Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2021
Institutional positions in Novartis AG as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,123
- −5 vs. Q1 2021
- Shares held
- 216.9M
- −1.40M (−0.6%) vs. Q1 2021
- Total value
- $19.8B
- +$1.16B (+6.2%) vs. Q1 2021
- New holders
- 74
- 400 more added
- Sold out
- 79
- 416 more reduced
10 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GWM Advisors LLC | 23,225 | $2.12M | 0.06% | −498−2.1% | Reduced |
| Fca Corp | 23,271 | $2.12M | 0.60% | −111−0.5% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 23,276 | $2.12M | 0.54% | +23,276 | New |
| Telos Capital Management, Inc. | 23,308 | $2.13M | 0.28% | −26,128−52.9% | Reduced |
| Cox Capital Mgt LLC | 23,402 | $2.13M | 1.43% | +1,005+4.5% | Added |
| Westwood Holdings Group Inc. | 23,444 | $2.14M | 0.02% | −14,036−37.4% | Reduced |
| Fairhaven Wealth Management, LLC | 23,481 | $2.14M | 0.85% | +1,438+6.5% | Added |
| Mirador Capital Partners LP | 23,841 | $2.17M | 0.49% | +865+3.8% | Added |
| Ethic Inc. | 23,865 | $2.18M | 0.26% | +12,675+113.3% | Added |
| EagleClaw Capital Managment, LLC | 23,910 | $2.18M | 0.56% | +1,925+8.8% | Added |
| Logan Capital Management Inc | 24,024 | $2.19M | 0.10% | +3,325+16.1% | Added |
| Stephens Inc | 24,165 | $2.21M | 0.03% | +974+4.2% | Added |
| Perkins Coie Trust Co | 24,385 | $2.23M | 0.68% | +244+1.0% | Added |
| Huntington National Bank | 24,558 | $2.24M | 0.02% | +7,130+40.9% | Added |
| Advisor Partners LLC | 24,641 | $2.25M | 0.15% | +632+2.6% | Added |
| Dempze Nancy E | 24,846 | $2.27M | 1.91% | −1,635−6.2% | Reduced |
| TD Private Client Wealth LLC | 25,010 | $2.28M | 0.10% | +3,573+16.7% | Added |
| Clearstead Advisors, LLC | 25,138 | $2.29M | 0.18% | −3,061−10.9% | Reduced |
| Naples Global Advisors, LLC | 25,164 | $2.30M | 0.32% | +930+3.8% | Added |
| Telemus Capital, LLC | 25,322 | $2.31M | 0.17% | −2,100−7.7% | Reduced |
| Geneos Wealth Management Inc. | 25,202 | $2.32M | 0.09% | −29−0.1% | Reduced |
| HighPoint Advisor Group LLC | 25,472 | $2.32M | 0.23% | +118+0.5% | Added |
| Ipswich Investment Management Co., Inc. | 25,619 | $2.34M | 0.60% | −70−0.3% | Reduced |
| Hall Laurie J Trustee | 25,846 | $2.36M | 0.89% | −100−0.4% | Reduced |
| Commerce Bank | 25,945 | $2.37M | 0.02% | +95+0.4% | Added |
| AE Wealth Management LLC | 26,020 | $2.37M | 0.02% | +2,298+9.7% | Added |
| Taylor, Cottrill, Erickson & Associates, Inc. | 26,072 | $2.38M | 0.34% | −375−1.4% | Reduced |
| Sandy Spring Bank | 26,730 | $2.44M | 0.13% | −3,607−11.9% | Reduced |
| FineMark National Bank & Trust | 26,874 | $2.45M | 0.10% | −5,965−18.2% | Reduced |
| Abbot Financial Management, Inc. | 27,083 | $2.47M | 1.08% | −141−0.5% | Reduced |
