5.89M | 0.21% | −23,219−25.6% | Reduced |
| MML Investors Services, LLC | 67,623 | $5.92M | 0.04% | −2,177−3.1% | Reduced |
| Private Advisor Group, LLC | 69,292 | $6.06M | 0.05% | −20,386−22.7% | Reduced |
| Live Oak Private Wealth LLC | 69,358 | $6.07M | 1.14% | +2,792+4.2% | Added |
| Trust Co of Vermont | 69,570 | $6.09M | 0.38% | −2,998−4.1% | Reduced |
| Scotia Capital Inc. | 69,756 | $6.10M | 0.04% | −118,510−62.9% | Reduced |
| Lowell Blake & Associates Inc. | 69,772 | $6.10M | 2.40% | +3,463+5.2% | Added |
| Timber Creek Capital Management LLC | 69,869 | $6.11M | 1.82% | +1,350+2.0% | Added |
| Freestone Capital Holdings, LLC | 72,122 | $6.31M | 0.27% | −170−0.2% | Reduced |
| TCW Group Inc | 72,868 | $6.37M | 0.05% | −50.0% | Reduced |
| NewEdge Wealth, LLC | 73,364 | $6.42M | 0.27% | +4,924+7.2% | Added |
| Franklin, Parlapiano, Turner & Welch, LLC | 73,891 | $6.46M | 1.86% | +5,301+7.7% | Added |
| Comerica Bank | 78,020 | $6.60M | 0.05% | −6,982−8.2% | Reduced |
| Peapack Gladstone Financial Corp | 75,662 | $6.62M | 0.12% | +54+0.1% | Added |
| Foster Victor Wealth Advisors, LLC | 73,767 | $6.62M | 0.90% | +11,940+19.3% | Added |
| Atria Investments LLC | 76,585 | $6.70M | 0.12% | −17,971−19.0% | Reduced |
| Fifth Third Bancorp | 78,281 | $6.85M | 0.03% | −1,104−1.4% | Reduced |
| New York State Common Retirement Fund | 79,327 | $6.94M | 0.01% | +880+1.1% | Added |
| Cohen Capital Management, Inc. | 82,016 | $7.17M | 1.17% | 00.0% | Unchanged |
| Gluskin Sheff & Assoc Inc | 82,047 | $7.18M | 0.30% | −100,000−54.9% | Reduced |
| Buckhead Capital Management LLC | 84,847 | $7.42M | 1.57% | −3,354−3.8% | Reduced |
| Captrust Financial Advisors | 84,874 | $7.42M | 0.05% | +1,975+2.4% | Added |
| Mengis Capital Management, Inc. | 85,029 | $7.44M | 1.40% | +2,350+2.8% | Added |
| Creative Planning | 86,281 | $7.55M | 0.01% | −18,846−17.9% | Reduced |
| FourThought Financial, LLC | 86,767 | $7.59M | 0.95% | +1,610+1.9% | Added |
| ProVise Management Group, LLC | 87,847 | $7.68M | 0.70% | +3,664+4.4% | Added |
| CWM, LLC | 88,887 | $7.78M | 0.05% | +88,887 | New |
| Puzo Michael J | 89,569 | $7.83M | 2.21% | −3,433−3.7% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 90,534 | $7.92M | 0.31% | −5,012−5.2% | Reduced |
| Russell Investments Group, Ltd. | 90,635 | $7.93M | 0.01% | +1,775+2.0% | Added |
| Grimes & Company, Inc. | 90,772 | $7.94M | 0.36% | +2,205+2.5% | Added |
| Baird Financial Group, Inc. | 91,355 | $7.99M | 0.02% | −189−0.2% | Reduced |
| Welch & Forbes LLC | 91,483 | $8.00M | 0.12% | +2,187+2.4% | Added |
| Gabelli Funds LLC | 92,000 | $8.05M | 0.05% | −1,000−1.1% | Reduced |
| Rathbone Brothers plc | 93,057 | $8.14M | 0.08% | −1,442−1.5% | Reduced |
| American Assets Investment Management, LLC | 93,610 | $8.19M | 0.88% | 00.0% | Unchanged |
| Caption Management, LLC | 95,000 | $8.31M | 0.52% | +53,003+126.2% | Added |
| Federated Hermes, Inc. | 97,121 | $8.49M | 0.02% | −20,445−17.4% | Reduced |
| Ingalls & Snyder LLC | 98,137 | $8.58M | 0.39% | −601−0.6% | Reduced |
| Trust Co of Virginia | 100,601 | $8.80M | 0.88% | −2,034−2.0% | Reduced |
| Moreno Evelyn V | 100,819 | $8.82M | 1.76% | +9,651+10.6% | Added |
| Blair William & Co | 101,049 | $8.84M | 0.03% | +10,304+11.4% | Added |
| Oxbow Advisors, LLC | 101,241 | $8.86M | 0.85% | −1,479−1.4% | Reduced |
| Euro Pacific Asset Management, LLC | 101,362 | $8.94M | 2.01% | +10,830+12.0% | Added |
| Everett Harris & Co | 102,358 | $8.95M | 0.12% | −130,665−56.1% | Reduced |