Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2021
Institutional positions in Novartis AG as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,123
- −5 vs. Q1 2021
- Shares held
- 216.9M
- −1.40M (−0.6%) vs. Q1 2021
- Total value
- $19.8B
- +$1.16B (+6.2%) vs. Q1 2021
- New holders
- 74
- 400 more added
- Sold out
- 79
- 416 more reduced
10 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Advisers, LP | 1,893,100 | $172.7M | 0.46% | +1,893,100 | New |
| State Street Corp | 2,039,489 | $186.1M | 0.01% | +32,764+1.6% | Added |
| Goldman Sachs Group Inc | 2,286,986 | $208.7M | 0.06% | −402,569−15.0% | Reduced |
| Renaissance Technologies LLC | 2,409,939 | $219.9M | 0.27% | +39,600+1.7% | Added |
| Parametric Portfolio Associates LLC | 2,815,920 | $256.9M | 0.14% | +133,415+5.0% | Added |
| Dimensional Fund Advisors LP | 2,826,406 | $257.9M | 0.08% | +46,445+1.7% | Added |
| Cullen Capital Management LLC | 2,867,587 | $261.6M | 2.53% | +274,919+10.6% | Added |
| Morgan Stanley | 2,959,961 | $270.1M | 0.04% | +119,862+4.2% | Added |
| Wellington Management Group LLP | 3,469,775 | $316.6M | 0.05% | −397,106−10.3% | Reduced |
| Mawer Investment Management Ltd. | 3,518,714 | $321.0M | 1.59% | −1,400,566−28.5% | Reduced |
| Northern Trust Corp | 3,566,833 | $325.4M | 0.06% | −259,720−6.8% | Reduced |
| Charles Schwab Investment Management Inc | 4,078,131 | $372.1M | 0.12% | +58,840+1.5% | Added |
| Janus Henderson Group PLC | 4,238,667 | $386.7M | 0.17% | −342,698−7.5% | Reduced |
| UBS Group AG | 4,759,736 | $434.3M | 0.18% | −271,730−5.4% | Reduced |
| Wells Fargo & Company | 5,395,833 | $492.3M | 0.11% | −416,666−7.2% | Reduced |
| Boston Partners | 6,299,760 | $574.8M | 0.73% | +439,189+7.5% | Added |
| Franklin Resources Inc | 7,522,206 | $686.3M | 0.26% | −922,205−10.9% | Reduced |
| Aristotle Capital Management, LLC | 8,066,097 | $736.0M | 1.41% | +157,444+2.0% | Added |
| Bank of America Corp | 9,001,642 | $821.3M | 0.09% | −187,390−2.0% | Reduced |
| Fisher Asset Management, LLC | 9,962,426 | $909.0M | 0.57% | +304,823+3.2% | Added |
| Loomis Sayles & Co L P | 19,019,589 | $1.74B | 2.10% | −749,188−3.8% | Reduced |
| Primecap Management Co | 19,281,850 | $1.76B | 1.18% | −1,261,950−6.1% | Reduced |
| Dodge & Cox | 24,453,265 | $2.23B | 1.46% | +2,783,028+12.8% | Added |
| Clark Capital Management Group, Inc. | 0 | $0 | 0.00% | −283,743−100.0% | Sold out |
| Godsey & Gibb Associates | 0 | $0 | 0.00% | −176,123−100.0% | Sold out |
| Old Mission Capital LLC | 0 | $0 | 0.00% | −77,265−100.0% | Sold out |
| Transform Wealth, LLC | 0 | $0 | 0.00% | −30,574−100.0% | Sold out |
| Caisse de Depot Et Placement du Quebec | 0 | $0 | 0.00% | −29,300−100.0% | Sold out |
| Brookmont Capital Management | 0 | $0 | 0.00% | −25,206−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −23,848−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Greatmark Investment Partners, Inc. | 0 | $0 | 0.00% | −19,798−100.0% | Sold out |
| B. Metzler seel. Sohn & Co. Holding AG | 0 | $0 | 0.00% | −13,615−100.0% | Sold out |
| Transcend Wealth Collective, LLC | 0 | $0 | 0.00% | −12,003−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −11,028−100.0% | Sold out |
| Baker Chad R | 0 | $0 | 0.00% | −9,315−100.0% | Sold out |
| Mountain Capital Investment Advisors, Inc | 0 | $0 | 0.00% | −9,095−100.0% | Sold out |
| Farmers National Bank | 0 | $0 | 0.00% | −8,376−100.0% | Sold out |
| OmniStar Financial Group, Inc. | 0 | $0 | 0.00% | −8,286−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −7,711−100.0% | Sold out |
| Sunbelt Securities, Inc. | 0 | $0 | 0.00% | −6,215−100.0% | Sold out |
| M Holdings Securities, Inc. | 0 | $0 | 0.00% | −5,767−100.0% | Sold out |
| CenterStar Asset Management, LLC | 0 | $0 | 0.00% | – | Sold out |
| Gyon Technologies Capital Management, LP | 0 | $0 | 0.00% | −5,532−100.0% | Sold out |
| Clarkston Capital Partners, LLC | 0 | $0 | 0.00% | −5,180−100.0% | Sold out |