| Snowden Capital Advisors LLC | 27,102 | $2.47M | 0.12% | +14,598+116.7% | Added |
| Vestmark Advisory Solutions, Inc. | 27,967 | $2.55M | 0.18% | +2,782+11.0% | Added |
| Cetera Advisor Networks LLC | 28,491 | $2.60M | 0.04% | +20,790+270.0% | Added |
| Stonebridge Capital Management Inc | 28,515 | $2.60M | 0.95% | 00.0% | Unchanged |
| Pittenger & Anderson Inc | 28,550 | $2.60M | 0.13% | 00.0% | Unchanged |
| Quantitative Investment Management, LLC | 28,768 | $2.62M | 0.24% | +28,768 | New |
| Azzad Asset Management Inc | 28,938 | $2.64M | 0.39% | +7,546+35.3% | Added |
| Beacon Financial Group | 29,270 | $2.64M | 0.38% | +2,228+8.2% | Added |
| Alliancebernstein L.P. | 29,301 | $2.67M | 0.00% | −44,546−60.3% | Reduced |
| We Are One Seven, LLC | 34,264 | $2.70M | 0.38% | −59−0.2% | Reduced |
| Parsons Capital Management Inc | 29,731 | $2.71M | 0.21% | +2,515+9.2% | Added |
| Cohen Lawrence B | 30,281 | $2.76M | 1.41% | +232+0.8% | Added |
| Moors & Cabot, Inc. | 30,317 | $2.77M | 0.19% | +462+1.5% | Added |
| Advisory Services Network, LLC | 30,475 | $2.78M | 0.09% | −419−1.4% | Reduced |
| American National Insurance Co | 30,500 | $2.78M | 0.10% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 30,628 | $2.79M | 0.00% | +3,063+11.1% | Added |
| Quantbot Technologies LP | 30,928 | $2.82M | 0.22% | +30,928 | New |
| O'Shaughnessy Asset Management, LLC | 31,416 | $2.87M | 0.06% | +3,550+12.7% | Added |
| Eagle Global Advisors LLC | 31,524 | $2.88M | 0.19% | +725+2.4% | Added |
| Moody National Bank Trust Division | 31,795 | $2.90M | 0.06% | −1,479−4.4% | Reduced |
| Perennial Advisors, LLC | 31,843 | $2.90M | 0.84% | +1,278+4.2% | Added |
| Oppenheimer & Co Inc | 32,298 | $2.95M | 0.05% | −1,292−3.8% | Reduced |
| Whittier Trust Co of Nevada Inc | 32,687 | $2.98M | 0.12% | −1,205−3.6% | Reduced |
| Page Arthur B | 32,941 | $3.01M | 2.14% | −905−2.7% | Reduced |
| Cubist Systematic Strategies, LLC | 33,040 | $3.02M | 0.03% | +10,721+48.0% | Added |
| Cullen/Frost Bankers, Inc. | 33,848 | $3.09M | 0.06% | −50.0% | Reduced |
| Cubic Asset Management, LLC | 34,093 | $3.11M | 0.77% | −275−0.8% | Reduced |
| Summitry LLC | 34,680 | $3.16M | 0.20% | +2,370+7.3% | Added |
| Woodmont Investment Counsel LLC | 35,073 | $3.20M | 0.50% | −257−0.7% | Reduced |
| Clearbridge Investments, LLC | 35,263 | $3.22M | 0.00% | −2,356−6.3% | Reduced |
| Heritage Way Advisors, LLC | 35,297 | $3.22M | 1.32% | −854−2.4% | Reduced |
| WealthTrust Axiom LLC | 36,030 | $3.29M | 1.06% | −1,045−2.8% | Reduced |
| Royal Fund Management, LLC | 36,489 | $3.33M | 0.55% | +2,506+7.4% | Added |
| Regions Financial Corp | 37,687 | $3.44M | 0.03% | +12,536+49.8% | Added |
| Synovus Financial Corp | 37,971 | $3.45M | 0.03% | +398+1.1% | Added |
