Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2021
Institutional positions in Novartis AG as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,123
- −5 vs. Q1 2021
- Shares held
- 216.9M
- −1.40M (−0.6%) vs. Q1 2021
- Total value
- $19.8B
- +$1.16B (+6.2%) vs. Q1 2021
- New holders
- 74
- 400 more added
- Sold out
- 79
- 416 more reduced
10 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First PREMIER Bank | 2,065 | $188.0K | 0.05% | 00.0% | Unchanged |
| Atlantic Trust, LLC | 2,075 | $189.0K | 0.12% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 2,109 | $192.0K | 0.02% | −70−3.2% | Reduced |
| CoreFirst Bank & Trust | 2,135 | $195.0K | 0.13% | 00.0% | Unchanged |
| Almanack Investment Partners, LLC. | 2,191 | $200.0K | 0.02% | −3,462−61.2% | Reduced |
| Arkadios Wealth Advisors | 2,222 | $202.0K | 0.02% | +1,417+176.0% | Added |
| Founders Financial Securities LLC | 2,217 | $202.0K | 0.04% | +2,217 | New |
| 9258 Wealth Management, LLC | 2,224 | $203.0K | 0.05% | −552−19.9% | Reduced |
| Opus Capital Group, LLC | 2,231 | $204.0K | 0.05% | −455−16.9% | Reduced |
| LVW Advisors, LLC | 2,234 | $204.0K | 0.04% | +2,234 | New |
| Mezzasalma Advisors, LLC | 2,231 | $204.0K | 0.11% | +2,231 | New |
| Matrix Private Capital Group LLC | 2,233 | $204.0K | 0.11% | +2,233 | New |
| New England Asset Management Inc | 2,250 | $205.0K | 0.00% | 00.0% | Unchanged |
| Adams Chetwood Wealth Management LLC | 2,260 | $206.0K | 0.15% | −100−4.2% | Reduced |
| Arete Wealth Advisors, LLC | 3,445 | $207.0K | 0.03% | +124+3.7% | Added |
| Epoch Investment Partners, Inc. | 2,276 | $208.0K | 0.00% | −98−4.1% | Reduced |
| Summit X, LLC | 2,307 | $209.0K | 0.05% | −94−3.9% | Reduced |
| RNC Capital Management LLC | 2,316 | $211.0K | 0.01% | +2,316 | New |
| Perigon Wealth Management, LLC | 2,328 | $212.0K | 0.02% | +2,328 | New |
| Ironwood Investment Counsel, LLC | 2,337 | $213.0K | 0.06% | +2,337 | New |
| Proficio Capital Partners LLC | 2,346 | $214.0K | 0.03% | −4−0.2% | Reduced |
| Good Life Advisors, LLC | 2,361 | $215.0K | 0.04% | −104−4.2% | Reduced |
| CRA Financial Services, LLC | 2,371 | $216.0K | 0.08% | −25−1.0% | Reduced |
| Crawford Investment Counsel Inc | 2,368 | $216.0K | 0.00% | 00.0% | Unchanged |
| Marietta Investment Partners LLC | 2,362 | $216.0K | 0.05% | +2,362 | New |
| Oder Investment Management, LLC | 2,392 | $218.0K | 0.28% | −200−7.7% | Reduced |
| Whalerock Point Partners, LLC | 2,390 | $218.1K | 0.08% | 00.0% | Unchanged |
| Investment Research & Advisory Group, Inc. | 2,413 | $220.0K | 0.15% | −14,575−85.8% | Reduced |
| Thompson Siegel & Walmsley LLC | 2,425 | $221.0K | 0.00% | −250−9.3% | Reduced |