| Wealthspire Advisors, LLC | 0 | $0 | 0.00% | −4,982−100.0% | Sold out |
| BFSG, LLC | 0 | $0 | 0.00% | −4,930−100.0% | Sold out |
| Marino, Stram & Associates LLC | 0 | $0 | 0.00% | −4,904−100.0% | Sold out |
| qPULA Trading Management LP | 0 | $0 | 0.00% | −4,400−100.0% | Sold out |
| Financial & Tax Architects, LLC | 0 | $0 | 0.00% | −4,156−100.0% | Sold out |
| Eqis Capital Management, Inc. | 0 | $0 | 0.00% | −4,153−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −3,913−100.0% | Sold out |
| Enlightenment Research, LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Murphy, Middleton, Hinkle & Parker, Inc. | 0 | $0 | 0.00% | −3,609−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −3,542−100.0% | Sold out |
| Pioneer Trust Bank N A | 0 | $0 | 0.00% | −3,350−100.0% | Sold out |
| Standard Family Office LLC | 0 | $0 | 0.00% | −3,279−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −3,129−100.0% | Sold out |
| Personal Capital Advisors Corp | 0 | $0 | 0.00% | −3,088−100.0% | Sold out |
| Wrapmanager Inc | 0 | $0 | 0.00% | −3,059−100.0% | Sold out |
| Vista Investment Management | 0 | $0 | 0.00% | −3,049−100.0% | Sold out |
| Modera Wealth Management, LLC | 0 | $0 | 0.00% | −3,039−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| CIBC Asset Management Inc | 0 | $0 | 0.00% | −2,906−100.0% | Sold out |
| JBJ Investment Partners, LLC | 0 | $0 | 0.00% | −2,851−100.0% | Sold out |
| Financial Engines Advisors L.L.C. | 0 | $0 | 0.00% | −2,709−100.0% | Sold out |
| Budros, Ruhlin & Roe, Inc. | 0 | $0 | 0.00% | −2,525−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −2,453−100.0% | Sold out |
| Roman Butler Fullerton & Co | 0 | $0 | 0.00% | −2,406−100.0% | Sold out |
| Cypress Wealth Services, LLC | 0 | $0 | 0.00% | −2,456−100.0% | Sold out |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −2,444−100.0% | Sold out |
| Texas Capital Bancshares Inc | 0 | $0 | 0.00% | −2,437−100.0% | Sold out |
| Bradley Mark J. | 0 | $0 | 0.00% | −2,428−100.0% | Sold out |
| BLB&B Advisors, LLC | 0 | $0 | 0.00% | −2,413−100.0% | Sold out |
| ARS Investment Partners, LLC | 0 | $0 | 0.00% | −2,400−100.0% | Sold out |
| Csenge Advisory Group | 0 | $0 | 0.00% | −2,312−100.0% | Sold out |
| Defined Wealth Management, LLC | 0 | $0 | 0.00% | −2,335−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −1,855−100.0% | Sold out |
| Maverick Capital LtdSuperinvestorMaverick Capital | 0 | $0 | 0.00% | −1,987−100.0% | Sold out |
| Gables Capital Management Inc. | 0 | $0 | 0.00% | −1,277−100.0% | Sold out |
| Eudaimonia Partners, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| RBA Wealth Management, LLC | 0 | $0 | 0.00% | −574−100.0% | Sold out |
| ShoreHaven Wealth Partners, LLC | 0 | $0 | 0.00% | −525−100.0% | Sold out |
| Certified Advisory Corp | 0 | $0 | 0.00% | −503−100.0% | Sold out |
| Ade, LLC | 0 | $0 | 0.00% | −503−100.0% | Sold out |
| Manchester Financial Inc | 0 | $0 | 0.00% | −494−100.0% | Sold out |
| Northwest Investment Counselors, LLC | 0 | $0 | 0.00% | −484−100.0% | Sold out |
| Litman Gregory Asset Management LLC | 0 | $0 | 0.00% | −469−100.0% | Sold out |
| RMR Wealth Builders | 0 | $0 | 0.00% | −455−100.0% | Sold out |
| Tucker Asset Management LLC | 0 | $0 | 0.00% | −419−100.0% | Sold out |
| Fiduciary Planning LLC | 0 | $0 | 0.00% | −299−100.0% | Sold out |
| Meridian Wealth Partners, LLC | 0 | $0 | 0.00% | −223−100.0% | Sold out |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −210−100.0% | Sold out |
| Grandview Asset Management LLC | 0 | $0 | 0.00% | −205−100.0% | Sold out |
| Atlas Private Wealth Management | 0 | $0 | 0.00% | −195−100.0% | Sold out |
| Sound Income Strategies, LLC | 0 | $0 | 0.00% | −146−100.0% | Sold out |
| Ninety One UK Ltd | 0 | $0 | 0.00% | −139−100.0% | Sold out |
| Capital Advisors, Ltd. LLC | 0 | $0 | 0.00% | −84−100.0% | Sold out |
| Brand Asset Management Group, Inc. | 0 | $0 | 0.00% | −62−100.0% | Sold out |
| Human Investing LLC | 0 | $0 | 0.00% | −61−100.0% | Sold out |