| Argent Trust Co | 38,004 | $3.47M | 0.23% | +339+0.9% | Added |
| Smith, Salley & Associates | 38,188 | $3.48M | 0.28% | +572+1.5% | Added |
| Catalyst Capital Advisors LLC | 38,180 | $3.48M | 0.17% | +3,088+8.8% | Added |
| Chesley Taft & Associates LLC | 38,672 | $3.53M | 0.20% | +460+1.2% | Added |
| Avitas Wealth Management LLC | 39,500 | $3.60M | 0.64% | +1,166+3.0% | Added |
| Cardinal Capital Management | 40,213 | $3.67M | 0.77% | +466+1.2% | Added |
| Northeast Investment Management | 40,387 | $3.69M | 0.20% | −1,975−4.7% | Reduced |
| Smithbridge Asset Management Inc | 41,095 | $3.75M | 1.22% | +1,125+2.8% | Added |
| Mercer Global Advisors Inc | 41,223 | $3.76M | 0.03% | −4,370−9.6% | Reduced |
| Glenmede Trust Co NA | 41,720 | $3.81M | 0.02% | −2,002−4.6% | Reduced |
| Private Asset Management Inc | 42,141 | $3.85M | 0.51% | −811−1.9% | Reduced |
| Mar Vista Investment Partners LLC | 42,558 | $3.88M | 0.10% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 42,577 | $3.88M | 0.24% | −291−0.7% | Reduced |
| Marco Investment Management LLC | 42,627 | $3.89M | 0.45% | −1,105−2.5% | Reduced |
| Canal Capital Management, LLC | 42,960 | $3.92M | 1.13% | +3,184+8.0% | Added |
| Keybank National Association | 42,986 | $3.92M | 0.02% | −339−0.8% | Reduced |
| Country Club Trust Company, n.a. | 42,928 | $3.94M | 0.34% | −96−0.2% | Reduced |
| Hayek Kallen Investment Management | 43,323 | $3.95M | 1.66% | +124+0.3% | Added |
| Foyston, Gordon, & Payne Inc | 43,519 | $3.97M | 0.94% | −12,854−22.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 43,885 | $4.00M | 0.07% | +14,218+47.9% | Added |
| FDx Advisors, Inc. | 43,923 | $4.01M | 0.13% | +1,529+3.6% | Added |
| Zeke Capital Advisors, LLC | 44,035 | $4.02M | 0.25% | +472+1.1% | Added |
| Notis-McConarty Edward | 44,226 | $4.03M | 1.49% | −614−1.4% | Reduced |
| Park National Corp | 44,265 | $4.04M | 0.17% | −14,076−24.1% | Reduced |
| People's United Financial, Inc. | 45,020 | $4.11M | 0.09% | −1,482−3.2% | Reduced |
| First National Bank of Omaha | 49,325 | $4.22M | 0.22% | 00.0% | Unchanged |
| Nixon Peabody Trust Co | 46,293 | $4.22M | 1.63% | +2,328+5.3% | Added |
| TD Asset Management Inc | 45,929 | $4.24M | 0.00% | +469+1.0% | Added |
| Davis Selected Advisers | 46,888 | $4.28M | 0.02% | +2,464+5.5% | Added |
| United Capital Financial Advisers, LLC | 47,044 | $4.29M | 0.02% | −3,885−7.6% | Reduced |
| Guardian Capital Advisors LP | 46,808 | $4.30M | 0.44% | +635+1.4% | Added |
| Carret Asset Management, LLC | 48,336 | $4.41M | 0.52% | +420+0.9% | Added |
| Private Advisor Group, LLC | 49,322 | $4.50M | 0.04% | +5,175+11.7% | Added |
| Credit Suisse AG | 49,112 | $4.51M | 0.00% | +49,112 | New |
| Hamel Associates, Inc. | 49,558 | $4.52M | 1.72% | −975−1.9% | Reduced |