| Tranquilli Financial Advisor LLC | 2,422 | $221.0K | 0.17% | −14−0.6% | Reduced |
| Regal Investment Advisors LLC | 2,424 | $221.0K | 0.02% | +2,424 | New |
| Focus Financial Network, Inc. | 2,424 | $221.2K | 0.03% | −120−4.7% | Reduced |
| Terry L. Blaker | 2,428 | $222.0K | 0.01% | −591−19.6% | Reduced |
| Boothbay Fund Management, LLC | 2,442 | $223.0K | 0.01% | −5,578−69.6% | Reduced |
| Farr Miller & Washington LLC | 2,439 | $223.0K | 0.01% | 00.0% | Unchanged |
| Sheets Smith Wealth Management | 2,450 | $224.0K | 0.03% | −80−3.2% | Reduced |
| Magnus Financial Group LLC | 2,456 | $224.0K | 0.05% | 00.0% | Unchanged |
| Goepper Burkhardt LLC | 2,450 | $224.0K | 0.14% | 00.0% | Unchanged |
| Private Capital Group, LLC | 2,456 | $224.0K | 0.05% | +399+19.4% | Added |
| Personal Cfo Solutions, LLC | 2,466 | $225.0K | 0.05% | −398−13.9% | Reduced |
| Coastal Investment Advisors, Inc. | 2,476 | $226.0K | 0.05% | −146−5.6% | Reduced |
| Deroy & Devereaux Private Investment Counsel Inc | 2,475 | $226.0K | 0.02% | 00.0% | Unchanged |
| Shoker Investment Counsel, Inc. | 2,493 | $227.0K | 0.11% | −691−21.7% | Reduced |
| Liberty Wealth Management LLC | 2,486 | $227.0K | 0.09% | +115+4.9% | Added |
| Cedar Brook Financial Partners, LLC | 2,503 | $228.0K | 0.07% | +2,503 | New |
| Western Wealth Management, LLC | 2,493 | $228.0K | 0.02% | +2,493 | New |
| IFG Advisory, LLC | 2,524 | $230.0K | 0.03% | −1,477−36.9% | Reduced |
| Parsec Financial Management, Inc. | 2,518 | $230.0K | 0.01% | +24+1.0% | Added |
| Mairs & Power Inc | 2,530 | $231.0K | 0.00% | 00.0% | Unchanged |
| Northside Capital Management, LLC | 2,546 | $232.0K | 0.06% | 00.0% | Unchanged |
| Brooktree Capital Management | 2,542 | $232.0K | 0.15% | 00.0% | Unchanged |
| BKD Wealth Advisors, LLC | 2,553 | $233.0K | 0.01% | −1,078−29.7% | Reduced |
| Fiera Capital Corp | 2,550 | $233.0K | 0.00% | 00.0% | Unchanged |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 2,569 | $234.0K | 0.00% | −524−16.9% | Reduced |
| BBR Partners, LLC | 2,565 | $234.0K | 0.02% | −461−15.2% | Reduced |
| Essex Savings Bank | 2,649 | $234.0K | 0.09% | 00.0% | Unchanged |
| LCM Capital Management Inc | 2,560 | $234.0K | 0.19% | +34+1.3% | Added |
| Brown Miller Wealth Management, LLC | 2,590 | $236.0K | 0.15% | 00.0% | Unchanged |
| Taurus Asset Management, LLC | 2,600 | $237.0K | 0.02% | −1,150−30.7% | Reduced |
| Vanguard Capital Wealth Advisors | 2,607 | $237.0K | 0.18% | 00.0% | Unchanged |
| South Street Advisors LLC | 2,600 | $237.0K | 0.04% | 00.0% | Unchanged |
| Aptus Capital Advisors, LLC | 2,594 | $237.0K | 0.01% | −10.0% | Reduced |
| Van Strum & Towne Inc. | 2,612 | $238.0K | 0.11% | +2,612 | New |
| CPWM, LLC | 2,624 | $239.0K | 0.02% | −654−20.0% | Reduced |
| Marcum Wealth, LLC | 2,630 | $240.0K | 0.04% | −306−10.4% | Reduced |
| Brown Advisory Securities, LLC | 2,631 | $240.0K | 0.04% | +2,631 | New |
| Rockland Trust Co | 2,643 | $241.0K | 0.02% | −128−4.6% | Reduced |
| Chicago Capital, LLC | 2,640 | $241.0K | 0.01% | 00.0% | Unchanged |
| Laidlaw Wealth Management LLC | 2,653 | $242.0K | 0.06% | +34+1.3% | Added |
| Twin Focus Capital Partners, LLC | 2,666 | $243.0K | 0.06% | +250+10.3% | Added |
| Fullerton Fund Management Co Ltd. | 2,692 | $246.0K | 0.02% | −1,548−36.5% | Reduced |
| Claro Advisors LLC | 2,701 | $246.0K | 0.11% | −10.0% | Reduced |
| Enterprise Financial Services Corp | 2,717 | $247.0K | 0.04% | −432−13.7% | Reduced |
| B. Riley Wealth Management, Inc. | 2,712 | $247.0K | 0.03% | +2+0.1% | Added |
| River Wealth Advisors LLC | 2,706 | $247.0K | 0.04% | +181+7.2% | Added |
| 20/20 Capital Management, Inc. | 2,723 | $248.0K | 0.06% | 00.0% | Unchanged |
| Keebeck Alpha, LP | 2,741 | $250.0K | 0.09% | 00.0% | Unchanged |
| Savant Capital, LLC | 2,753 | $251.0K | 0.01% | −217−7.3% | Reduced |
| Cornerstone Wealth Management, LLC | 2,747 | $251.0K | 0.03% | +121+4.6% | Added |
| Bristlecone Advisors, LLC | 2,763 | $252.0K | 0.03% | −18,630−87.1% | Reduced |
| Forte Capital LLC | 2,765 | $252.0K | 0.03% | −147−5.0% | Reduced |
| Nwam LLC | 2,767 | $252.0K | 0.02% | −15−0.5% | Reduced |
| Brewin Dolphin Ltd | 2,770 | $252.7K | 0.01% | +270+10.8% | Added |
| Wintrust Investments LLC | 2,772 | $253.0K | 0.03% | +158+6.0% | Added |
| Berkeley Capital Partners, LLC | 2,798 | $255.0K | 0.11% | −168−5.7% | Reduced |
| Palladiem, LLC | 2,793 | $255.0K | 0.21% | 00.0% | Unchanged |
| Cornell Pochily Investment Advisors, Inc. | 2,801 | $256.0K | 0.11% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 2,812 | $257.0K | 0.03% | −1,006−26.3% | Reduced |
| Allred Capital Management, LLC | 2,821 | $257.0K | 0.13% | −357−11.2% | Reduced |
| Washington Trust Co | 2,830 | $259.0K | 0.01% | 00.0% | Unchanged |
| Pacifica Partners Inc. | 2,867 | $261.0K | 0.20% | +31+1.1% | Added |
| Wealth Alliance Advisory Group, LLC | 2,917 | $266.0K | 0.13% | −5−0.2% | Reduced |
| Hills Bank & Trust Co | 2,923 | $267.0K | 0.04% | −85−2.8% | Reduced |
| Great Lakes Advisors, LLC | 2,931 | $267.0K | 0.00% | +2,931 | New |
| Optas, LLC | 2,967 | $271.0K | 0.08% | +2,967 | New |
| PDS Planning, Inc | 2,978 | $272.0K | 0.07% | +248+9.1% | Added |
| Argent Advisors, Inc. | 2,996 | $273.0K | 0.17% | +300+11.1% | Added |
| Mitchell Sinkler & Starr | 3,005 | $274.0K | 0.25% | −435−12.6% | Reduced |
| HM Payson & Co | 2,999 | $274.0K | 0.01% | −187−5.9% | Reduced |
| Advisory Resource Group | 3,005 | $274.0K | 0.11% | +88+3.0% | Added |